13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-10, with 6,189 holding rows worth $473,049,730,000.
- Accession
- 0000769993-21-000319
- Filer
- CIK 886982
- Filed
- 2021-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 11,631 entries on the cover page, a total value of $473,049,730,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $473,049,730,000 with VALUE read as thousands by filing date, 13F file number 028-04981. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AETERNA ZENTARIS INC | 007975402 | COM | 84,500 | $63,000 | thousands by filing date | |
| HCW BIOLOGICS INC | 40423R105 | COM | 19,785 | $63,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E112 | WTS | 90,027 | $63,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC WT EXP 032927 | 33765Y119 | Common Stock | 50,000 | $63,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R114 | *W EXP 02/04/202 | 57,572 | $63,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 19,762 | $62,000 | thousands by filing date | |
| VPC IMPACT ACQ HOLD A -CW27 | 91835J116 | Warrant | 35,662 | $61,000 | thousands by filing date | |
| SOMALOGIC INC | 83444k113 | WT | 17,364 | $60,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D120 | *W EXP 10/28/202 | 250,000 | $60,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 39,967 | $60,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 14,920 | $60,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 37,976 | $59,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 42,056 | $58,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 33,559 | $58,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 26,375 | $58,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 17,600 | $58,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L126 | *W EXP 99/99/999 | 78,750 | $58,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 14,717 | $57,000 | thousands by filing date | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 14,898 | $57,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 35,864 | $57,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 17,112 | $57,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 106,961 | $57,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 10,554 | $57,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 11,188 | $56,000 | thousands by filing date | |
| SILEXION THERAPEUTICS CORP WT EXP 081529 | G6S23K124 | Stock | 93,287 | $56,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 38,082 | $56,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 94,297 | $56,000 | thousands by filing date | |
| SPRINGBIG HOLDIN | G9118J119 | EQUITY WRT | 92,520 | $56,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 10,475 | $55,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 13,600 | $55,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 15,033 | $54,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 17,582 | $54,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 15,741 | $54,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H110 | *W EXP 02/11/202 | 104,273 | $54,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 27,222 | $53,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 27,895 | $53,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 24,914 | $53,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A116 | WTS | 82,532 | $53,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 11,133 | $52,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 15,773 | $52,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 29,235 | $52,000 | thousands by filing date | |
| NEXTPLAY TECHNOLOGIES INC | 65344G102 | COM | 38,819 | $52,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382113 | *W EXP 04/07/202 | 250,000 | $52,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 63,659 | $52,000 | thousands by filing date | |
| PANBELA THERAPEUTICS INC | 69833Q100 | COM | 23,882 | $52,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 15,034 | $51,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 73,447 | $51,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 24,381 | $50,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 11,426 | $50,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 48,665 | $50,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N117 | WTS | 50,243 | $50,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 27,952 | $49,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 18,736 | $49,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 22,518 | $49,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792114 | *W EXP 03/11/202 | 66,170 | $49,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 70,333 | $49,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 14,500 | $48,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 84,782 | $48,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 50,000 | $48,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 14,504 | $48,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 15,259 | $47,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 16,208 | $46,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 35,000 | $46,000 | thousands by filing date | principal |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 79,384 | $46,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L121 | *W EXP 02/01/202 | 65,233 | $46,000 | thousands by filing date | |
| LEVERE HOLDINGS CORP | G5462L122 | *W EXP 03/09/202 | 53,971 | $46,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 50,000 | $46,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714129 | WARR | 97,500 | $45,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 70,637 | $45,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 17,455 | $45,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 27,588 | $45,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 99,759 | $44,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 18,378 | $44,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 14,049 | $44,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 15,683 | $43,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 14,429 | $43,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B115 | *W EXP 01/08/202 | 48,050 | $43,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 14,215 | $42,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 43,000 | $42,000 | thousands by filing date | principal |
| KAIROS ACQUISITION CORP | G52110106 | *W EXP 11/30/202 | 71,940 | $42,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 10,755 | $42,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 28,551 | $42,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J126 | *W EXP 03/14/202 | 54,247 | $42,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 39,326 | $41,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 33,974 | $41,000 | thousands by filing date | |
| PWP FORWARD ACQUISITION CORP | 74709Q119 | WTS | 49,990 | $41,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 75,452 | $41,000 | thousands by filing date | |
| MCAP ACQUISITION CORP | 55282T117 | *W EXP 03/02/202 | 37,913 | $41,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 30,993 | $40,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP | 11134Y119 | WTS | 52,864 | $40,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 38,207 | $40,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G116 | WARR | 69,328 | $39,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 11,670 | $39,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 13,034 | $39,000 | thousands by filing date | |
| RUMBLE INC | 12521J111 | EQUITY WRT | 48,426 | $39,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 45,400 | $39,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 32,600 | $38,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 24,118 | $37,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP W EXP 02/03/202 DELETED | 049287113 | *W EXP 02/03/202 | 43,317 | $37,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 35,000 | $36,000 | thousands by filing date | principal |
| SUMMIT HEALTHCRE ACQUISTN CO | G8566R110 | *W EXP 06/03/202 | 42,328 | $36,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 250,000 | $36,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 34,074 | $35,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 32,000 | $35,000 | thousands by filing date | principal |
| PONTEM CORPORATION | G71707122 | WARR | 48,656 | $35,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 119,072 | $35,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 39,270 | $35,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 49,184 | $34,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 50,041 | $34,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP III | G0370U116 | WTS | 32,803 | $34,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F119 | WARR | 53,473 | $33,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 52,814 | $33,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 32,349 | $33,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C110 | WTS | 50,002 | $33,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W112 | *W EXP 02/02/202 | 30,245 | $33,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046112 | *W EXP 09/19/202 | 50,486 | $33,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 11,599 | $33,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 12,957 | $32,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 50,000 | $32,000 | thousands by filing date | |
| AKERNA CORP | 00973W110 | WTS | 60,300 | $32,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 20,800 | $31,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B125 | *W EXP 03/10/202 | 18,943 | $31,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 57,812 | $30,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 30,000 | $30,000 | thousands by filing date | principal |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 250,000 | $28,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 34,265 | $28,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B113 | WTS | 20,521 | $28,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L118 | *W EXP 02/25/202 | 27,558 | $27,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229118 | *W EXP 10/05/202 | 41,765 | $27,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276115 | *W EXP 02/26/202 | 24,296 | $26,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M124 | WARR | 28,445 | $26,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B121 | WARR | 32,243 | $26,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 12,180 | $26,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C111 | *W EXP 01/07/202 | 23,503 | $26,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P133 | *W EXP 10/06/202 | 67,486 | $24,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 31,624 | $24,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 69,816 | $24,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 10,771 | $24,000 | thousands by filing date | |
| GLASS HOUSES ACQUISITION COR | 37714P111 | *W EXP 03/25/202 | 34,100 | $24,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E117 | WTS | 27,331 | $23,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 31,635 | $22,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 18,296 | $22,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 25,000 | $22,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B119 | *W EXP 02/25/202 | 24,766 | $22,000 | thousands by filing date | |
| IRIS ACQUISITION CORP | 89601Y119 | *W EXP 02/28/202 | 23,749 | $22,000 | thousands by filing date | |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 24,176 | $22,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 31,050 | $22,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 21,000 | $21,000 | thousands by filing date | principal |
| SUNDIAL GROWERS INC | 86730L109 | COM | 30,303 | $21,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q115 | *W EXP 03/25/202 | 10,000 | $21,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T110 | *W EXP 03/05/202 | 28,919 | $20,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 35,864 | $20,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B112 | WTS | 18,000 | $20,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 35,651 | $20,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070116 | *W EXP 01/28/202 | 29,287 | $19,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 10,114 | $19,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A110 | *W EXP 11/30/202 | 75,400 | $18,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 11,555 | $18,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 13,156 | $18,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M114 | W EXP 01/28/202 | 20,090 | $18,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E114 | *W EXP 09/09/202 | 20,326 | $18,000 | thousands by filing date | |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 29,325 | $16,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 26,133 | $16,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 18,800 | $15,000 | thousands by filing date | |
| LUMIRADX LTD | g5709l117 | WT | 13,182 | $15,000 | thousands by filing date | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 10,000 | $15,000 | thousands by filing date | principal |
| EG ACQUISITION CORP | 26846A118 | WARR | 25,919 | $15,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169115 | *W EXP 03/05/202 | 17,926 | $15,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 19,781 | $15,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X114 | *W EXP 12/22/202 | 18,750 | $15,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 24,008 | $15,000 | thousands by filing date | |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 19,997 | $14,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 14,000 | $14,000 | thousands by filing date | principal |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 22,953 | $13,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L118 | *W EXP 03/05/202 | 10,783 | $13,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 16,526 | $12,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 20,857 | $12,000 | thousands by filing date | |
| NATURAL ORDER ACQUISITION CO | 63889L115 | *W EXP 09/15/202 | 22,811 | $12,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 13,179 | $10,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C116 | WTS | 16,380 | $10,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 15,528 | $10,000 | thousands by filing date | |
| INTL MEDIA A-RTS EQUITY | 459867123 | COM | 44,286 | $9,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC | 00777J117 | WTS | 10,822 | $9,000 | thousands by filing date | |
| CLEANTECH ACQUISITION CORP | 18453L115 | WTS | 20,000 | $9,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 11,412 | $7,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X123 | *W EXP 10/01/202 | 11,008 | $7,000 | thousands by filing date | |
| KADEM SUSTAINABLE IMPACT COR | 48284E113 | *W EXP 03/16/202 | 13,644 | $7,000 | thousands by filing date | |
| VENUS ACQUISITION CORPORATIO | G9420F128 | RTS | 15,100 | $7,000 | thousands by filing date | |
| GOLDEN PATH ACQUISITION CORP | G4028H121 | *W EXP 01/31/202 | 25,900 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-21-000319 | this filing | 2021-11-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-22-000005 | base | 2022-01-20 | acceptance time not in the bulk data set |