13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 7,057 holding rows worth $304,143,323,000.
- Accession
- 0000769993-16-001620
- Filer
- CIK 886982
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 11,285 entries on the cover page, a total value of $304,143,323,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $304,143,323,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EASTMAN CHEM CO COM | 277432100 | Stock | 48,200 | $3,481,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 493,293 | $3,478,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 90,900 | $3,477,000 | thousands by filing date | call |
| INOGEN INC | 45780L104 | COM | 77,298 | $3,477,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 112,000 | $3,475,000 | thousands by filing date | put |
| 1ST FINL BANCORP | 320209109 | COM | 191,101 | $3,474,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 83,000 | $3,472,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 120,000 | $3,472,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 74,500 | $3,472,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 74,521 | $3,471,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 138,909 | $3,466,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 639,898 | $3,455,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 77,000 | $3,450,000 | thousands by filing date | put |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 107,500 | $3,445,000 | thousands by filing date | call |
| CALLAWAY GOLF CO | 131193104 | COM | 377,515 | $3,442,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 175,200 | $3,439,000 | thousands by filing date | call |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 399,628 | $3,437,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 129,746 | $3,436,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 82,092 | $3,435,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 300,200 | $3,431,000 | thousands by filing date | put |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 179,475 | $3,423,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 122,900 | $3,418,000 | thousands by filing date | put |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 113,268 | $3,418,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 3,861,000 | $3,417,000 | thousands by filing date | principal |
| CONSOLIDATED EDISON INC | 209115104 | COM | 44,500 | $3,410,000 | thousands by filing date | put |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 92,908 | $3,410,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 3,609,934 | $3,409,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 36,359 | $3,409,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 433,867 | $3,406,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 323,300 | $3,404,000 | thousands by filing date | put |
| American Tower Corporation | 03027X100 | COM | 33,200 | $3,399,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 150,048 | $3,397,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 18,000 | $3,394,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 1,520,647 | $3,376,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 77,400 | $3,371,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 152,854 | $3,370,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 113,900 | $3,349,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 39,100 | $3,346,000 | thousands by filing date | put |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 91,400 | $3,344,000 | thousands by filing date | call |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 51,290 | $3,342,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 72,683 | $3,336,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 87,029 | $3,335,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 114,600 | $3,335,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 178,000 | $3,332,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 59,800 | $3,323,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 105,100 | $3,315,000 | thousands by filing date | put |
| HEICO CORP NEW COM | 422806109 | Stock | 55,110 | $3,314,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 106,500 | $3,312,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 74,600 | $3,309,000 | thousands by filing date | put |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 59,655 | $3,309,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 65,700 | $3,305,000 | thousands by filing date | put |
| KNOLL INC | 498904200 | COM NEW | 152,442 | $3,301,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 102,280 | $3,296,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 45,600 | $3,294,000 | thousands by filing date | put |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 52,000 | $3,292,000 | thousands by filing date | put |
| OPHTHOTECH CORP | 683745103 | COM | 77,800 | $3,289,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287108 | COM | 64,100 | $3,288,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 29,500 | $3,287,000 | thousands by filing date | put |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 154,009 | $3,286,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,151,800 | $3,283,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 133,600 | $3,280,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 61,000 | $3,276,000 | thousands by filing date | put |
| DNOW INC | 67011P100 | COMMON STOCK | 184,719 | $3,274,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 876,946 | $3,271,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 18,000 | $3,268,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 169,200 | $3,264,000 | thousands by filing date | put |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 168,499 | $3,261,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 593,716 | $3,260,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 104,812 | $3,245,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 27,400 | $3,243,000 | thousands by filing date | put |
| THOMSON REUTERS CORP | 884903105 | COM | 80,000 | $3,238,000 | thousands by filing date | put |
| ELLIE MAE INC | 28849P100 | COM | 35,700 | $3,236,000 | thousands by filing date | put |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 11,800 | $3,229,000 | thousands by filing date | put |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 145,844 | $3,223,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 79,300 | $3,222,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 134,636 | $3,220,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 375,953 | $3,218,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 20,100 | $3,206,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 211,600 | $3,206,000 | thousands by filing date | put |
| DEPOMED INC | 249908104 | COM | 229,558 | $3,197,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 124,100 | $3,196,000 | thousands by filing date | put |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 48,188 | $3,195,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 54,502 | $3,191,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 56,100 | $3,190,000 | thousands by filing date | put |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 37,300 | $3,187,000 | thousands by filing date | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 42,300 | $3,178,000 | thousands by filing date | call |
| OUTERWALL INC | 690070107 | COM | 85,800 | $3,174,000 | thousands by filing date | put |
| HEICO CORP NEW | 422806208 | CL A | 66,590 | $3,169,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 124,711 | $3,165,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 52,800 | $3,163,000 | thousands by filing date | put |
| RANDGOLD RES LTD | 752344309 | ADR | 34,800 | $3,160,000 | thousands by filing date | put |
| CONSOL ENERGY INC | 20854P109 | COM | 279,600 | $3,157,000 | thousands by filing date | call |
| ROSS STORES INC COM | 778296103 | Stock | 54,500 | $3,156,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 110,852 | $3,150,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 332,496 | $3,148,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 109,606 | $3,146,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 507,899 | $3,139,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 481,869 | $3,137,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 61,100 | $3,134,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 759,400 | $3,129,000 | thousands by filing date | call |
| TESARO INC | 881569107 | COM | 71,075 | $3,129,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 75,993 | $3,127,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 102,500 | $3,112,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 63,700 | $3,109,000 | thousands by filing date | put |
| DEVRY INC DEL | 251893103 | COM | 179,898 | $3,107,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 61,600 | $3,105,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 82,133 | $3,103,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 120,106 | $3,101,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 180,781 | $3,099,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 123,274 | $3,098,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 70,534 | $3,095,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 748,731 | $3,092,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 124,618 | $3,091,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 57,000 | $3,089,000 | thousands by filing date | put |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 171,260 | $3,088,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 48,300 | $3,081,000 | thousands by filing date | put |
| TEREX CORP NEW COM | 880779103 | Stock | 123,500 | $3,073,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 110,500 | $3,073,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 35,680 | $3,072,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 141,176 | $3,066,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 49,200 | $3,060,000 | thousands by filing date | put |
| JOY GLOBAL INC | 481165108 | COM | 190,400 | $3,060,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 56,900 | $3,056,000 | thousands by filing date | call |
| PACCAR INC COM | 693718108 | Stock | 55,800 | $3,052,000 | thousands by filing date | call |
| SHUTTERFLY INC | 82568P304 | COM | 65,786 | $3,050,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 302,000 | $3,050,000 | thousands by filing date | call |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 160,500 | $3,041,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 191,515 | $3,035,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 189,787 | $3,027,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 210,092 | $3,023,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 93,200 | $3,018,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163100 | COM | 387,111 | $3,016,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 156,400 | $3,015,000 | thousands by filing date | call |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 55,957 | $3,013,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 87,569 | $3,008,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 559,283 | $3,003,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 128,192 | $2,997,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 179,448 | $2,995,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 144,313 | $2,992,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 43,700 | $2,988,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 250,000 | $2,988,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 250,000 | $2,988,000 | thousands by filing date | call |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 400,700 | $2,985,000 | thousands by filing date | put |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 238,940 | $2,977,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 61,584 | $2,977,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 79,700 | $2,972,000 | thousands by filing date | call |
| CAVCO INDS INC DEL | 149568107 | COM | 31,759 | $2,968,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 41,100 | $2,968,000 | thousands by filing date | put |
| SNYDERS LANCE INC | 833551104 | COM | 94,220 | $2,966,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 10,400 | $2,961,000 | thousands by filing date | call |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 206,665 | $2,957,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 79,953 | $2,951,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 38,400 | $2,942,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 183,800 | $2,939,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 2,342,000 | $2,939,000 | thousands by filing date | principal |
| HERON THERAPEUTICS INC | 427746102 | COM | 154,671 | $2,937,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 97,648 | $2,933,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 116,394 | $2,926,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 309,600 | $2,923,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 46,127 | $2,919,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 20,500 | $2,919,000 | thousands by filing date | put |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 36,500 | $2,917,000 | thousands by filing date | call |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 245,772 | $2,917,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 106,895 | $2,914,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 122,947 | $2,913,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 70,668 | $2,912,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 43,262 | $2,909,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 75,027 | $2,904,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 38,600 | $2,900,000 | thousands by filing date | put |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 43,784 | $2,899,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 74,700 | $2,898,000 | thousands by filing date | call |
| Empire District Electric Co/Th | 291641108 | COM | 87,627 | $2,896,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 147,554 | $2,894,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 32,800 | $2,893,000 | thousands by filing date | call |
| FELCOR LODGING TR INC | 31430F101 | COM | 354,734 | $2,881,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 7,000,000 | $2,881,000 | thousands by filing date | principal |
| EBIX INC | 278715206 | COM NEW | 70,440 | $2,873,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 102,802 | $2,872,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 12,300 | $2,871,000 | thousands by filing date | put |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 253,350 | $2,868,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 65,500 | $2,862,000 | thousands by filing date | call |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 110,161 | $2,861,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 61,828 | $2,861,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 103,359 | $2,857,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 64,521 | $2,849,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,248,520 | $2,846,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 60,300 | $2,844,000 | thousands by filing date | call |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 425,700 | $2,835,000 | thousands by filing date | put |
| MERCADOLIBREINC | 58733R102 | STOK | 24,027 | $2,832,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 309,300 | $2,827,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 81,199 | $2,827,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 268,400 | $2,826,000 | thousands by filing date | call |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 116,300 | $2,826,000 | thousands by filing date | put |
| ICU MED INC | 44930G107 | COM | 27,000 | $2,811,000 | thousands by filing date | put |
| ICU MED INC | 44930G107 | COM | 27,000 | $2,811,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 56,773 | $2,811,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 69,212 | $2,803,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 340,521 | $2,797,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 312,328 | $2,777,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 30,843 | $2,776,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 47,800 | $2,768,000 | thousands by filing date | put |
| MEDIFAST INC | 58470H101 | COM | 91,628 | $2,766,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 2,790,000 | $2,759,000 | thousands by filing date | principal |
| K12 INC | 48273U102 | COM | 277,470 | $2,744,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 60,300 | $2,739,000 | thousands by filing date | put |
| CLOROX CO DEL | 189054109 | COM | 21,700 | $2,736,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 85,600 | $2,736,000 | thousands by filing date | put |
| ERIE INDTY CO CL A | 29530P102 | Stock | 29,398 | $2,734,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 66,163 | $2,729,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 239,954 | $2,724,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 65,550 | $2,721,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 129,200 | $2,709,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 83,098 | $2,709,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 108,793 | $2,708,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 227,967 | $2,706,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 61,481 | $2,705,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 406,883 | $2,705,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 21,600 | $2,694,000 | thousands by filing date | put |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 89,832 | $2,690,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 24,886 | $2,688,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 173,100 | $2,678,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 91,073 | $2,675,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 49,500 | $2,672,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 188,600 | $2,665,000 | thousands by filing date | put |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 191,600 | $2,661,000 | thousands by filing date | put |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 2,734,000 | $2,661,000 | thousands by filing date | principal |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 59,700 | $2,660,000 | thousands by filing date | call |
| LIVANOVA PLC | G5509L101 | SHS | 49,200 | $2,656,000 | thousands by filing date | put |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 35,103 | $2,655,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 50,000 | $2,645,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 100,000 | $2,645,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 71,000 | $2,640,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 65,000 | $2,633,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 65,000 | $2,633,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 96,200 | $2,632,000 | thousands by filing date | call |
| INPHI CORP | 45772F107 | COM | 78,910 | $2,631,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 50,066 | $2,624,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 1,130,034 | $2,622,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 29,200 | $2,620,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 440,798 | $2,619,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 312,906 | $2,616,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 48,700 | $2,615,000 | thousands by filing date | put |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 71,400 | $2,613,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 467,100 | $2,611,000 | thousands by filing date | call |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 150,725 | $2,608,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 85,100 | $2,604,000 | thousands by filing date | call |
| OPHTHOTECH CORP | 683745103 | COM | 61,600 | $2,604,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 129,905 | $2,599,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 93,228 | $2,598,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 46,700 | $2,595,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354107 | COM | 288,800 | $2,585,000 | thousands by filing date | call |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 236,380 | $2,581,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 22,540 | $2,581,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 36,093 | $2,577,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 134,441 | $2,576,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 72,111 | $2,574,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 194,108 | $2,572,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 2,766,000 | $2,572,000 | thousands by filing date | principal |
| METALLUS INC | 887399103 | COMMON STOCK | 282,479 | $2,571,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 48,300 | $2,559,000 | thousands by filing date | call |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 79,800 | $2,558,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 66,771 | $2,556,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 2,635,000 | $2,556,000 | thousands by filing date | principal |
| BMC STK HLDGS INC | 05591B109 | COM | 153,617 | $2,553,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 410,541 | $2,549,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,583,200 | $2,549,000 | thousands by filing date | put |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 124,846 | $2,547,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 189,788 | $2,547,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 48,805 | $2,544,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 79,324 | $2,543,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 27,600 | $2,542,000 | thousands by filing date | put |
| CALIX INC | 13100M509 | COM | 358,123 | $2,540,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 314,700 | $2,540,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075402 | COM | 194,003 | $2,537,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 170,066 | $2,532,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 201,286 | $2,524,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 61,100 | $2,522,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 97,300 | $2,520,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 242,100 | $2,515,000 | thousands by filing date | call |
| FINISAR CORP | 31787A507 | COM NEW | 137,627 | $2,511,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 2,083,000 | $2,500,000 | thousands by filing date | principal |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 158,067 | $2,499,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 60,800 | $2,498,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 76,100 | $2,498,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 235,633 | $2,493,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 75,000 | $2,487,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 29,400 | $2,486,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 30,000 | $2,478,000 | thousands by filing date | put |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 141,760 | $2,467,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 228,572 | $2,466,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 40,000 | $2,464,000 | thousands by filing date | put |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 120,400 | $2,456,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 98,538 | $2,452,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 49,900 | $2,442,000 | thousands by filing date | call |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 6,176 | $2,441,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 204,093 | $2,441,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 92,620 | $2,439,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 349,308 | $2,438,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 51,500 | $2,436,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 319,700 | $2,433,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 471,323 | $2,432,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 18,200 | $2,428,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 45,900 | $2,424,000 | thousands by filing date | put |
| SHERWIN WILLIAMS CO | 824348106 | COM | 8,500 | $2,420,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 59,600 | $2,417,000 | thousands by filing date | call |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 86,700 | $2,417,000 | thousands by filing date | put |
| ARISTA NETWORKS INC | 040413106 | COM | 38,225 | $2,412,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 364,879 | $2,409,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 69,641 | $2,405,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 22,600 | $2,403,000 | thousands by filing date | put |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 32,700 | $2,402,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 75,700 | $2,402,000 | thousands by filing date | call |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 342,960 | $2,401,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 174,494 | $2,400,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 40,600 | $2,395,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 31,000 | $2,382,000 | thousands by filing date | put |
| MERCADOLIBREINC | 58733R102 | STOK | 20,200 | $2,381,000 | thousands by filing date | call |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 56,800 | $2,380,000 | thousands by filing date | put |
| TETRA TECH INC NEW | 88162G103 | COM | 79,777 | $2,379,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 214,382 | $2,378,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 54,083 | $2,376,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 58,600 | $2,376,000 | thousands by filing date | put |
| American Tower Corporation | 03027X100 | COM | 23,200 | $2,375,000 | thousands by filing date | put |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 28,900 | $2,370,000 | thousands by filing date | put |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 314,744 | $2,370,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 38,600 | $2,365,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 28,600 | $2,362,000 | thousands by filing date | call |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 354,408 | $2,360,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 187,392 | $2,357,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 123,700 | $2,353,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 21,972 | $2,353,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 50,000 | $2,342,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 66,562 | $2,334,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 100,600 | $2,333,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 75,260 | $2,332,000 | thousands by filing date | call |
| INSULET CORP COM | 45784P101 | Stock | 70,350 | $2,332,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 68,900 | $2,331,000 | thousands by filing date | put |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 23,227 | $2,327,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 126,983 | $2,327,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 138,741 | $2,317,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 297,400 | $2,314,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 75,302 | $2,312,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 46,534 | $2,309,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 61,700 | $2,308,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 47,700 | $2,307,000 | thousands by filing date | put |
| HNI CORP COM | 404251100 | Stock | 58,875 | $2,306,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 171,628 | $2,303,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 42,800 | $2,301,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 65,500 | $2,298,000 | thousands by filing date | call |
| NIC INC | 62914B100 | COM | 127,328 | $2,296,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 123,607 | $2,292,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 573,504 | $2,288,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 80,600 | $2,279,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 116,700 | $2,277,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 84,337 | $2,275,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 84,010 | $2,272,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 51,260 | $2,270,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 43,748 | $2,266,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 73,800 | $2,266,000 | thousands by filing date | call |
| COTT CORP QUE | 22163N106 | COM | 162,600 | $2,259,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 69,749 | $2,258,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 2,233,000 | $2,253,000 | thousands by filing date | principal |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 205,096 | $2,252,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 15,900 | $2,251,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 187,836 | $2,245,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 114,927 | $2,243,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 42,400 | $2,240,000 | thousands by filing date | call |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 15,392 | $2,237,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 124,100 | $2,233,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 75,564 | $2,228,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 197,300 | $2,228,000 | thousands by filing date | put |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 30,000 | $2,227,000 | thousands by filing date | call |
| HILLENBRAND INC | 431571108 | COM | 74,335 | $2,227,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 57,122 | $2,222,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 1,351,000 | $2,221,000 | thousands by filing date | principal |
| ZOGENIX INC. | 98978L204 | Common Stock | 240,000 | $2,218,000 | thousands by filing date | call |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 35,000 | $2,216,000 | thousands by filing date | call |
| RPC INC | 749660106 | COMMON STOCK | 156,272 | $2,216,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 277,400 | $2,214,000 | thousands by filing date | call |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 80,153 | $2,211,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 196,129 | $2,208,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 26,500 | $2,206,000 | thousands by filing date | call |
| TESARO INC | 881569107 | COM | 50,000 | $2,202,000 | thousands by filing date | put |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 60,600 | $2,200,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 114,600 | $2,200,000 | thousands by filing date | call |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 99,560 | $2,193,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 20,500 | $2,192,000 | thousands by filing date | put |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 99,711 | $2,190,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 2,294,000 | $2,189,000 | thousands by filing date | principal |
| EMERSON ELEC CO COM | 291011104 | Stock | 40,200 | $2,186,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 50,569 | $2,185,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 63,932 | $2,183,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 185,746 | $2,183,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 77,423 | $2,180,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 118,280 | $2,174,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 48,900 | $2,172,000 | thousands by filing date | put |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 60,951 | $2,169,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 498,636 | $2,169,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 158,400 | $2,168,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 45,512 | $2,162,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 47,100 | $2,162,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X867 | CMN | 58,681 | $2,161,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 90,831 | $2,160,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 267,600 | $2,160,000 | thousands by filing date | call |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 86,671 | $2,154,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 79,280 | $2,149,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 2,300,000 | $2,149,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404K106 | COM | 78,914 | $2,146,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 39,900 | $2,143,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 22,700 | $2,141,000 | thousands by filing date | call |
| CDK GLOBAL INC | 12508E101 | COM | 45,800 | $2,132,000 | thousands by filing date | put |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 56,199 | $2,128,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 273,661 | $2,126,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 379,693 | $2,126,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 155,143 | $2,124,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 10,200 | $2,118,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 89,894 | $2,118,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 255,200 | $2,118,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 116,300 | $2,117,000 | thousands by filing date | call |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 194,706 | $2,114,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 43,280 | $2,113,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 74,600 | $2,109,000 | thousands by filing date | call |
| URBAN OUTFITTERS INC | 917047102 | COM | 63,600 | $2,105,000 | thousands by filing date | put |
| TERRAVIA HLDGS INC | 83415TAB7 | NOTE 6.000% 2/0 | 4,000,000 | $2,105,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 2,077,000 | $2,090,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 732,426 | $2,087,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 410,800 | $2,087,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 111,300 | $2,082,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 77,100 | $2,082,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 190,274 | $2,082,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 46,600 | $2,079,000 | thousands by filing date | put |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 71,581 | $2,079,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 173,064 | $2,078,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 82,470 | $2,077,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 19,952 | $2,069,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 132,504 | $2,066,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 39,627 | $2,063,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 164,977 | $2,056,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 58,901 | $2,052,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 166,500 | $2,051,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 49,800 | $2,050,000 | thousands by filing date | call |
| KNOWLES CORP COM | 49926D109 | Stock | 155,505 | $2,049,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 4,177,834 | $2,047,000 | thousands by filing date | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 79,981 | $2,047,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 128,859 | $2,044,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 167,978 | $2,044,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 612,200 | $2,039,000 | thousands by filing date | put |
| KITE PHARMA INC | 49803L109 | COM | 44,400 | $2,038,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 30,000 | $2,037,000 | thousands by filing date | call |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 50,000 | $2,032,000 | thousands by filing date | call |
| TIER REIT COM | 88650V208 | COM NEW | 151,111 | $2,031,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 3,758,900 | $2,031,000 | thousands by filing date | call |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 50,000 | $2,030,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 43,500 | $2,028,000 | thousands by filing date | put |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 81,866 | $2,028,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 115,312 | $2,022,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 20,400 | $2,021,000 | thousands by filing date | put |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 250,000 | $2,015,000 | thousands by filing date | put |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 44,565 | $2,014,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 121,900 | $2,013,000 | thousands by filing date | put |
| JAMBA INC | 47023A309 | COM NEW | 162,860 | $2,013,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 26,741 | $2,008,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 78,653 | $2,006,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 132,041 | $2,005,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 78,422 | $2,004,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 1,613,000 | $2,004,000 | thousands by filing date | principal |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 38,623 | $2,001,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 22,901 | $1,995,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 36,723 | $1,995,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 94,200 | $1,990,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354107 | COM | 222,200 | $1,989,000 | thousands by filing date | put |
| GREATBATCH INC | 39153L106 | COM | 55,734 | $1,986,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 467,207 | $1,986,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 10,400 | $1,985,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 110,753 | $1,984,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 2,000,000 | $1,983,000 | thousands by filing date | principal |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 222,560 | $1,983,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 48,300 | $1,982,000 | thousands by filing date | put |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 231,409 | $1,981,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 56,524 | $1,979,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 54,300 | $1,977,000 | thousands by filing date | put |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 51,014 | $1,969,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 112,064 | $1,968,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 216,005 | $1,966,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 83,508 | $1,964,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 38,107 | $1,961,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 242,300 | $1,960,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 64,300 | $1,958,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 70,000 | $1,957,000 | thousands by filing date | put |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 25,600 | $1,957,000 | thousands by filing date | put |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 117,300 | $1,955,000 | thousands by filing date | call |
| Taser Intl Inc | 87651B104 | COM | 99,600 | $1,955,000 | thousands by filing date | put |
| NEWLINK GENETICS CORP | 651511107 | COM | 107,363 | $1,954,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 51,200 | $1,950,000 | thousands by filing date | put |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 119,548 | $1,948,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 172,665 | $1,946,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 1,250,000 | $1,946,000 | thousands by filing date | principal |
| NEENAH PAPER INC | 640079109 | COM | 30,345 | $1,932,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 104,070 | $1,930,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 68,900 | $1,929,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-16-001620 | this filing | 2016-05-13 | acceptance time not in the bulk data set |