13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 6,430 holding rows worth $506,220,206,000.
- Accession
- 0000769993-22-000212
- Filer
- CIK 886982
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, 12,126 entries on the cover page, a total value of $506,220,206,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $506,220,206,000 with VALUE read as thousands by filing date, 13F file number 028-04981. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 19,580 | $408,000 | thousands by filing date | |
| MCLAREN TECHNOLOGY ACQ CORP | 58176U208 | UNIT 11/01/2026 | 40,549 | $408,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 18,632 | $406,000 | thousands by filing date | |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 32,468 | $405,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 12,000 | $404,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 17,164 | $403,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 85,523 | $400,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 86,997 | $400,000 | thousands by filing date | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 75,183 | $400,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 43,533 | $400,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 36,914 | $399,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 9,887 | $398,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,038 | $397,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 12,150 | $397,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 129,008 | $397,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 51,970 | $396,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 12,604 | $396,000 | thousands by filing date | |
| VSEE HEALTH INC COM | 253893101 | Stock | 40,050 | $396,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 13,575 | $394,000 | thousands by filing date | |
| ABSCI CORPORATION | 00091E109 | COM | 48,063 | $394,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 83,600 | $394,000 | thousands by filing date | call |
| Inflarx Nv | N44821101 | COM | 82,200 | $391,000 | thousands by filing date | call |
| SUPERNOVA PARTN ACQ CO III L | G8T90F110 | UNIT 99/99/9999 | 39,460 | $391,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 10,888 | $390,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 195,472 | $389,000 | thousands by filing date | |
| HENNESSY CAPITAL INVST CORP | 42600H207 | UNIT 99/99/9999 | 39,212 | $389,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 6,057 | $388,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 43,439 | $388,000 | thousands by filing date | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 53,082 | $387,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 4,014 | $387,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 40,660 | $387,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 7,632 | $386,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 57,405 | $385,000 | thousands by filing date | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 5,435 | $385,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 40,892 | $385,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 10,000 | $384,000 | thousands by filing date | call |
| CITIZENS INC | 174740100 | COMMON STOCK | 72,182 | $384,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 169,142 | $384,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 5,305 | $383,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 203,117 | $382,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505715 | NORTH SHOR GBL | 5,299 | $382,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 17,492 | $381,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 20,242 | $380,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 9,628 | $379,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 167,028 | $379,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R124 | WTS | 770,794 | $379,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP UNIT EX 123127 | G49775110 | Stock | 37,725 | $379,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 41,009 | $377,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N201 | UNIT 99/99/9999 | 38,041 | $377,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 36,865 | $376,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 18,542 | $373,000 | thousands by filing date | |
| TEADS HLDG CO | 69002R103 | COM | 26,644 | $373,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 12,559 | $372,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 32,000 | $372,000 | thousands by filing date | call |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 30,995 | $372,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 27,500 | $372,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 27,500 | $372,000 | thousands by filing date | call |
| INNOVATE CORP | 45784J105 | COM | 100,685 | $372,000 | thousands by filing date | |
| PACIFICO ACQUISITION CORP | 69512X103 | CMN | 37,688 | $372,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 21,895 | $367,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H108 | COM | 37,989 | $366,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 100,000 | $365,000 | thousands by filing date | call |
| WILLDAN GROUP INC | 96924N100 | COM | 10,383 | $365,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 22,784 | $365,000 | thousands by filing date | |
| BILANDER ACQUISITION CORP | 09001T106 | CL A COM | 37,632 | $364,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 11,259 | $362,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 80,013 | $362,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 33,207 | $361,000 | thousands by filing date | |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 2,795 | $361,000 | thousands by filing date | |
| PROSHARES TR | 74347B565 | CMN | 3,613 | $360,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 6,223 | $359,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 9,002 | $358,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 27,069 | $357,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 10,839 | $357,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 4,470 | $357,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 300,000 | $357,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 350,000 | $357,000 | thousands by filing date | principal |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 57,199 | $356,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 51,013 | $355,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 45,622 | $355,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 112,446 | $354,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C509 | ISHA US AWAR ETF | 6,571 | $354,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B113 | UNIT 99/99/9999 | 35,658 | $354,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 23,088 | $353,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 39,460 | $351,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 29,585 | $351,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065203 | UNT | 34,750 | $349,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 2,300 | $348,000 | thousands by filing date | call |
| APPHARVEST INC | 03783T103 | COM | 89,056 | $346,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 200,000 | $346,000 | thousands by filing date | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 19,000 | $344,000 | thousands by filing date | call |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 6,540 | $344,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 5,047 | $344,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 83,596 | $344,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 3,261 | $343,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 13,063 | $343,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W106 | CMN | 35,112 | $343,000 | thousands by filing date | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 12,775 | $342,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 30,700 | $342,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119106 | CL A | 35,248 | $342,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 42,318 | $342,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 8,000 | $340,000 | thousands by filing date | call |
| SEP ACQUISITION CORP | 589381102 | CLASS A COM | 34,758 | $340,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 12,000 | $339,000 | thousands by filing date | call |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 24,012 | $338,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 86,707 | $338,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 6,623 | $337,000 | thousands by filing date | |
| LARGO INC | 517097101 | COM | 36,346 | $337,000 | thousands by filing date | |
| BENSON HILL INC | 082490103 | COM | 46,078 | $336,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 65,556 | $334,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 6,406 | $334,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 5,662 | $334,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 287,744 | $334,000 | thousands by filing date | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 173,909 | $334,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 794 | $333,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 17,589 | $333,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 47,000 | $332,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 4,953 | $332,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 16,700 | $331,000 | thousands by filing date | put |
| ANGEL POND HOLDINGS CORP | G0447J102 | CMN | 34,181 | $331,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 41,400 | $330,000 | thousands by filing date | call |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 8,240 | $329,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 2,129 | $327,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 24,322 | $327,000 | thousands by filing date | |
| Direxion Daily South Korea Bull 3X ETF | 25459Y520 | Exchange Traded Fund | 12,937 | $327,000 | thousands by filing date | |
| TIO TECH A | G8T10C106 | CLASS A ORD SHS | 33,555 | $327,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 2,800 | $325,000 | thousands by filing date | call |
| RIVERVIEW BANCORP INC | 769397100 | COM | 42,286 | $325,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 150,000 | $325,000 | thousands by filing date | principal |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 6,465 | $323,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 3,350 | $322,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 13,956 | $321,000 | thousands by filing date | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 23,051 | $320,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 06367V204 | MICROSECTORS FAN | 8,236 | $320,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 8,739 | $319,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 9,395 | $319,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 120,338 | $319,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 20,677 | $318,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 302,370 | $318,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 37,346 | $317,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 48,252 | $316,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C359 | EMRGNG MKT APRIL | 12,927 | $316,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 228,702 | $316,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X110 | SHS CL A | 32,623 | $316,000 | thousands by filing date | |
| CS DISCO INC | 126327105 | COM | 8,823 | $315,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 2,431 | $314,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 17,505 | $314,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 20,802 | $313,000 | thousands by filing date | |
| CVENT HOLDING CORP | 126677103 | COM | 38,307 | $313,000 | thousands by filing date | |
| ACROPOLIS INFRASTRUCTURE ACQ | 005029103 | CL A | 32,285 | $313,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 7,409 | $312,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 51,273 | $310,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 4,500 | $309,000 | thousands by filing date | call |
| ECP ENVIRONMENTAL GW OPT COR | 26829T209 | UNIT 03/01/2026 | 30,656 | $309,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 11,219 | $308,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E257 | CMN | 37,236 | $308,000 | thousands by filing date | |
| INTERCURE LTD | M549GJ111 | COM NEW | 47,378 | $307,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSITN CRP | 62403K108 | COM | 31,201 | $307,000 | thousands by filing date | |
| HEALTHWELL ACQUISITION CORP | 42227R109 | CLASS A COM | 31,693 | $307,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 67,359 | $306,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 24,001 | $306,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 8,100 | $305,000 | thousands by filing date | call |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 16,295 | $303,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 49,857 | $302,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 5,646 | $301,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 37,605 | $301,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 31,011 | $301,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 22,158 | $300,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 57,676 | $299,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 6,253 | $299,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 11,273 | $299,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N109 | CMN | 30,555 | $299,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 25,500 | $298,000 | thousands by filing date | call |
| QUANTUM FINTECH ACQUISTIN CO | 74767A113 | WTS | 581,516 | $297,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 15,439 | $296,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 22,893 | $296,000 | thousands by filing date | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 23,110 | $296,000 | thousands by filing date | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 18,655 | $296,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 28,893 | $294,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202111 | *W EXP 03/09/202 | 458,239 | $293,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 70,331 | $293,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 22,150 | $292,000 | thousands by filing date | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 14,748 | $291,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 198,589 | $291,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 18,537 | $290,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 43,342 | $290,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 30,000 | $290,000 | thousands by filing date | put |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 30,000 | $290,000 | thousands by filing date | call |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 8,805 | $289,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 34,119 | $289,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 7,859 | $289,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 95,201 | $289,000 | thousands by filing date | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 32,919 | $288,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 12,376 | $288,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 287,000 | $288,000 | thousands by filing date | principal |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 55,823 | $287,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 35,564 | $287,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 10,344 | $285,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 12,232 | $283,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 6,200 | $282,000 | thousands by filing date | call |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 250,000 | $282,000 | thousands by filing date | principal |
| ARDAGH GROUP S A | L0223L101 | COM | 31,204 | $282,000 | thousands by filing date | |
| INTERPRIVATE II ACQUISITION | 46064Q108 | CMN | 29,000 | $281,000 | thousands by filing date | |
| NUVALENT INC COM | 670703107 | Stock | 14,700 | $280,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 32,321 | $280,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 229,103 | $279,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817104 | CMN | 28,422 | $279,000 | thousands by filing date | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 5,227 | $277,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 40,000 | $277,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469207 | COM NEW | 40,000 | $277,000 | thousands by filing date | call |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 10,980 | $276,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 12,368 | $275,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 57,713 | $275,000 | thousands by filing date | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 18,783 | $275,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 24,835 | $274,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,103 | $274,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 12,998 | $274,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 18,113 | $274,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 87,443 | $273,000 | thousands by filing date | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 14,301 | $271,000 | thousands by filing date | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 60,740 | $271,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 9,055 | $271,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 42,535 | $270,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C714 | EMRGNG MKT JULY | 10,443 | $268,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 69,084 | $267,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 35,992 | $267,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 24,832 | $267,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 200,000 | $267,000 | thousands by filing date | principal |
| TREVENA INC | 89532E109 | COM | 458,429 | $267,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G111 | WTS | 488,213 | $267,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 50,000 | $266,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 42,280 | $266,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 270,970 | $266,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 229,309 | $266,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 24,647 | $265,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 37,668 | $265,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 228,000 | $265,000 | thousands by filing date | principal |
| PAYCOR HCM INC | 70435P102 | COM | 9,171 | $264,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 48,844 | $264,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 55,042 | $264,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 23,364 | $262,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 15,309 | $261,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F615 | FT VEST US EQT | 8,145 | $260,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 29,192 | $260,000 | thousands by filing date | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 4,400 | $259,000 | thousands by filing date | call |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 22,655 | $258,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 13,269 | $258,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L119 | *W EXP 06/02/202 | 183,908 | $258,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 5,982 | $257,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 31,762 | $257,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 16,100 | $255,000 | thousands by filing date | call |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 105,805 | $255,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 31,802 | $255,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 156,833 | $255,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 247,458 | $255,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 5,009 | $254,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 6,964 | $254,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 75,000 | $254,000 | thousands by filing date | put |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 75,000 | $254,000 | thousands by filing date | call |
| RIBBIT LEAP LTD | G7552B105 | SHS CL A | 25,400 | $254,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 64,954 | $253,000 | thousands by filing date | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 12,055 | $253,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 185,871 | $253,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,000 | $252,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 17,960 | $252,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 19,662 | $252,000 | thousands by filing date | |
| CODEX DNA INC | 192003101 | COM | 23,296 | $252,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 99,266 | $252,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 79,806 | $251,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L105 | COM | 25,743 | $251,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 278,485 | $251,000 | thousands by filing date | |
| TAILWIND TWO ACQUISITION COR | G86613125 | *W EXP 03/09/202 | 296,628 | $251,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 31,464 | $250,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 6,741 | $250,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 4,800 | $250,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 4,863 | $248,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 142,117 | $247,000 | thousands by filing date | |
| PROSHARES TR | 74347G648 | FUND | 9,484 | $247,000 | thousands by filing date | |
| GRAPHITE BIO INC | 38870X104 | COM | 19,891 | $247,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 3,912 | $246,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 203,514 | $246,000 | thousands by filing date | |
| EMLES TR | 291361871 | CMN | 10,000 | $246,000 | thousands by filing date | |
| ZOGENIX INC | 98978LAB1 | NOTE 2.750%10/0 | 250,000 | $246,000 | thousands by filing date | principal |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 26,675 | $245,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 12,302 | $245,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 4,757 | $243,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 392,003 | $243,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H106 | CMN | 24,447 | $243,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 98,659 | $242,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 5,325 | $242,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 250,000 | $241,000 | thousands by filing date | principal |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 128,200 | $240,000 | thousands by filing date | |
| GLASS HOUSES ACQUISITION COR | 37714P103 | CMN | 24,699 | $240,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 11,500 | $239,000 | thousands by filing date | put |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 4,098 | $239,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 781,202 | $239,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 39,860 | $238,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 7,671 | $238,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 5,147 | $238,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 2,811 | $237,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 57,772 | $237,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 208,043 | $237,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 18,635 | $236,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 453,942 | $236,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 100,000 | $235,000 | thousands by filing date | put |
| STARTEK INC | 85569C107 | COM | 45,073 | $235,000 | thousands by filing date | |
| BLUERIVER ACQUISITION CORP | G1261Q107 | COM | 24,172 | $235,000 | thousands by filing date | |
| IGNYTE ACQUISITION CORP | 45175H106 | CMN | 24,152 | $235,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 5,384 | $234,000 | thousands by filing date | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 126,100 | $233,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 132,000 | $233,000 | thousands by filing date | principal |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 22,124 | $233,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T102 | COM | 23,758 | $233,000 | thousands by filing date | |
| FIVERR INTL LTD | 33835LAA3 | NOTE 11/0 | 250,000 | $232,000 | thousands by filing date | principal |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 82,391 | $232,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 3,763 | $231,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 4,015 | $230,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 16,532 | $230,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 135,324 | $230,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 14,827 | $229,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 9,582 | $229,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 26,991 | $229,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 200,000 | $227,000 | thousands by filing date | principal |
| XOS INC | 98423B108 | COM | 71,918 | $227,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 181,448 | $227,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 14,977 | $225,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 19,835 | $225,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 66,392 | $224,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 66,316 | $224,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 5,201 | $224,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 57,307 | $223,000 | thousands by filing date | |
| FORGEROCK INC | 34631B101 | CL A | 8,346 | $223,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 138,215 | $223,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 12,991 | $222,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 45,897 | $222,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 200,000 | $221,000 | thousands by filing date | principal |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 3,630 | $221,000 | thousands by filing date | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 18,763 | $221,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 224,588 | $221,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 156,223 | $220,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 8,330 | $220,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 4,434 | $220,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 240,611 | $220,000 | thousands by filing date | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 16,919 | $219,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 51,876 | $219,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 612,442 | $219,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 18,489 | $219,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 79,462 | $219,000 | thousands by filing date | |
| AROGO CAPITAL ACQUISITION CO | 042644203 | UNIT 99/99/9999 | 21,900 | $219,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 18,875 | $218,000 | thousands by filing date | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 17,921 | $218,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQU CORP I | 02073F104 | CLASS A COM | 22,596 | $218,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 3,634 | $217,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 71,234 | $217,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 95,343 | $217,000 | thousands by filing date | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 19,051 | $216,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 22,877 | $216,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 5,173 | $215,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 31,900 | $214,000 | thousands by filing date | put |
| NIU TECHNOLOGIES | 65481N100 | CMN | 13,288 | $214,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 16,076 | $214,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 6,772 | $213,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,300 | $213,000 | thousands by filing date | put |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 13,162 | $213,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 4,594 | $213,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 172,000 | $213,000 | thousands by filing date | principal |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 66,985 | $213,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,500 | $212,000 | thousands by filing date | call |
| EMERALD HOLDING INC | 29103W104 | COM | 53,288 | $212,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 30,010 | $212,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 31,652 | $212,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 72,778 | $212,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 38,303 | $211,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 45,343 | $210,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 5,409 | $210,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 95,804 | $210,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 6,885 | $209,000 | thousands by filing date | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 13,810 | $208,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 15,117 | $208,000 | thousands by filing date | |
| X FINL | 98372W202 | SPONSORED ADS | 69,156 | $208,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850112 | WARR | 365,169 | $208,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 5,621 | $207,000 | thousands by filing date | |
| STRATEGY SHS | 86280R886 | NEWFOUND RESLV | 6,840 | $207,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 49,617 | $207,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 218,179 | $207,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 3,390 | $206,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 6,989 | $206,000 | thousands by filing date | |
| CAZOO GROUP LTD | G2007L105 | COM | 34,200 | $206,000 | thousands by filing date | put |
| CHECK CAP LTD | M2361E203 | SHS | 305,991 | $206,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 33,702 | $205,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 2,885 | $205,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 20,053 | $205,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 3,619 | $205,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 225,000 | $205,000 | thousands by filing date | principal |
| FTAC EMERALD ACQUISITION COR | 29103K209 | UNIT 10/19/2028 | 20,479 | $204,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 5,483 | $202,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 10,002 | $202,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 38,720 | $202,000 | thousands by filing date | |
| US ECOLOGY INC | 91734M111 | WTS | 36,750 | $202,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 365,389 | $201,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 17,237 | $200,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 11,433 | $199,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 20,293 | $199,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 40,860 | $199,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 11,549 | $198,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 10,775 | $198,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 23,246 | $198,000 | thousands by filing date | |
| THORNE HEALTHTECH INC | 885260109 | COM | 31,828 | $198,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 15,557 | $198,000 | thousands by filing date | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 39,214 | $197,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 27,656 | $197,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 17,804 | $197,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 12,938 | $196,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 15,110 | $196,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 20,000 | $196,000 | thousands by filing date | put |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 14,040 | $195,000 | thousands by filing date | put |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 200,000 | $195,000 | thousands by filing date | principal |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 200,000 | $194,000 | thousands by filing date | principal |
| JOURNEY MED CORP | 48115J109 | COM | 35,820 | $193,000 | thousands by filing date | |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 175,000 | $193,000 | thousands by filing date | principal |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 129,044 | $192,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 19,464 | $191,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 53,469 | $190,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 14,836 | $190,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 12,671 | $189,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 21,326 | $189,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 157,300 | $189,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 39,061 | $187,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 18,673 | $187,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 35,900 | $187,000 | thousands by filing date | call |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 309,716 | $186,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 566,425 | $185,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 12,522 | $185,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 13,379 | $185,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 34,532 | $184,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 21,836 | $184,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 18,110 | $184,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 14,308 | $184,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 85,240 | $182,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 10,273 | $181,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 180,940 | $181,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269GAB3 | BOND | 200,000 | $180,000 | thousands by filing date | principal |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 18,735 | $178,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169206 | UNIT 03/05/2026 | 17,649 | $178,000 | thousands by filing date | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 22,051 | $177,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 32,317 | $176,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 11,746 | $175,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411128 | UNIT 99/99/9999 | 17,543 | $175,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 115,161 | $175,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T114 | *W EXP 03/02/202 | 347,514 | $174,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 125,142 | $174,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 32,219 | $173,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 58,178 | $173,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 83,372 | $172,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 39,123 | $171,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 56,465 | $171,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 25,531 | $170,000 | thousands by filing date | |
| MARBLEGATE ACQUISITION CORP | 56608A105 | COM CL A | 17,400 | $170,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 11,726 | $170,000 | thousands by filing date | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 22,983 | $167,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 11,512 | $167,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 19,769 | $167,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 105,495 | $167,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 87,925 | $167,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 28,388 | $166,000 | thousands by filing date | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 200,000 | $166,000 | thousands by filing date | principal |
| PLUM ACQUISITION CORP III | G63290111 | CLASS A ORD SHS | 17,114 | $166,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 37,942 | $165,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 19,233 | $165,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 35,577 | $165,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 159,585 | $165,000 | thousands by filing date | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 53,987 | $165,000 | thousands by filing date | |
| MEDICUS SCIENCES ACQUISITION | G5960S108 | CL A SHS | 17,018 | $165,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 15,110 | $163,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 149,449 | $163,000 | thousands by filing date | |
| BOA ACQUISITION CORP | 05601A117 | WTS | 308,485 | $163,000 | thousands by filing date | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 47,492 | $162,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 200,000 | $162,000 | thousands by filing date | principal |
| NEW PAC METALS CORP | 64782A107 | COM | 54,712 | $161,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 62,241 | $161,000 | thousands by filing date | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 12,864 | $161,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 309,564 | $161,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 53,501 | $161,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 267,503 | $161,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 135,481 | $160,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088106 | CL A SHS | 16,356 | $160,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 49,389 | $158,000 | thousands by filing date | |
| WEBER INC | 94770D102 | COM | 12,217 | $158,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 66,825 | $158,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 10,934 | $157,000 | thousands by filing date | |
| ENPHYS ACQUISITION CORP | G3167L117 | *W EXP 99/99/999 | 319,774 | $157,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 313,336 | $157,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 163,149 | $157,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 15,700 | $157,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 10,527 | $155,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 27,511 | $154,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 55,526 | $154,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 26,154 | $154,000 | thousands by filing date | |
| VENUS ACQUISITION CORPORATIO | G9420F102 | CMN | 15,182 | $153,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 18,696 | $152,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-22-000212 | this filing | 2022-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-22-000241 | base | 2022-02-17 | acceptance time not in the bulk data set |