13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 7,100 holding rows worth $315,928,880,000.
- Accession
- 0000769993-15-000291
- Filer
- CIK 886982
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 10,402 entries on the cover page, a total value of $315,928,880,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $315,928,880,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 35,100 | $1,064,000 | thousands by filing date | call |
| ABM INDS INC | 000957100 | COM | 37,100 | $1,063,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 25,152 | $1,063,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 19,200 | $1,061,000 | thousands by filing date | put |
| HCP INC | 40414L109 | COM | 24,100 | $1,061,000 | thousands by filing date | put |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 37,532 | $1,059,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 25,400 | $1,055,000 | thousands by filing date | put |
| CIMPRESS N V | N20146101 | SHS EURO | 14,085 | $1,054,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 8,200 | $1,054,000 | thousands by filing date | call |
| FIRST BUSEY CORP | 319383105 | COM | 161,778 | $1,053,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 49,900 | $1,052,000 | thousands by filing date | call |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 18,361 | $1,051,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 75,000 | $1,051,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 63,300 | $1,050,000 | thousands by filing date | put |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 26,381 | $1,050,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 8,100 | $1,049,000 | thousands by filing date | put |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 69,137 | $1,049,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 58,367 | $1,048,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 47,900 | $1,046,000 | thousands by filing date | call |
| UBS AG | H89231338 | SHS | 63,300 | $1,046,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 50,346 | $1,045,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 122,018 | $1,045,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 10,300 | $1,044,000 | thousands by filing date | call |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 19,571 | $1,044,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 60,043 | $1,042,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 10,755 | $1,041,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 53,582 | $1,040,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 18,900 | $1,038,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 219,229 | $1,037,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 41,613 | $1,037,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 202,300 | $1,034,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 1,000,000 | $1,034,000 | thousands by filing date | principal |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 34,339 | $1,031,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 46,604 | $1,030,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 97,700 | $1,028,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 21,000 | $1,027,000 | thousands by filing date | call |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 34,410 | $1,027,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 162,263 | $1,024,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 43,700 | $1,023,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 41,900 | $1,022,000 | thousands by filing date | call |
| MANNKIND CORP | 56400P201 | COM | 195,800 | $1,021,000 | thousands by filing date | put |
| BRUKER CORP | 116794108 | COM | 52,000 | $1,020,000 | thousands by filing date | call |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 1,025,000 | $1,019,000 | thousands by filing date | principal |
| BLUE HILLS BANCORP INC | 095573101 | COM | 75,048 | $1,019,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 126,200 | $1,017,000 | thousands by filing date | put |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 90,742 | $1,017,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 11,229 | $1,015,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 8,500 | $1,015,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 19,583 | $1,014,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 77,931 | $1,014,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 79,541 | $1,012,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 34,100 | $1,011,000 | thousands by filing date | call |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 8,700 | $1,011,000 | thousands by filing date | call |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 94,127 | $1,010,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 9,921 | $1,008,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 22,100 | $1,008,000 | thousands by filing date | put |
| TELETECH HOLDINGS INC | 879939106 | COM | 42,587 | $1,008,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 9,871 | $1,006,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 37,400 | $1,004,000 | thousands by filing date | call |
| CHEMOCENTRYX INC | 16383L106 | COM | 146,834 | $1,003,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 30,392 | $1,003,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 29,100 | $1,002,000 | thousands by filing date | put |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 18,557 | $1,002,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 21,166 | $1,001,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 12,784 | $999,000 | thousands by filing date | |
| AVOLON HLDGS LTD | G52237107 | COM | 50,476 | $999,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 88,660 | $997,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 69,704 | $996,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 356,918 | $995,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 122,507 | $994,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 64,367 | $993,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 1,644,000 | $993,000 | thousands by filing date | principal |
| UNIFIRST CORP MASS | 904708104 | COM | 8,152 | $990,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 7,100 | $988,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 96,900 | $987,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 38,398 | $986,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 50,800 | $986,000 | thousands by filing date | put |
| TCP CAP CORP | 87238Q103 | COM | 58,689 | $985,000 | thousands by filing date | |
| YODLEE INC | 98600P201 | COM | 80,735 | $985,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 88,700 | $984,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 36,800 | $984,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 59,300 | $984,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 28,600 | $980,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 196,167 | $980,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 55,003 | $980,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 6,300 | $979,000 | thousands by filing date | put |
| OWENS CORNING NEW | 690742101 | COM | 27,300 | $978,000 | thousands by filing date | put |
| ISHARES INC | 464286509 | MSCI CDA ETF | 33,900 | $978,000 | thousands by filing date | put |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 42,467 | $976,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 46,945 | $976,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 65,082 | $976,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 43,400 | $976,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 28,700 | $975,000 | thousands by filing date | put |
| VERISIGN INC COM | 92343E102 | Stock | 17,100 | $975,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 22,300 | $974,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 81,150 | $974,000 | thousands by filing date | put |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 14,000 | $973,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 51,604 | $973,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 17,360 | $973,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 186,200 | $971,000 | thousands by filing date | call |
| WEIS MKTS INC COM | 948849104 | Stock | 20,265 | $969,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 54,100 | $969,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 76,143 | $969,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 15,694 | $968,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 16,682 | $968,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 16,900 | $967,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 34,500 | $967,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 13,600 | $967,000 | thousands by filing date | call |
| STORE CAP CORP | 862121100 | COM | 44,721 | $966,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 35,397 | $966,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 49,900 | $966,000 | thousands by filing date | put |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 33,100 | $965,000 | thousands by filing date | call |
| LENDINGTREE INC NEW | 894675107 | COM | 19,959 | $965,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 14,300 | $964,000 | thousands by filing date | call |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 106,930 | $964,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 68,179 | $963,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 12,200 | $962,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 284,123 | $960,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 19,832 | $960,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 126,776 | $960,000 | thousands by filing date | |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 53,522 | $960,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 39,835 | $959,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 96,491 | $958,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 40,638 | $956,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 188,591 | $956,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 12,136 | $955,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 227,812 | $955,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 12,502 | $953,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 46,500 | $953,000 | thousands by filing date | call |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 90,209 | $953,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 25,939 | $953,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 79,815 | $953,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 17,300 | $950,000 | thousands by filing date | call |
| CDI CORP | 125071100 | COM | 53,518 | $948,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 16,600 | $947,000 | thousands by filing date | put |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 812,000 | $946,000 | thousands by filing date | principal |
| GORMAN RUPP CO COM | 383082104 | Stock | 29,411 | $945,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 47,900 | $944,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 391,849 | $944,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 32,054 | $943,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 50,058 | $943,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 78,435 | $941,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 44,533 | $941,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 41,713 | $941,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 44,400 | $939,000 | thousands by filing date | call |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 38,300 | $938,000 | thousands by filing date | put |
| COGNEX CORP | 192422103 | COM | 22,687 | $937,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 30,578 | $937,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 202,884 | $937,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 10,600 | $933,000 | thousands by filing date | call |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 17,133 | $933,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 9,000 | $931,000 | thousands by filing date | call |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 44,881 | $930,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 21,500 | $930,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 6,600 | $929,000 | thousands by filing date | put |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 8,324 | $928,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 7,800 | $928,000 | thousands by filing date | put |
| QUANTA SVCS INC | 74762E102 | COM | 32,600 | $926,000 | thousands by filing date | put |
| POPEYES LA KITCHEN INC | 732872106 | COM | 16,334 | $919,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 28,800 | $918,000 | thousands by filing date | put |
| COMSCORE INC | 20564W105 | COM | 19,776 | $918,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 42,916 | $918,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 64,785 | $917,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 66,076 | $916,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 59,225 | $915,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 65,381 | $915,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 40,700 | $915,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 17,233 | $914,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 11,595 | $914,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 70,504 | $914,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 37,108 | $913,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 26,800 | $911,000 | thousands by filing date | call |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 12,100 | $911,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 98,457 | $910,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 145,060 | $910,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 127,281 | $910,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 49,193 | $910,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 24,082 | $908,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 7,000 | $907,000 | thousands by filing date | call |
| INTERXION HOLDING N.V | N47279109 | SHS | 33,100 | $905,000 | thousands by filing date | put |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 20,416 | $905,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 37,372 | $904,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 20,375 | $903,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 63,300 | $903,000 | thousands by filing date | put |
| MAGNA INTL INC COM | 559222401 | Stock | 8,300 | $902,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 65,608 | $901,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 240,800 | $901,000 | thousands by filing date | call |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 68,692 | $901,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 33,953 | $901,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 6,800 | $899,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571108 | COM | 40,700 | $899,000 | thousands by filing date | put |
| PLY GEM HLDGS INC | 72941W100 | COM | 64,266 | $898,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 51,135 | $898,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 912,000 | $898,000 | thousands by filing date | principal |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 9,499 | $895,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 51,557 | $895,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 50,000 | $894,000 | thousands by filing date | put |
| BURLINGTON STORES INC COM | 122017106 | Stock | 18,900 | $893,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 18,489 | $893,000 | thousands by filing date | put |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 40,000 | $893,000 | thousands by filing date | put |
| OMNICARE | 68214L201 | PFD | 10,000 | $893,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 195,750 | $890,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 127,381 | $889,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 13,900 | $887,000 | thousands by filing date | put |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 24,077 | $886,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 327,700 | $885,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 215,367 | $885,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 128,700 | $884,000 | thousands by filing date | call |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 39,600 | $884,000 | thousands by filing date | call |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 12,900 | $883,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 41,136 | $881,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 107,744 | $880,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 16,253 | $880,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 89,544 | $880,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 25,536 | $880,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 10,700 | $878,000 | thousands by filing date | put |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 317,138 | $878,000 | thousands by filing date | call |
| XOMA CORP DEL | 98419J107 | COM | 244,538 | $878,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 65,973 | $876,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 35,200 | $876,000 | thousands by filing date | put |
| VONAGE HLDGS CORP | 92886T201 | COM | 229,841 | $876,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 15,800 | $875,000 | thousands by filing date | put |
| DRESSER-RAND GROUP INC | 261608103 | COM | 10,700 | $875,000 | thousands by filing date | put |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 6,600 | $873,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 21,300 | $871,000 | thousands by filing date | call |
| COSAN LTD | G25343107 | SHS A | 112,322 | $871,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 218,988 | $869,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 20,530 | $868,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 49,284 | $868,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 35,252 | $868,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 21,512 | $867,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 11,100 | $866,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 16,040 | $866,000 | thousands by filing date | put |
| Jason Industries Inc | 471172106 | COMMON STOCK | 87,830 | $865,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 80,363 | $865,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 93,900 | $864,000 | thousands by filing date | put |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 56,257 | $864,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 38,200 | $863,000 | thousands by filing date | put |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 8,731 | $863,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 12,600 | $862,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 21,008 | $859,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 60,905 | $859,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 43,319 | $859,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 48,000 | $858,000 | thousands by filing date | call |
| VELOCITYSHARES | 22542D571 | EXCHANGE TRADED | 215,400 | $857,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 58,538 | $856,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 15,100 | $854,000 | thousands by filing date | put |
| EXPONENT INC | 30214U102 | COM | 10,352 | $854,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 32,700 | $853,000 | thousands by filing date | call |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 41,513 | $852,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 35,635 | $852,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 5,700 | $850,000 | thousands by filing date | call |
| PROVIDENCE SVC CORP | 743815102 | COM | 23,316 | $850,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 70,200 | $849,000 | thousands by filing date | put |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 36,042 | $849,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 38,506 | $849,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 70,529 | $849,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 36,750 | $847,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 33,657 | $846,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 47,541 | $845,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 20,838 | $843,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 20,300 | $843,000 | thousands by filing date | call |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 56,600 | $843,000 | thousands by filing date | call |
| DRESSER-RAND GROUP INC | 261608103 | COM | 10,300 | $843,000 | thousands by filing date | call |
| ATMEL CORP | 049513104 | COM | 100,200 | $841,000 | thousands by filing date | call |
| IMPERVA INC | 45321L100 | COM | 17,000 | $840,000 | thousands by filing date | put |
| AZENTA INC | 114340102 | COM | 65,843 | $839,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 20,889 | $839,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 75,600 | $838,000 | thousands by filing date | put |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 266,941 | $838,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 36,500 | $837,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 753,439 | $836,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 31,100 | $835,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 59,661 | $835,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 21,052 | $835,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 26,354 | $835,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 50,000 | $835,000 | thousands by filing date | put |
| WESBANCO INC | 950810101 | COM | 23,963 | $834,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 29,183 | $834,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 15,015 | $833,000 | thousands by filing date | call |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 16,177 | $833,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 19,700 | $833,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 82,600 | $832,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 31,200 | $831,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 811904101 | COM | 11,258 | $831,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 576,600 | $830,000 | thousands by filing date | call |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 45,562 | $830,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 9,600 | $830,000 | thousands by filing date | call |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 10,432 | $830,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 21,045 | $829,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 48,319 | $829,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 31,047 | $828,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 35,500 | $828,000 | thousands by filing date | put |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 900,000 | $827,000 | thousands by filing date | principal |
| HUB GROUP INC | 443320106 | CL A | 21,653 | $825,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 20,855 | $824,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 210,722 | $824,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 70,620 | $823,000 | thousands by filing date | put |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 226,000 | $823,000 | thousands by filing date | principal |
| CHIMERIX INC COM | 16934W106 | Stock | 20,389 | $821,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 12,500 | $819,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 51,100 | $818,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 29,100 | $816,000 | thousands by filing date | put |
| KINDRED HEALTHCARE INC | 494580103 | COM | 44,800 | $814,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 391,000 | $813,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 19,200 | $812,000 | thousands by filing date | call |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 16,067 | $811,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 407,390 | $811,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 121,353 | $810,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 55,000 | $808,000 | thousands by filing date | call |
| AMDOCS LTD | G02602103 | SHS | 17,300 | $807,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941109 | COM | 20,900 | $807,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 7,600 | $807,000 | thousands by filing date | put |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 36,896 | $805,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 132,800 | $805,000 | thousands by filing date | call |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 16,300 | $805,000 | thousands by filing date | call |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 37,254 | $805,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 16,306 | $804,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 29,934 | $804,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 100,000 | $801,000 | thousands by filing date | put |
| CYTOKINETICS INC | 23282W605 | COM NEW | 100,000 | $801,000 | thousands by filing date | call |
| MUELLER INDS INC COM | 624756102 | Stock | 23,458 | $801,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 10,700 | $801,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 40,300 | $798,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 51,581 | $798,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 15,108 | $798,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 9,200 | $796,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 179,200 | $796,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 17,000 | $795,000 | thousands by filing date | put |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 34,111 | $795,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 601,109 | $793,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 15,000 | $792,000 | thousands by filing date | call |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 29,900 | $792,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 49,828 | $792,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 13,800 | $790,000 | thousands by filing date | put |
| CAESARSTONE LTD | M20598104 | ORD SHS | 13,205 | $790,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 23,137 | $790,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 77,162 | $789,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 56,025 | $788,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 7,799 | $788,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 74,118 | $788,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 262,336 | $787,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 115,684 | $786,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 805,686 | $786,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 8,600 | $784,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 23,400 | $783,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 38,700 | $783,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 38,302 | $782,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 10,534 | $782,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 14,101 | $780,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 9,100 | $780,000 | thousands by filing date | put |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 93,355 | $779,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 15,800 | $777,000 | thousands by filing date | put |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 28,317 | $775,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 45,700 | $775,000 | thousands by filing date | put |
| WILSHIRE BANCORP INC | 97186T108 | COM | 76,464 | $775,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 41,700 | $774,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 17,059 | $772,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 35,512 | $771,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 16,700 | $770,000 | thousands by filing date | put |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 15,472 | $770,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 303,924 | $769,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 53,100 | $768,000 | thousands by filing date | call |
| ALIMERA SCIENCES INC | 016259103 | COM | 138,700 | $768,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 49,600 | $767,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 49,600 | $767,000 | thousands by filing date | call |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 27,043 | $767,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 6,182 | $766,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 10,449 | $766,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 684,000 | $765,000 | thousands by filing date | principal |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 762,152 | $762,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 28,800 | $761,000 | thousands by filing date | put |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 57,498 | $758,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 741,804 | $757,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 31,967 | $755,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 22,000 | $754,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413106 | COM | 12,400 | $753,000 | thousands by filing date | call |
| GFI GROUP INC | 361652209 | COM | 138,186 | $753,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 80,800 | $751,000 | thousands by filing date | put |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 19,338 | $750,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 4,900 | $750,000 | thousands by filing date | call |
| BANKRATE INC DEL | 06647F102 | COM | 60,319 | $749,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 81,971 | $748,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 131,307 | $746,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 91,200 | $746,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 123,125 | $746,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 134,146 | $745,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 73,400 | $744,000 | thousands by filing date | call |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 20,940 | $744,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 85,449 | $743,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 6,300 | $742,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 98,236 | $742,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 335,475 | $741,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 53,043 | $741,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 11,600 | $740,000 | thousands by filing date | put |
| Washington Prime Group | 939647103 | COM | 42,850 | $738,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 14,600 | $735,000 | thousands by filing date | call |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 14,128 | $735,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 120,968 | $734,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 225,000 | $734,000 | thousands by filing date | call |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 22,753 | $734,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 21,675 | $734,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 12,073 | $733,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 6,500 | $733,000 | thousands by filing date | put |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 659,000 | $732,000 | thousands by filing date | principal |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 182,496 | $732,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 45,717 | $731,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 34,990 | $730,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 20,900 | $729,000 | thousands by filing date | put |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 172,951 | $728,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 13,018 | $727,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 15,800 | $724,000 | thousands by filing date | put |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 75,000 | $724,000 | thousands by filing date | put |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 75,000 | $724,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 108,500 | $724,000 | thousands by filing date | put |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 174,510 | $723,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 15,389 | $722,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 26,306 | $721,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 71,500 | $720,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 75,000 | $720,000 | thousands by filing date | put |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 22,915 | $720,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 11,900 | $719,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 140,800 | $719,000 | thousands by filing date | put |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 33,539 | $719,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 12,400 | $719,000 | thousands by filing date | call |
| SEMGROUP CORP | 81663A105 | CL A | 10,500 | $718,000 | thousands by filing date | call |
| VENTAS INC COM | 92276F100 | REIT | 10,000 | $717,000 | thousands by filing date | put |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 77,300 | $717,000 | thousands by filing date | call |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 8,500 | $716,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 63,900 | $714,000 | thousands by filing date | put |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 15,683 | $714,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 60,300 | $714,000 | thousands by filing date | put |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 26,456,764 | $714,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 48,549 | $714,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 18,973 | $712,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 98,200 | $712,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 45,300 | $710,000 | thousands by filing date | put |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 76,119 | $709,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 423,719 | $708,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 17,500 | $708,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 19,800 | $708,000 | thousands by filing date | put |
| STATE NATIONAL. | 85711T305 | Common Stock | 59,095 | $708,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 66,653 | $706,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 304,100 | $706,000 | thousands by filing date | call |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 472,521 | $704,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 171,178 | $704,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 8,160 | $703,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 26,600 | $703,000 | thousands by filing date | call |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 8,141 | $701,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 4,700 | $701,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 336,800 | $701,000 | thousands by filing date | call |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 3,300 | $700,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 25,631 | $700,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 24,800 | $700,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 30,756 | $699,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 8,900 | $698,000 | thousands by filing date | call |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 70,000 | $698,000 | thousands by filing date | put |
| SMUCKER J M CO | 832696405 | COM NEW | 6,900 | $697,000 | thousands by filing date | call |
| PMC-SIERRA INC | 69344F106 | COM | 76,000 | $696,000 | thousands by filing date | call |
| ARRIS GROUP INC | 04270V106 | COM | 23,000 | $694,000 | thousands by filing date | call |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 387,100 | $693,000 | thousands by filing date | call |
| BARRACUDA NETWORKS INC | 068323104 | COM | 19,305 | $692,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 25,183 | $691,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 5,501 | $691,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 5,800 | $690,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 13,750 | $690,000 | thousands by filing date | call |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 359,000 | $689,000 | thousands by filing date | principal |
| NEWELL BRANDS INC COM | 651229106 | Stock | 18,000 | $686,000 | thousands by filing date | call |
| ROGERS CORP COM | 775133101 | Stock | 8,426 | $686,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 13,200 | $686,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 57,900 | $686,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 8,700 | $685,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 40,888 | $685,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 21,284 | $684,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 8,300 | $681,000 | thousands by filing date | call |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 130,123 | $681,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 70,900 | $681,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941109 | COM | 17,600 | $680,000 | thousands by filing date | call |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 123,480 | $680,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 6,400 | $679,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 17,817 | $678,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 56,831 | $677,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 41,557 | $676,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 50,630 | $676,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 194,564 | $675,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 46,213 | $675,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 22,183 | $675,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 18,171 | $674,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 3,500 | $674,000 | thousands by filing date | call |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 9,400 | $674,000 | thousands by filing date | call |
| MICREL INC | 594793101 | COM | 46,422 | $674,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 106,763 | $672,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 10,600 | $672,000 | thousands by filing date | put |
| ELECTRO RENT CORP | 285218103 | COM | 47,917 | $672,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 53,604 | $671,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 25,600 | $668,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 46,184 | $668,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 86,631 | $667,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 51,122 | $667,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 37,200 | $666,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-15-000291 | this filing | 2015-02-13 | acceptance time not in the bulk data set |