13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 7,002 holding rows worth $306,304,578,000.
- Accession
- 0000769993-16-001721
- Filer
- CIK 886982
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 11,320 entries on the cover page, a total value of $306,304,578,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $306,304,578,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CATO CORP NEW | 149205106 | CL A | 209,800 | $7,914,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 552,921 | $7,901,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 445,734 | $7,876,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 26,800 | $7,870,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 383,900 | $7,862,000 | thousands by filing date | call |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 450,000 | $7,853,000 | thousands by filing date | call |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 190,828 | $7,846,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 155,100 | $7,837,000 | thousands by filing date | put |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 59,622 | $7,827,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 158,300 | $7,822,000 | thousands by filing date | put |
| AZZ INC COM | 002474104 | Stock | 130,303 | $7,816,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 604,000 | $7,816,000 | thousands by filing date | put |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 745,344 | $7,811,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 206,684 | $7,792,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 521,681 | $7,773,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 571,672 | $7,763,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 54,079 | $7,757,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 890,301 | $7,754,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,084,176 | $7,752,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 172,699 | $7,735,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,147,407 | $7,699,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 220,327 | $7,694,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 435,000 | $7,686,000 | thousands by filing date | put |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 35,400 | $7,678,000 | thousands by filing date | call |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 384,208 | $7,677,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 151,303 | $7,664,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 145,842 | $7,659,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 208,800 | $7,648,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 407,428 | $7,627,000 | thousands by filing date | put |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 270,000 | $7,622,000 | thousands by filing date | put |
| FLIR SYS INC | 302445101 | COM | 246,231 | $7,621,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 519,606 | $7,617,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 59,758 | $7,610,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 3,481,597 | $7,590,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 92,900 | $7,582,000 | thousands by filing date | put |
| TIVO INC | 888706108 | COM | 765,559 | $7,579,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 689,245 | $7,575,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 513,000 | $7,567,000 | thousands by filing date | call |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 490,686 | $7,562,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 117,400 | $7,549,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 485,400 | $7,524,000 | thousands by filing date | call |
| FINISAR CORP | 31787A507 | COM NEW | 429,646 | $7,523,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 135,500 | $7,519,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 104,300 | $7,512,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 2,317,003 | $7,507,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 232,684 | $7,506,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 112,100 | $7,503,000 | thousands by filing date | put |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 544,370 | $7,501,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 195,300 | $7,500,000 | thousands by filing date | call |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 131,739 | $7,493,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 170,761 | $7,484,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 419,488 | $7,467,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 292,626 | $7,464,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 180,341 | $7,457,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 57,200 | $7,445,000 | thousands by filing date | call |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 175,890 | $7,440,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 8,000,000 | $7,440,000 | thousands by filing date | principal |
| KELLANOVA | 487836108 | COM | 91,100 | $7,438,000 | thousands by filing date | call |
| CABLE ONE INC | 12685J105 | COM | 14,542 | $7,437,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 160,900 | $7,424,000 | thousands by filing date | call |
| COGNEX CORP | 192422103 | COM | 171,371 | $7,386,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 304,508 | $7,381,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 210,456 | $7,343,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 384,800 | $7,338,000 | thousands by filing date | put |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 5,268,000 | $7,313,000 | thousands by filing date | principal |
| LA QUINTA HLDGS INC | 50420D108 | COM | 639,330 | $7,288,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 81,347 | $7,281,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 112,857 | $7,266,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 56,905 | $7,248,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,410,000 | $7,247,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 112,600 | $7,240,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 87,600 | $7,219,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 167,000 | $7,218,000 | thousands by filing date | put |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 3,084,000 | $7,186,000 | thousands by filing date | principal |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 462,565 | $7,170,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 435,000 | $7,164,000 | thousands by filing date | call |
| SILGAN HLDGS INC | 827048109 | COM | 139,127 | $7,159,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 85,295 | $7,157,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 398,791 | $7,154,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 37,000 | $7,149,000 | thousands by filing date | put |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 354,234 | $7,141,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 108,551 | $7,107,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 248,033 | $7,096,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 56,974 | $7,059,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 574,000 | $7,037,000 | thousands by filing date | put |
| DNOW INC | 67011P100 | COMMON STOCK | 387,590 | $7,031,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 480,802 | $7,010,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 67,200 | $6,999,000 | thousands by filing date | put |
| INNOVIVA INC | 45781M101 | COM | 664,670 | $6,999,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 869,399 | $6,999,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 145,799 | $6,987,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 31,400 | $6,980,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 382,000 | $6,979,000 | thousands by filing date | call |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 140,082 | $6,972,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 100,500 | $6,971,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 193,900 | $6,955,000 | thousands by filing date | put |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,139,048 | $6,948,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 147,500 | $6,924,000 | thousands by filing date | put |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 61,012 | $6,916,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 209,096 | $6,908,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 302,256 | $6,897,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 103,488 | $6,888,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 274,000 | $6,886,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,477,500 | $6,885,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 774,300 | $6,876,000 | thousands by filing date | call |
| HEARTWARE INTL INC | 422368100 | COM | 119,000 | $6,872,000 | thousands by filing date | put |
| CHEMED CORP NEW | 16359R103 | COM | 50,340 | $6,862,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,029,517 | $6,859,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 134,772 | $6,848,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 7,390,000 | $6,840,000 | thousands by filing date | principal |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 183,394 | $6,838,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 273,470 | $6,820,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 284,500 | $6,819,000 | thousands by filing date | put |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 49,400 | $6,818,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 97,508 | $6,815,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 5,564,000 | $6,799,000 | thousands by filing date | principal |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 106,097 | $6,792,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 238,414 | $6,785,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 174,600 | $6,783,000 | thousands by filing date | call |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 295,023 | $6,777,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AT6 | NOTE 6.375%12/3 | 7,110,000 | $6,772,000 | thousands by filing date | principal |
| IMPERVA INC | 45321L100 | COM | 157,274 | $6,764,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 4,000,000 | $6,763,000 | thousands by filing date | principal |
| KROGER CO COM | 501044101 | Stock | 183,700 | $6,758,000 | thousands by filing date | call |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 531,770 | $6,758,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 610,300 | $6,756,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 149,000 | $6,750,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 94,169 | $6,748,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 387,200 | $6,745,000 | thousands by filing date | put |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 232,483 | $6,740,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 430,944 | $6,740,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 5,999,000 | $6,726,000 | thousands by filing date | principal |
| BLUEBIRD BIO INC | 09609G100 | COM | 155,086 | $6,714,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 102,900 | $6,668,000 | thousands by filing date | call |
| WAGEWORKS INC | 930427109 | COM | 111,196 | $6,650,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,333,023 | $6,649,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 561,763 | $6,640,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 84,026 | $6,637,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 334,107 | $6,615,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 98,400 | $6,606,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,668,900 | $6,592,000 | thousands by filing date | put |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 396,285 | $6,590,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 167,800 | $6,579,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 292,859 | $6,566,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 156,698 | $6,561,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 98,100 | $6,552,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 125,500 | $6,546,000 | thousands by filing date | call |
| HRG GROUP INC COM | 40434J100 | Stock | 475,358 | $6,526,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 128,400 | $6,524,000 | thousands by filing date | call |
| Mallinckrodt Plc | G5785G107 | SHS | 107,200 | $6,516,000 | thousands by filing date | call |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 348,431 | $6,515,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 75,117 | $6,508,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 50,408 | $6,503,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 254,700 | $6,490,000 | thousands by filing date | put |
| REGIS CORP | 758932107 | COM | 520,403 | $6,479,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 212,990 | $6,479,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 5,890,000 | $6,472,000 | thousands by filing date | principal |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 176,400 | $6,465,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 226,513 | $6,453,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 475,532 | $6,443,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 288,336 | $6,436,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 525,408 | $6,436,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,050,243 | $6,428,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 165,457 | $6,418,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 62,516 | $6,416,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 105,700 | $6,410,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 832,587 | $6,395,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 70,000 | $6,385,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 367,400 | $6,382,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 128,600 | $6,354,000 | thousands by filing date | call |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 66,265 | $6,352,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 154,600 | $6,345,000 | thousands by filing date | put |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 100,000 | $6,339,000 | thousands by filing date | call |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 957,166 | $6,336,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 61,700 | $6,334,000 | thousands by filing date | call |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 67,500 | $6,317,000 | thousands by filing date | call |
| MASIMO CORP COM | 574795100 | Stock | 120,000 | $6,302,000 | thousands by filing date | put |
| MASIMO CORP COM | 574795100 | Stock | 120,000 | $6,302,000 | thousands by filing date | call |
| RE MAX HLDGS INC | 75524W108 | CL A | 156,388 | $6,296,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 117,222 | $6,290,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 279,644 | $6,281,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 94,300 | $6,267,000 | thousands by filing date | call |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 97,693 | $6,266,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 6,607,000 | $6,260,000 | thousands by filing date | principal |
| CEB INC | 125134106 | COM | 101,254 | $6,245,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 236,475 | $6,241,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 130,215 | $6,231,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 44,300 | $6,219,000 | thousands by filing date | put |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 205,100 | $6,192,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 300,000 | $6,162,000 | thousands by filing date | put |
| SPX FLOW INC COM | 78469X107 | Stock | 235,156 | $6,131,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 153,900 | $6,130,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 161,958 | $6,124,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 944,996 | $6,124,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 214,400 | $6,123,000 | thousands by filing date | call |
| WEBMD HEALTH CORP | 94770V102 | COM | 105,254 | $6,116,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 151,111 | $6,111,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,349,100 | $6,111,000 | thousands by filing date | put |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,306,600 | $6,089,000 | thousands by filing date | call |
| OTONOMY INC | 68906L105 | COM | 383,331 | $6,087,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 345,776 | $6,086,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 75,000 | $6,081,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 369,091 | $6,079,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 548,400 | $6,071,000 | thousands by filing date | put |
| PENUMBRA INC COM | 70975L107 | Stock | 101,943 | $6,066,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 434,744 | $6,065,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 66,500 | $6,053,000 | thousands by filing date | call |
| CABELAS INC | 126804301 | COM | 120,900 | $6,052,000 | thousands by filing date | call |
| CSX Corporation | 126408103 | COM | 231,700 | $6,043,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 300,000 | $6,030,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 128,394 | $6,007,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 542,133 | $6,007,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 176,740 | $6,004,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 330,067 | $5,997,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 4,000,000 | $5,990,000 | thousands by filing date | principal |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 66,126 | $5,986,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 144,497 | $5,971,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 200,000 | $5,964,000 | thousands by filing date | call |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 82,585 | $5,946,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 159,213 | $5,934,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 125,000 | $5,931,000 | thousands by filing date | call |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 63,723 | $5,907,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 64,902 | $5,902,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 126,607 | $5,902,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 338,357 | $5,898,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 151,899 | $5,863,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 126,500 | $5,862,000 | thousands by filing date | call |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 239,540 | $5,859,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 86,061 | $5,845,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 188,800 | $5,832,000 | thousands by filing date | put |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 81,311 | $5,828,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,657,389 | $5,818,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 42,131 | $5,814,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 537,152 | $5,807,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 524,910 | $5,800,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 86,400 | $5,797,000 | thousands by filing date | call |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 287,462 | $5,795,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 609,203 | $5,787,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 425,179 | $5,782,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 335,160 | $5,771,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 295,751 | $5,770,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 75,147 | $5,769,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 180,796 | $5,764,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 136,560 | $5,764,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 432,265 | $5,749,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 124,805 | $5,744,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 243,257 | $5,741,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 29,800 | $5,722,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,008,800 | $5,720,000 | thousands by filing date | call |
| ALERE INC | 01449J105 | COM | 137,000 | $5,710,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 736,603 | $5,709,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 194,387 | $5,707,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 111,820 | $5,703,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 161,059 | $5,682,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 48,518 | $5,680,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 40,400 | $5,671,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 131,300 | $5,664,000 | thousands by filing date | put |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 270,134 | $5,662,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 215,482 | $5,654,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 180,500 | $5,651,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 115,035 | $5,646,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 166,472 | $5,638,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 44,479 | $5,620,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 130,000 | $5,619,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 394,624 | $5,616,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 77,049 | $5,609,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 496,376 | $5,599,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 230,271 | $5,591,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 49,562 | $5,588,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 394,577 | $5,579,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 170,084 | $5,577,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 47,700 | $5,569,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 146,700 | $5,563,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416T100 | COM | 232,237 | $5,558,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 109,826 | $5,544,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 67,770 | $5,543,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 109,318 | $5,534,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 435,000 | $5,533,000 | thousands by filing date | call |
| WIX COM LTD SHS | M98068105 | Stock | 182,201 | $5,530,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 202,451 | $5,525,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 205,858 | $5,519,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 68,600 | $5,518,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 5,594,000 | $5,517,000 | thousands by filing date | principal |
| ASTEC INDS INC | 046224101 | COM | 98,200 | $5,514,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 122,977 | $5,510,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 345,464 | $5,507,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 4,588 | $5,483,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 4,900,000 | $5,482,000 | thousands by filing date | principal |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 5,197,000 | $5,473,000 | thousands by filing date | principal |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 57,500 | $5,472,000 | thousands by filing date | put |
| InterContinental Hotels | 45857p608 | CS | 145,703 | $5,466,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 318,691 | $5,465,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 126,300 | $5,459,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 90,000 | $5,458,000 | thousands by filing date | call |
| UBS GROUP AG SHS | H42097107 | Stock | 420,807 | $5,453,000 | thousands by filing date | put |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 48,300 | $5,452,000 | thousands by filing date | call |
| AMER STATES WTR CO COM | 029899101 | Stock | 124,369 | $5,449,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 108,830 | $5,449,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 144,095 | $5,449,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 68,928 | $5,445,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 125,600 | $5,444,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 81,100 | $5,442,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 505,657 | $5,441,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 223,019 | $5,433,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 110,000 | $5,427,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 86,000 | $5,419,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 104,717 | $5,417,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 2,157,619 | $5,416,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 284,252 | $5,409,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 151,700 | $5,402,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 119,200 | $5,400,000 | thousands by filing date | put |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 4,582,000 | $5,398,000 | thousands by filing date | principal |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 77,420 | $5,384,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 96,600 | $5,378,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 60,000 | $5,377,000 | thousands by filing date | put |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 412,968 | $5,373,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 123,281 | $5,372,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 155,825 | $5,348,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 679,266 | $5,346,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 146,957 | $5,334,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 49,790 | $5,332,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 140,100 | $5,331,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 747,550 | $5,330,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 224,100 | $5,325,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 1,052,000 | $5,323,000 | thousands by filing date | call |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 526,485 | $5,323,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 261,960 | $5,322,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 480,600 | $5,320,000 | thousands by filing date | put |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 123,830 | $5,317,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 269,450 | $5,314,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 1,530,838 | $5,312,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 253,396 | $5,311,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 216,283 | $5,310,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 182,379 | $5,307,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 201,676 | $5,302,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 518,774 | $5,297,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 95,100 | $5,294,000 | thousands by filing date | call |
| CHOICE HOTELS INTL INC | 169905106 | COM | 110,915 | $5,281,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 216,198 | $5,258,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 65,300 | $5,253,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 319,200 | $5,251,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 108,200 | $5,246,000 | thousands by filing date | put |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 1,649,675 | $5,246,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 139,500 | $5,238,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 79,000 | $5,235,000 | thousands by filing date | put |
| FERRO CORP | 315405100 | COM | 391,195 | $5,234,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 484,100 | $5,233,000 | thousands by filing date | call |
| HERSHEY CO COM | 427866108 | Stock | 46,100 | $5,232,000 | thousands by filing date | call |
| WELLTOWER INC COM | 95040Q104 | REIT | 68,600 | $5,225,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 163,301 | $5,203,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 59,884 | $5,193,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 112,318 | $5,187,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 112,300 | $5,180,000 | thousands by filing date | call |
| ISHARES TR | 464287846 | DOW JONES US ETF | 49,315 | $5,160,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 580,906 | $5,159,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 783,407 | $5,155,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 54,700 | $5,142,000 | thousands by filing date | call |
| TRANSCANADA CORP | 89353D107 | COM | 113,600 | $5,137,000 | thousands by filing date | call |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 118,822 | $5,134,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 128,118 | $5,111,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 175,200 | $5,091,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 39,000 | $5,086,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 238,700 | $5,065,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 402,600 | $5,065,000 | thousands by filing date | call |
| HEICO CORP NEW COM | 422806109 | Stock | 75,758 | $5,062,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 609,776 | $5,062,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 399,811 | $5,062,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 633,657 | $5,056,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 546,523 | $5,055,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 238,100 | $5,052,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 86,429 | $5,049,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 162,250 | $5,026,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 44,100 | $5,020,000 | thousands by filing date | put |
| SPDW | 78463X889 | COM | 200,654 | $5,002,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 287,049 | $5,001,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 412,767 | $4,995,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 120,400 | $4,993,000 | thousands by filing date | call |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 112,493 | $4,986,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 693,400 | $4,958,000 | thousands by filing date | put |
| STILLWATER MINING CO | 86074Q102 | COM | 417,645 | $4,953,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 196,413 | $4,952,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 105,400 | $4,947,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 99,600 | $4,944,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 196,933 | $4,941,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 110,754 | $4,926,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 125,620 | $4,922,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 88,447 | $4,911,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 122,715 | $4,905,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 321,111 | $4,897,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 255,923 | $4,878,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 159,200 | $4,872,000 | thousands by filing date | put |
| CONSOL ENERGY INC | 20854P109 | COM | 302,500 | $4,867,000 | thousands by filing date | put |
| STEPAN CO | 858586100 | COM | 81,637 | $4,860,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 695,201 | $4,860,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 100,100 | $4,853,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 227,600 | $4,852,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 95,643 | $4,832,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 113,900 | $4,827,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 54,861 | $4,826,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 451,342 | $4,825,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 311,159 | $4,823,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 368,412 | $4,817,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 206,800 | $4,816,000 | thousands by filing date | call |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 35,761 | $4,802,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 209,725 | $4,801,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 494,647 | $4,799,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 369,154 | $4,796,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 206,212 | $4,780,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 55,946 | $4,779,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 75,168 | $4,768,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 82,568 | $4,767,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 219,349 | $4,753,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 266,700 | $4,750,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 912,900 | $4,747,000 | thousands by filing date | put |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 418,015 | $4,744,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 265,767 | $4,741,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 172,400 | $4,739,000 | thousands by filing date | call |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 42,420 | $4,727,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 53,300 | $4,726,000 | thousands by filing date | put |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 102,400 | $4,725,000 | thousands by filing date | put |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 73,985 | $4,724,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 377,651 | $4,716,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 138,244 | $4,714,000 | thousands by filing date | |
| PROSHARES TR II | 74347W676 | ULSHT DJ UBS CMD | 44,883 | $4,711,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 245,383 | $4,706,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 210,787 | $4,706,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 174,500 | $4,696,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 126,533 | $4,696,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 90,635 | $4,688,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 139,795 | $4,682,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 297,729 | $4,674,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 306,155 | $4,666,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 4,488,000 | $4,662,000 | thousands by filing date | principal |
| Ashland | 044209104 | Common | 40,600 | $4,660,000 | thousands by filing date | call |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 5,000,000 | $4,659,000 | thousands by filing date | principal |
| GLOBUS MED INC CL A | 379577208 | Stock | 194,940 | $4,646,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 744,022 | $4,635,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 3,818,000 | $4,634,000 | thousands by filing date | principal |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 68,604 | $4,631,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 2,777,000 | $4,631,000 | thousands by filing date | principal |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 3,579,000 | $4,629,000 | thousands by filing date | principal |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 67,513 | $4,612,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 51,535 | $4,609,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 143,791 | $4,606,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 41,800 | $4,597,000 | thousands by filing date | put |
| HEXCEL CORP NEW | 428291108 | COM | 109,900 | $4,576,000 | thousands by filing date | call |
| TAHOE RES INC | 873868103 | COM | 304,533 | $4,559,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 636,600 | $4,558,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 145,300 | $4,548,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 141,100 | $4,548,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 101,708 | $4,546,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 81,200 | $4,542,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 244,901 | $4,540,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 171,000 | $4,535,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 152,300 | $4,526,000 | thousands by filing date | call |
| JOY GLOBAL INC | 481165108 | COM | 214,100 | $4,526,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 416,200 | $4,499,000 | thousands by filing date | put |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 368,580 | $4,496,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 265,711 | $4,458,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 77,779 | $4,455,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 2,439,000 | $4,441,000 | thousands by filing date | principal |
| PRICESMART INC COM | 741511109 | Stock | 47,427 | $4,437,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 852,900 | $4,435,000 | thousands by filing date | call |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 781,300 | $4,430,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 116,300 | $4,425,000 | thousands by filing date | call |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 105,133 | $4,417,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 48,090 | $4,413,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 166,795 | $4,413,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 151,031 | $4,404,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 145,581 | $4,386,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 179,000 | $4,386,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 121,541 | $4,385,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 121,009 | $4,374,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 130,983 | $4,372,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 144,515 | $4,370,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 339,025 | $4,360,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 250,397 | $4,359,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 54,300 | $4,349,000 | thousands by filing date | call |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 534,570 | $4,346,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 72,301 | $4,323,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 426,000 | $4,320,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 792,193 | $4,318,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 37,900 | $4,306,000 | thousands by filing date | put |
| COACH INC | 189754104 | COM | 105,700 | $4,306,000 | thousands by filing date | put |
| EVERTEC INC | 30040P103 | COM | 276,435 | $4,296,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 4,342,000 | $4,291,000 | thousands by filing date | principal |
| HURON CONSULTING GROUP INC | 447462102 | COM | 70,947 | $4,287,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 180,000 | $4,280,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 918,193 | $4,279,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 605,729 | $4,277,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 108,369 | $4,265,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 66,700 | $4,236,000 | thousands by filing date | put |
| ALKERMES PLC | G01767105 | SHS | 98,000 | $4,236,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 137,493 | $4,236,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 61,600 | $4,235,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 829,800 | $4,232,000 | thousands by filing date | call |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 234,837 | $4,229,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 140,000 | $4,218,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,342,806 | $4,216,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 86,780 | $4,215,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-16-001721 | this filing | 2016-08-15 | acceptance time not in the bulk data set |