13F-HR/A filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR/A for the quarter ended 2017-03-31, filed 2017-05-18, with 6,718 holding rows worth $368,559,694,000.
- Accession
- 0000769993-17-000549
- Filer
- CIK 886982
- Filed
- 2017-05-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, amendment of type restatement, 10,759 entries on the cover page, a total value of $368,559,694,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $368,559,694,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COTERRA ENERGY INC COM | 127097103 | Stock | 36,600 | $875,000 | thousands by filing date | put |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 37,412 | $873,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 10,100 | $872,000 | thousands by filing date | call |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 10,500 | $871,000 | thousands by filing date | call |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 12,483 | $871,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 27,800 | $870,000 | thousands by filing date | put |
| NEOPHOTONICS CORP | 64051T100 | COM | 96,566 | $870,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 161,966 | $868,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 17,900 | $867,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 140,589 | $867,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 62,365 | $866,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 210,200 | $866,000 | thousands by filing date | put |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 21,082 | $866,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 25,163 | $865,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 33,349 | $864,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 32,402 | $863,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 20,327 | $862,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 44,259 | $861,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 115,107 | $860,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D373 | VELOCITY SHS 3X | 41,078 | $860,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 13,800 | $859,000 | thousands by filing date | put |
| ARQ INC | 00770C101 | COM | 89,991 | $859,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 60,650 | $858,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 6,300 | $852,000 | thousands by filing date | put |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 15,923 | $852,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 18,600 | $851,000 | thousands by filing date | put |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 16,835 | $851,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 204 | $850,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 58,252 | $850,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 8,891 | $850,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 49,346 | $849,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 41,617 | $849,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 205,178 | $849,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 11,900 | $848,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 57,300 | $846,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 16,600 | $846,000 | thousands by filing date | call |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 66,027 | $846,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 25,300 | $844,000 | thousands by filing date | call |
| ASHLAND INC | 044186104 | COM | 6,800 | $842,000 | thousands by filing date | call |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 100,800 | $842,000 | thousands by filing date | put |
| ERA GROUP INC | 26885G109 | COM | 63,499 | $842,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 127,324 | $840,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 122,643 | $840,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 29,600 | $839,000 | thousands by filing date | put |
| EPIZYME INC | 29428V104 | COM | 48,931 | $839,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 11,500 | $838,000 | thousands by filing date | call |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 24,100 | $837,000 | thousands by filing date | call |
| KRATON CORPORATION | 50077C106 | COM | 27,060 | $837,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 46,354 | $837,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 43,501 | $837,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 38,113 | $835,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 18,300 | $832,000 | thousands by filing date | call |
| SUN HYDRAULICS CORP | 866942105 | COM | 23,039 | $832,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 482,326 | $830,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 43,820 | $826,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 145,063 | $825,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 30,502 | $825,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 28,500 | $824,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 12,100 | $822,000 | thousands by filing date | call |
| LOGITECH INTL S A SHS | H50430232 | Stock | 25,800 | $822,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 49,600 | $822,000 | thousands by filing date | call |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 144,280 | $821,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 12,200 | $820,000 | thousands by filing date | put |
| CONCORDIA INTL CORP | 20653P102 | COM | 502,871 | $819,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 9,700 | $818,000 | thousands by filing date | put |
| RMR GROUP INC | 74967R106 | CL A | 16,519 | $818,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 12,347 | $816,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 29,110 | $816,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 29,104 | $815,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 156,781 | $815,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 213,460 | $815,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 35,919 | $813,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 34,100 | $810,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 14,500 | $809,000 | thousands by filing date | call |
| HCI GROUP INC | 40416E103 | COM | 17,738 | $808,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 31,882 | $808,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 553,041 | $807,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 64,845 | $807,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 15,625 | $805,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 132,600 | $805,000 | thousands by filing date | call |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 43,412 | $804,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 9,544 | $803,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 12,278 | $802,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 102,701 | $802,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 18,661 | $800,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 260,595 | $800,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 121,468 | $800,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 24,156 | $799,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 16,207 | $799,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 29,160 | $799,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 75,969 | $798,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 171,100 | $798,000 | thousands by filing date | put |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 17,542 | $797,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 13,900 | $796,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 118,158 | $796,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 59,628 | $796,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 20,000 | $794,000 | thousands by filing date | call |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 70,302 | $794,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 14,190 | $793,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 68,373 | $790,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 38,800 | $789,000 | thousands by filing date | call |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 42,510 | $789,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 9,400 | $786,000 | thousands by filing date | call |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 241,676 | $785,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 552,567 | $785,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 1,471,488 | $785,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 18,000 | $784,000 | thousands by filing date | put |
| PROSHARES TR | 74347B573 | CMN | 16,300 | $784,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 73,000 | $783,000 | thousands by filing date | call |
| ADIENT PLC | G0084W101 | ORD SHS | 10,740 | $780,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 32,400 | $778,000 | thousands by filing date | put |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 131,236 | $778,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 23,382 | $778,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 21,110 | $776,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 54,293 | $775,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 84,656 | $775,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 22,300 | $774,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 134,519 | $773,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 51,800 | $773,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 148,147 | $773,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 7,100 | $771,000 | thousands by filing date | call |
| EDITAS MEDICINE INC | 28106W103 | COM | 34,559 | $771,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 11,300 | $768,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 54,900 | $767,000 | thousands by filing date | put |
| ARISTA NETWORKS INC | 040413106 | COM | 5,800 | $767,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 21,200 | $766,000 | thousands by filing date | call |
| HAYNES INTL INC | 420877201 | COM NEW | 20,103 | $766,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 37,600 | $765,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 90,300 | $765,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 23,366 | $764,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 15,200 | $763,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 51,400 | $763,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 22,000 | $762,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 26,300 | $759,000 | thousands by filing date | put |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 194,684 | $757,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 25,549 | $755,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 62,920 | $755,000 | thousands by filing date | |
| HLS 2 12/1/43 | 421924BL4 | Bond 30/360P2 U | 618,000 | $755,000 | thousands by filing date | principal |
| STERICYCLE INC | 858912108 | COM | 9,100 | $754,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 4,100 | $753,000 | thousands by filing date | call |
| HEALTHSTREAM INC | 42222N103 | COM | 31,096 | $753,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 71,613 | $753,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 19,587 | $752,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 65,332 | $751,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 72,703 | $750,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 33,300 | $749,000 | thousands by filing date | call |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 31,199 | $749,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 34,921 | $749,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 10,492 | $748,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 184,801 | $748,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 126,400 | $748,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 53,500 | $747,000 | thousands by filing date | call |
| ARTIVION INC | 228903100 | COM | 44,824 | $746,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 10,700 | $745,000 | thousands by filing date | put |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 76,938 | $745,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 72,800 | $745,000 | thousands by filing date | put |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 12,720 | $744,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 81,700 | $742,000 | thousands by filing date | put |
| MYOKARDIA INC | 62857M105 | COM | 56,400 | $742,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 90,500 | $740,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 70,861 | $740,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 9,100 | $740,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 721,000 | $739,000 | thousands by filing date | principal |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 32,189 | $737,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 148,981 | $737,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 34,203 | $735,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 21,766 | $735,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 44,176 | $734,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 9,100 | $733,000 | thousands by filing date | put |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 13,052 | $732,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 362,447 | $732,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 19,400 | $731,000 | thousands by filing date | call |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 53,600 | $731,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 24,482 | $731,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 18,947 | $730,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 6,100 | $729,000 | thousands by filing date | put |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 40,000 | $729,000 | thousands by filing date | put |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 40,000 | $729,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 10,100 | $728,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 94,494 | $727,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 40,720 | $727,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 25,440 | $726,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 33,881 | $723,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 40,100 | $720,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 276,910 | $720,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 21,900 | $719,000 | thousands by filing date | put |
| LAKELAND BANCORP INC | 511637100 | COM | 36,495 | $716,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 12,725 | $715,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 19,289 | $715,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 86,097 | $713,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 509,103 | $713,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 45,181 | $712,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 76,354 | $711,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 22,400 | $711,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 28,921 | $711,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 5,700 | $709,000 | thousands by filing date | put |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 19,138 | $709,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 31,875 | $709,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 516,000 | $708,000 | thousands by filing date | principal |
| XCERRA CORP | 98400J108 | COM | 79,482 | $707,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 17,500 | $706,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 111,373 | $706,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 13,816 | $705,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 44,183 | $705,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 25,000 | $705,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 490,831 | $702,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 15,000 | $702,000 | thousands by filing date | call |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 35,501 | $702,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 179,660 | $701,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 14,711 | $699,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 203,698 | $697,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 12,600 | $697,000 | thousands by filing date | call |
| KADANT INC | 48282T104 | COM | 11,728 | $696,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 49,075 | $696,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 67,747 | $696,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 180,232 | $696,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 29,500 | $694,000 | thousands by filing date | call |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 25,726 | $692,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 23,897 | $692,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 6,346 | $689,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 55,219 | $685,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 15,100 | $683,000 | thousands by filing date | put |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 11,542 | $683,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 93,283 | $683,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 83,856 | $683,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 35,300 | $681,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 80,200 | $681,000 | thousands by filing date | call |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 83,712 | $681,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 26,268 | $681,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 72,344 | $680,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 33,628 | $679,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 46,795 | $679,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 21,500 | $678,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 700,000 | $678,000 | thousands by filing date | principal |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 229,051 | $676,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 21,639 | $675,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 33,600 | $675,000 | thousands by filing date | put |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 18,421 | $674,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 34,261 | $674,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 32,844 | $673,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 296,402 | $673,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 56,300 | $672,000 | thousands by filing date | put |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 179,259 | $672,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 28,517 | $672,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 34,900 | $670,000 | thousands by filing date | put |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 20,332 | $670,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 80,313 | $670,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 59,014 | $670,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 14,962 | $669,000 | thousands by filing date | |
| OMINTO INC | 68217C208 | COM NEW | 48,400 | $668,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 14,500 | $667,000 | thousands by filing date | put |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 43,374 | $666,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 12,000 | $666,000 | thousands by filing date | call |
| CARVER BANCORP ORD | 146875604 | COM | 181,033 | $663,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 84,973 | $662,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 12,241 | $661,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 51,430 | $661,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 12,500 | $661,000 | thousands by filing date | call |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 19,900 | $661,000 | thousands by filing date | put |
| L3 TECHNOLOGIES INC | 502413107 | COM | 4,000 | $661,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 14,890 | $661,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 14,237 | $660,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 9,300 | $659,000 | thousands by filing date | put |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 65,377 | $658,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 49,607 | $658,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 7,800 | $657,000 | thousands by filing date | call |
| ARDELYX INC | 039697107 | COM | 51,920 | $657,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 62,569 | $656,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 144,053 | $655,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 19,900 | $654,000 | thousands by filing date | call |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 12,306 | $654,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 319,188 | $654,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 15,154 | $652,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 13,058 | $651,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 50,700 | $651,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 34,507 | $649,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,400 | $648,000 | thousands by filing date | put |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 5,567 | $648,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 88,300 | $648,000 | thousands by filing date | call |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 5,200 | $647,000 | thousands by filing date | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 25,746 | $647,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 18,000 | $646,000 | thousands by filing date | call |
| FBR & CO | 30247C400 | COM NEW | 35,625 | $643,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 28,611 | $642,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 67,202 | $642,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 16,300 | $641,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 12,000 | $640,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 16,724 | $640,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 9,313 | $638,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 38,303 | $638,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 12,877 | $638,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 37,971 | $638,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 4,751 | $637,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 13,058 | $637,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 8,600 | $636,000 | thousands by filing date | put |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,500 | $636,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 26,900 | $636,000 | thousands by filing date | put |
| AGNC INVT CORP COM | 00123Q104 | REIT | 31,900 | $634,000 | thousands by filing date | call |
| AUTOLIV INC | 052800109 | COM | 6,200 | $634,000 | thousands by filing date | call |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 86,766 | $634,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 13,519 | $633,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 191,001 | $632,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 6,500 | $631,000 | thousands by filing date | call |
| ASHLAND INC | 044186104 | COM | 5,100 | $631,000 | thousands by filing date | put |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 93,518 | $631,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 129,396 | $630,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 67,447 | $630,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 10,000 | $629,000 | thousands by filing date | put |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 31,700 | $628,000 | thousands by filing date | put |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 33,000 | $627,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 18,800 | $626,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 26,086 | $626,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 21,076 | $626,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X210 | MSCI CHINA ETF | 29,050 | $626,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 120,863 | $625,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 16,700 | $624,000 | thousands by filing date | put |
| CHEMOURS CO COM | 163851108 | Stock | 16,200 | $624,000 | thousands by filing date | call |
| TRANSALTA CORP | 89346D107 | COM | 106,435 | $623,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 22,344 | $623,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 114,700 | $622,000 | thousands by filing date | put |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 3,863 | $622,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 15,754 | $622,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 36,059 | $620,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 13,400 | $619,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 54,700 | $615,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 156,500 | $615,000 | thousands by filing date | call |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 221,706 | $614,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 8,300 | $613,000 | thousands by filing date | call |
| ROSS STORES INC COM | 778296103 | Stock | 9,300 | $613,000 | thousands by filing date | put |
| BANKRATE INC DEL | 06647F102 | COM | 63,498 | $613,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 18,971 | $611,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 160,700 | $611,000 | thousands by filing date | put |
| Boston Scientific Corporation | 101137107 | COM | 24,500 | $609,000 | thousands by filing date | call |
| QUANTUM CORP | 747906204 | COM DSSG | 700,507 | $609,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 73,010 | $608,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 42,723 | $606,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 390,787 | $606,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 14,300 | $605,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 67,294 | $605,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 218,700 | $604,000 | thousands by filing date | call |
| EQUINIX INC COM | 29444U700 | REIT | 1,500 | $601,000 | thousands by filing date | put |
| NOVOCURE LTD | G6674U108 | ORD SHS | 74,252 | $601,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 35,100 | $601,000 | thousands by filing date | call |
| SIMULATIONS PLUS INC | 829214105 | COM | 51,038 | $600,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 22,753 | $600,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 7,306 | $599,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 49,031 | $598,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 29,538 | $598,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 6,100 | $598,000 | thousands by filing date | call |
| BAKER HUGHES INC | 057224107 | COM | 10,000 | $598,000 | thousands by filing date | put |
| OSHKOSH CORP COM | 688239201 | Stock | 8,700 | $597,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 25,118 | $597,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 40,625 | $597,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 43,928 | $597,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 19,183 | $596,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 32,800 | $595,000 | thousands by filing date | put |
| QUANTA SVCS INC | 74762E102 | COM | 16,000 | $594,000 | thousands by filing date | call |
| AUTOBYTEL INC | 05275N205 | COM | 47,384 | $594,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 5,000 | $593,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 121,600 | $592,000 | thousands by filing date | put |
| CONSOL ENERGY INC | 20854P109 | COM | 35,300 | $592,000 | thousands by filing date | put |
| SEASPAN CORP | Y75638109 | SHS | 85,413 | $592,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 73,300 | $590,000 | thousands by filing date | call |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 159,424 | $588,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 6,400 | $587,000 | thousands by filing date | call |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 31,063 | $585,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 38,400 | $584,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 4,300 | $582,000 | thousands by filing date | put |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 650,000 | $582,000 | thousands by filing date | principal |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 20,444 | $582,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 116,000 | $580,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 8,867 | $579,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 135,319 | $578,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 15,500 | $577,000 | thousands by filing date | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 48,065 | $577,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 6,300 | $577,000 | thousands by filing date | put |
| CHEMOCENTRYX INC | 16383L106 | COM | 79,299 | $577,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 20,335 | $577,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 12,200 | $575,000 | thousands by filing date | put |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 5,400 | $575,000 | thousands by filing date | call |
| FORMFACTOR INC COM | 346375108 | Stock | 48,462 | $574,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 29,946 | $573,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 17,705 | $573,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 40,700 | $573,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 19,700 | $573,000 | thousands by filing date | put |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 19,820 | $573,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 32,811 | $573,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 4,700 | $572,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 10,700 | $571,000 | thousands by filing date | put |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 5,940 | $571,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 29,577 | $571,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 11,396 | $568,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 11,428 | $568,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 15,374 | $568,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 59,509 | $568,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 93,400 | $567,000 | thousands by filing date | put |
| METHANEX CORP COM | 59151K108 | Stock | 12,100 | $567,000 | thousands by filing date | call |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 27,000 | $567,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 30,887 | $566,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 35,800 | $566,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 4,091 | $564,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 6,500 | $563,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 32,200 | $562,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 18,760 | $562,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 6,700 | $561,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 68,511 | $561,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 555,000 | $561,000 | thousands by filing date | principal |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 22,189 | $561,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 38,637 | $560,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 171,395 | $560,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 184,263 | $560,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 436,000 | $560,000 | thousands by filing date | principal |
| CHEESECAKE FACTORY INC | 163072101 | COM | 8,800 | $558,000 | thousands by filing date | put |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 52,623 | $558,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 23,343 | $557,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 40,484 | $557,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 40,854 | $557,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 124,428 | $557,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 30,872 | $556,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 15,700 | $556,000 | thousands by filing date | call |
| CARE COM INC | 141633107 | COM | 44,420 | $556,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 10,294 | $555,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 9,100 | $555,000 | thousands by filing date | put |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 22,693 | $555,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 14,900 | $554,000 | thousands by filing date | put |
| SL GREEN REALTY CORP | 78440X101 | COM | 5,200 | $554,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 201,000 | $553,000 | thousands by filing date | principal |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 35,678 | $553,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 29,400 | $552,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 59,700 | $552,000 | thousands by filing date | put |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 32,349 | $552,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 492,691 | $552,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 32,510 | $551,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 27,893 | $551,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 52,213 | $551,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 39,485 | $550,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 188,518 | $550,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 10,700 | $549,000 | thousands by filing date | put |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 90,707 | $549,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 19,767 | $549,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 31,099 | $548,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 107,501 | $548,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 6,600 | $547,000 | thousands by filing date | put |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 13,653 | $547,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 13,887 | $547,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 30,313 | $547,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 18,724 | $547,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 14,800 | $545,000 | thousands by filing date | call |
| CROWN HLDGS INC COM | 228368106 | Stock | 10,300 | $545,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 35,000 | $545,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 11,700 | $543,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 49,000 | $542,000 | thousands by filing date | call |
| Proshares Short S&P | 74347B425 | COM | 15,717 | $542,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 67,227 | $541,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 42,381 | $541,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 37,830 | $541,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 4,100 | $540,000 | thousands by filing date | call |
| CANADIANNATLRYCOF | 136375102 | STOK | 7,300 | $540,000 | thousands by filing date | call |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,700 | $540,000 | thousands by filing date | call |
| METHANEX CORP COM | 59151K108 | Stock | 11,500 | $539,000 | thousands by filing date | put |
| GEOPARK LTD USD SHS | G38327105 | Stock | 74,812 | $537,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 5,500 | $535,000 | thousands by filing date | put |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 10,840 | $535,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 14,800 | $534,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 58,600 | $534,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 25,139 | $534,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 60,530 | $533,000 | thousands by filing date | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 10,030 | $533,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 2,900 | $532,000 | thousands by filing date | put |
| SLR INVESTMENT CORP | 83413U100 | COM | 23,521 | $532,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 22,718 | $531,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 20,869 | $530,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 30,412 | $530,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 7,600 | $530,000 | thousands by filing date | put |
| VICOR CORP | 925815102 | COM | 32,827 | $529,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 5,400 | $529,000 | thousands by filing date | put |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 27,730 | $529,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 9,900 | $528,000 | thousands by filing date | put |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 22,989 | $528,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 276,000 | $528,000 | thousands by filing date | principal |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 68,924 | $527,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 3,400 | $526,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 3,300 | $526,000 | thousands by filing date | call |
| RADNET INC | 750491102 | COM | 89,106 | $526,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 42,664 | $526,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 17,600 | $525,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 21,552 | $525,000 | thousands by filing date | put |
| First Foundation Inc | 32026V104 | Common Stock | 33,756 | $524,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 482,000 | $523,000 | thousands by filing date | principal |
| ALLY FINL INC COM | 02005N100 | Stock | 25,700 | $522,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 196,706 | $522,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 78,885 | $522,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 12,336 | $522,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 43,896 | $521,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 16,700 | $520,000 | thousands by filing date | put |
| FRED S INC CLASS A | 356108100 | COM | 39,700 | $520,000 | thousands by filing date | call |
| CIMPRESS N V | N20146101 | SHS EURO | 6,000 | $517,000 | thousands by filing date | call |
| POST HLDGS INC | 737446104 | COM | 5,900 | $516,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 63,500 | $516,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 16,200 | $515,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-17-000520 | superseded | 2017-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-17-000549 | this filing | 2017-05-18 | acceptance time not in the bulk data set |