13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 7,099 holding rows worth $314,774,912,000.
- Accession
- 0000769993-14-000617
- Filer
- CIK 886982
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 10,331 entries on the cover page, a total value of $314,774,912,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $314,774,912,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerJ. ARON & Co028-14259
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CMS ENERGY CORP COM | 125896100 | Stock | 525,529 | $15,587,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 536,300 | $15,585,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 192,390 | $15,584,000 | thousands by filing date | call |
| EASTMAN CHEM CO COM | 277432100 | Stock | 192,600 | $15,579,000 | thousands by filing date | call |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 14,939,000 | $15,562,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 255,321 | $15,549,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 220,300 | $15,536,000 | thousands by filing date | call |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 947,061 | $15,532,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 341,170 | $15,523,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 198,000 | $15,464,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 250,900 | $15,455,000 | thousands by filing date | put |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 208,659 | $15,451,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 337,801 | $15,448,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 506,356 | $15,444,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 416,163 | $15,443,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 411,401 | $15,427,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 378,503 | $15,379,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 698,685 | $15,378,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 608,600 | $15,376,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 338,336 | $15,347,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 391,895 | $15,327,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 844,200 | $15,229,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 370,000 | $15,222,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 497,900 | $15,216,000 | thousands by filing date | put |
| AEROVIRONMENT INC COM | 008073108 | Stock | 503,506 | $15,140,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 128,306 | $15,103,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 313,049 | $15,098,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 488,400 | $15,092,000 | thousands by filing date | put |
| SANDERSON FARMS | 800013104 | COM | 171,606 | $15,092,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 103,500 | $15,075,000 | thousands by filing date | put |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 363,940 | $15,041,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 230,916 | $14,995,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 267,000 | $14,979,000 | thousands by filing date | put |
| MOELIS & CO | 60786M105 | CL A | 437,748 | $14,949,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 191,400 | $14,946,000 | thousands by filing date | call |
| FAMILY DLR STORES INC | 307000109 | COM | 193,500 | $14,946,000 | thousands by filing date | call |
| THE COOPER COMPANIES | 216648402 | COM NEW | 95,800 | $14,921,000 | thousands by filing date | put |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 435,780 | $14,920,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 178,004 | $14,902,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 802,650 | $14,861,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 441,750 | $14,852,000 | thousands by filing date | put |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 115,100 | $14,808,000 | thousands by filing date | call |
| CALIX INC | 13100M509 | COM | 1,546,742 | $14,802,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 343,415 | $14,784,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 213,186 | $14,738,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 411,300 | $14,716,000 | thousands by filing date | call |
| CONTINENTAL RES INC | 212015101 | COM | 221,200 | $14,705,000 | thousands by filing date | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 196,500 | $14,682,000 | thousands by filing date | call |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 217,000 | $14,641,000 | thousands by filing date | put |
| SASOL LTD | 803866300 | SPONSORED ADR | 267,612 | $14,582,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 308,352 | $14,508,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 134,600 | $14,479,000 | thousands by filing date | call |
| COMMVAULT SYS INC COM | 204166102 | Stock | 287,292 | $14,479,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 351,300 | $14,452,000 | thousands by filing date | put |
| HOLOGIC INC | 436440101 | COM | 593,879 | $14,449,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 1,485,274 | $14,437,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 292,902 | $14,423,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 519,700 | $14,390,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549104 | COM | 1,162,200 | $14,388,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 921,210 | $14,380,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 370,000 | $14,367,000 | thousands by filing date | put |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 370,000 | $14,367,000 | thousands by filing date | call |
| ONE GAS INC COM | 68235P108 | Stock | 419,464 | $14,366,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 472,413 | $14,366,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,011,862 | $14,358,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 487,835 | $14,357,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 266,639 | $14,351,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,202,402 | $14,330,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 740,100 | $14,314,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 60,400 | $14,296,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 415,419 | $14,294,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 127,447 | $14,286,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 325,290 | $14,274,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 844,630 | $14,266,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 145,364 | $14,251,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 314,470 | $14,248,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 1,020,500 | $14,246,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 128,200 | $14,243,000 | thousands by filing date | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 126,500 | $14,207,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 173,700 | $14,177,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 847,900 | $14,177,000 | thousands by filing date | call |
| URS CORP NEW | 903236107 | COM | 246,019 | $14,173,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 375,330 | $14,161,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 1,141,673 | $14,134,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 517,597 | $14,114,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 254,051 | $14,107,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 294,500 | $14,101,000 | thousands by filing date | call |
| Lockheed Martin Corporation | 539830109 | COM | 77,100 | $14,092,000 | thousands by filing date | call |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 107,000 | $14,091,000 | thousands by filing date | put |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 1,487,829 | $14,090,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 200,700 | $14,067,000 | thousands by filing date | call |
| F5 INC COM | 315616102 | Stock | 118,400 | $14,059,000 | thousands by filing date | call |
| INVENSENSE INC | 46123D205 | COM | 712,266 | $14,053,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 300,463 | $14,038,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 4,020,182 | $14,030,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,780,684 | $14,015,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 137,593 | $14,011,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 196,200 | $13,997,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 339,600 | $13,992,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 250,763 | $13,990,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 227,304 | $13,982,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 454,563 | $13,982,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 231,000 | $13,973,000 | thousands by filing date | put |
| NextEra Energy,Inc. | 65339F101 | COM | 148,800 | $13,969,000 | thousands by filing date | call |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 284,384 | $13,964,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,205,269 | $13,957,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 254,866 | $13,933,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 254,559 | $13,929,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 568,600 | $13,914,000 | thousands by filing date | call |
| COHEN & STEERS INC COM | 19247A100 | Stock | 361,024 | $13,878,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 158,247 | $13,875,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,394,977 | $13,867,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 307,000 | $13,849,000 | thousands by filing date | put |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 277,300 | $13,837,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 1,709,056 | $13,792,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 11,657,000 | $13,792,000 | thousands by filing date | principal |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 156,800 | $13,789,000 | thousands by filing date | call |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 106,891 | $13,783,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 394,200 | $13,777,000 | thousands by filing date | put |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 123,400 | $13,771,000 | thousands by filing date | put |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 154,713 | $13,739,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 2,097,239 | $13,717,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 838,821 | $13,715,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 291,549 | $13,709,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 419,850 | $13,708,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 326,299 | $13,707,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 617,966 | $13,695,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 524,334 | $13,680,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 240,426 | $13,680,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 326,500 | $13,657,000 | thousands by filing date | put |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 142,263 | $13,647,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 19,962,000 | $13,623,000 | thousands by filing date | principal |
| CONTINENTAL RES INC | 212015101 | COM | 204,800 | $13,615,000 | thousands by filing date | call |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,307,900 | $13,576,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 206,244 | $13,573,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 310,200 | $13,571,000 | thousands by filing date | call |
| ISHARES TR | 464287754 | US INDUSTRIALS | 134,178 | $13,569,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 13,427,000 | $13,561,000 | thousands by filing date | principal |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 12,500,000 | $13,555,000 | thousands by filing date | principal |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 120,292 | $13,540,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 520,900 | $13,539,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 397,100 | $13,537,000 | thousands by filing date | call |
| Abbott Laboratories | 002824100 | COM | 325,200 | $13,525,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 153,800 | $13,525,000 | thousands by filing date | put |
| ALBEMARLE CORP | 012653101 | COM | 229,481 | $13,517,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 357,889 | $13,500,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 1,165,926 | $13,455,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,572,694 | $13,446,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,063,965 | $13,406,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 967,393 | $13,370,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 368,394 | $13,362,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,100,473 | $13,317,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 113,367 | $13,299,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 173,638 | $13,285,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 232,800 | $13,265,000 | thousands by filing date | call |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 590,063 | $13,247,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 80,400 | $13,244,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 1,760,990 | $13,172,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1,299,547 | $13,165,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 269,570 | $13,161,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 118,000 | $13,110,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 344,921 | $13,093,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 351,000 | $13,061,000 | thousands by filing date | call |
| PATTERSON COS INC | 703395103 | COM | 314,484 | $13,030,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 703,200 | $12,974,000 | thousands by filing date | put |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 535,743 | $12,949,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 356,750 | $12,900,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 100,096 | $12,862,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 251,300 | $12,841,000 | thousands by filing date | put |
| Stryker Corporation | 863667101 | COM | 159,000 | $12,839,000 | thousands by filing date | call |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 1,125,798 | $12,800,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 1,142,809 | $12,777,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 564,000 | $12,738,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 416,800 | $12,737,000 | thousands by filing date | call |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 562,448 | $12,723,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 109,600 | $12,713,000 | thousands by filing date | put |
| TALISMAN ENERGY INC | 87425E103 | COM | 1,468,600 | $12,703,000 | thousands by filing date | put |
| VERMILION ENERGY INC COM | 923725105 | Stock | 208,673 | $12,681,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 202,600 | $12,679,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 135,319 | $12,679,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 794,533 | $12,673,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 428,200 | $12,670,000 | thousands by filing date | call |
| ROSETTA RESOURCES INC | 777779307 | COM | 284,000 | $12,655,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 383,712 | $12,651,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 77,700 | $12,643,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 326,000 | $12,629,000 | thousands by filing date | call |
| LOGITECH INTL S A SHS | H50430232 | Stock | 984,800 | $12,626,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 189,478 | $12,596,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 282,400 | $12,570,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 280,908 | $12,541,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 252,600 | $12,531,000 | thousands by filing date | put |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 205,474 | $12,511,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 247,700 | $12,496,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 552,800 | $12,484,000 | thousands by filing date | |
| GT Advanced Technologies Inc. | 36191UAB2 | CONV | 11,001,000 | $12,466,000 | thousands by filing date | principal |
| SOTHEBYS | 835898107 | COM | 347,607 | $12,416,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 296,270 | $12,414,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 541,642 | $12,398,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 157,353 | $12,384,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 131,000 | $12,331,000 | thousands by filing date | call |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 520,551 | $12,306,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 210,800 | $12,279,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,532,500 | $12,275,000 | thousands by filing date | call |
| BRIDGE CAP HLDGS | 108030107 | COM | 538,104 | $12,236,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 515,022 | $12,226,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 305,600 | $12,181,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 11,839,000 | $12,150,000 | thousands by filing date | principal |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 471,058 | $12,139,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 840,212 | $12,099,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,316,031 | $12,081,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 168,050 | $12,079,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 196,157 | $12,060,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 208,400 | $12,056,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 311,000 | $12,045,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 434,600 | $12,038,000 | thousands by filing date | put |
| TECHNE CORP | 878377100 | COM | 128,661 | $12,036,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 50,800 | $12,024,000 | thousands by filing date | call |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 135,100 | $11,997,000 | thousands by filing date | call |
| CHEMTURA CORP | 163893209 | COM NEW | 513,942 | $11,991,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 193,000 | $11,956,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,455,761 | $11,937,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 539,700 | $11,933,000 | thousands by filing date | call |
| Equinix, Inc. | 29444U502 | EQIX | 56,100 | $11,920,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 1,782,300 | $11,906,000 | thousands by filing date | put |
| WESTERN REFNG INC | 959319104 | COM | 283,500 | $11,904,000 | thousands by filing date | call |
| Spectra Energy Partners | 84756N109 | COM | 224,393 | $11,891,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 190,612 | $11,890,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 159,788 | $11,881,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 442,927 | $11,857,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 345,769 | $11,853,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 235,932 | $11,851,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 174,900 | $11,801,000 | thousands by filing date | call |
| KELLANOVA | 487836108 | COM | 191,500 | $11,796,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 122,400 | $11,788,000 | thousands by filing date | call |
| RYDER SYS INC COM | 783549108 | Stock | 130,992 | $11,786,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 121,100 | $11,785,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 129,900 | $11,781,000 | thousands by filing date | put |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 208,073 | $11,777,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 121,000 | $11,776,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 263,274 | $11,763,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 268,700 | $11,737,000 | thousands by filing date | call |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 130,600 | $11,734,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 446,000 | $11,725,000 | thousands by filing date | put |
| ISHARES TR | 464288752 | US HOME CONS ETF | 521,300 | $11,724,000 | thousands by filing date | put |
| SILVER WHEATON CORP | 828336107 | COM | 587,830 | $11,715,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 11,117,000 | $11,645,000 | thousands by filing date | principal |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 108,200 | $11,639,000 | thousands by filing date | put |
| PALL CORP | 696429307 | COM | 139,000 | $11,634,000 | thousands by filing date | call |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 217,344 | $11,633,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 245,764 | $11,622,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 169,900 | $11,614,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 199,500 | $11,611,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 173,700 | $11,584,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 459,000 | $11,567,000 | thousands by filing date | put |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 645,400 | $11,566,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 341,914 | $11,540,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 382,197 | $11,519,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 1,177,433 | $11,480,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 335,631 | $11,472,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 257,400 | $11,470,000 | thousands by filing date | put |
| ENERGEN CORP | 29265N108 | COM | 158,646 | $11,460,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 818,006 | $11,460,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 309,700 | $11,443,000 | thousands by filing date | call |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 197,599 | $11,439,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 13,744,000 | $11,382,000 | thousands by filing date | principal |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 3,202,922 | $11,371,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 557,838 | $11,340,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 245,580 | $11,314,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 86,800 | $11,309,000 | thousands by filing date | put |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 338,039 | $11,298,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 240,266 | $11,290,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 215,411 | $11,253,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 94,000 | $11,244,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 31,000 | $11,176,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 2,308,495 | $11,174,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 485,000 | $11,170,000 | thousands by filing date | put |
| ISHARES TR | 464287812 | US CONSM STAPLES | 112,833 | $11,142,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 107,342 | $11,123,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 111,232 | $11,122,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 305,977 | $11,119,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 129,004 | $11,103,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 115,200 | $11,095,000 | thousands by filing date | put |
| APOLLO GROUP INC | 037604105 | CL A | 441,000 | $11,091,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 245,700 | $11,084,000 | thousands by filing date | call |
| BRINKER INTL INC COM | 109641100 | Stock | 218,051 | $11,075,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 106,228 | $11,070,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 1,045,333 | $11,049,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 108,700 | $11,046,000 | thousands by filing date | put |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 252,521 | $11,033,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 428,195 | $11,026,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 166,100 | $11,026,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 192,100 | $11,002,000 | thousands by filing date | put |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 1,878,256 | $10,988,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 268,088 | $10,978,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 112,791 | $10,961,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 254,100 | $10,926,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 647,312 | $10,920,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 138,600 | $10,919,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 196,200 | $10,919,000 | thousands by filing date | call |
| AQUA AMERICA INC | 03836W103 | COM | 463,930 | $10,916,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 316,254 | $10,832,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 112,500 | $10,805,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 115,801 | $10,787,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 301,300 | $10,781,000 | thousands by filing date | put |
| TOWERS WATSON & CO | 891894107 | CL A | 108,356 | $10,781,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 358,027 | $10,780,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 161,200 | $10,750,000 | thousands by filing date | put |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 234,761 | $10,743,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,075,200 | $10,687,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 261,300 | $10,685,000 | thousands by filing date | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 90,200 | $10,659,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 1,594,800 | $10,653,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 97,927 | $10,633,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 546,667 | $10,600,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 353,429 | $10,585,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 7,982,000 | $10,576,000 | thousands by filing date | principal |
| PAYCHEX INC | 704326107 | COM | 238,800 | $10,555,000 | thousands by filing date | call |
| ECHOSTAR CORP | 278768106 | CL A | 215,889 | $10,526,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 311,600 | $10,523,000 | thousands by filing date | call |
| EXELIS INC | 30162A108 | COM | 636,142 | $10,522,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 337,912 | $10,513,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 140,568 | $10,508,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 1,187,141 | $10,506,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 880,185 | $10,492,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 130,681 | $10,464,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 280,800 | $10,446,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 113,900 | $10,441,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,278,584 | $10,408,000 | thousands by filing date | |
| TERRAVIA HLDGS INC | 83415TAB7 | NOTE 6.000% 2/0 | 9,043,000 | $10,388,000 | thousands by filing date | principal |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 303,092 | $10,378,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 318,699 | $10,373,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 219,600 | $10,372,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 208,700 | $10,354,000 | thousands by filing date | call |
| CATAMARAN CORP | 148887102 | COM | 245,536 | $10,350,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 448,347 | $10,343,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 633,549 | $10,340,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 2,908,700 | $10,326,000 | thousands by filing date | put |
| LINDE PLC F | 532771102 | COM | 464,230 | $10,306,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 231,700 | $10,290,000 | thousands by filing date | call |
| DST SYS INC DEL | 233326107 | COM | 122,615 | $10,290,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 1,234,345 | $10,282,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 398,357 | $10,281,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 119,824 | $10,264,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 133,467 | $10,259,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 318,525 | $10,241,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 311,124 | $10,239,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 343,167 | $10,209,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 778,700 | $10,201,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 677,404 | $10,182,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 391,456 | $10,177,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 254,200 | $10,143,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 438,308 | $10,142,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 224,888 | $10,138,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 185,031 | $10,138,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 696,275 | $10,131,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 107,900 | $10,130,000 | thousands by filing date | put |
| MYRIAD GENETICS INC | 62855J104 | COM | 262,142 | $10,110,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 215,037 | $10,105,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 488,329 | $10,104,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 178,900 | $10,095,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 102,871 | $10,092,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 89,800 | $10,085,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354107 | COM | 417,400 | $10,084,000 | thousands by filing date | put |
| SLR INVESTMENT CORP | 83413U100 | COM | 539,528 | $10,078,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 301,895 | $10,077,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 137,012 | $10,054,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 681,600 | $10,054,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 680,555 | $10,052,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 241,100 | $10,051,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 148,800 | $10,013,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 101,900 | $9,996,000 | thousands by filing date | put |
| BLACKHAWK NET B | 09238E203 | Common Stock | 309,264 | $9,989,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 172,504 | $9,979,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 112,300 | $9,971,000 | thousands by filing date | put |
| PETSMART INC | 716768106 | COM | 141,978 | $9,952,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 366,808 | $9,952,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 222,195 | $9,943,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 213,156 | $9,929,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 165,100 | $9,924,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 196,900 | $9,906,000 | thousands by filing date | call |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 130,615 | $9,902,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 95,100 | $9,900,000 | thousands by filing date | call |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 90,090 | $9,880,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 59,300 | $9,833,000 | thousands by filing date | call |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 82,600 | $9,823,000 | thousands by filing date | put |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 643,222 | $9,822,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 188,600 | $9,813,000 | thousands by filing date | call |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 288,161 | $9,797,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 76,160 | $9,788,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 151,700 | $9,768,000 | thousands by filing date | call |
| CALPINE CORP | 131347304 | COM | 449,900 | $9,763,000 | thousands by filing date | call |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 10,232,000 | $9,720,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 5,037,000 | $9,687,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 617,432 | $9,675,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 977,251 | $9,675,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 1,116,425 | $9,657,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 258,806 | $9,653,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 141,300 | $9,644,000 | thousands by filing date | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 786,605 | $9,644,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 7,577,000 | $9,642,000 | thousands by filing date | principal |
| FRANCO NEV CORP COM | 351858105 | Stock | 197,142 | $9,636,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 141,435 | $9,630,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 218,022 | $9,626,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 264,500 | $9,609,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 291,300 | $9,587,000 | thousands by filing date | put |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 387,376 | $9,557,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 174,100 | $9,556,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 312,311 | $9,544,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 159,278 | $9,515,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 253,306 | $9,471,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 493,949 | $9,469,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 418,033 | $9,460,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 783,500 | $9,449,000 | thousands by filing date | call |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 594,732 | $9,421,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 156,645 | $9,416,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 191,600 | $9,398,000 | thousands by filing date | call |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 141,214 | $9,388,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 122,534 | $9,368,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 4,253,558 | $9,358,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 170,314 | $9,349,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 251,000 | $9,337,000 | thousands by filing date | call |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 150,900 | $9,333,000 | thousands by filing date | put |
| FLIR SYS INC | 302445101 | COM | 297,707 | $9,330,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 272,676 | $9,304,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 230,100 | $9,301,000 | thousands by filing date | call |
| ZULILY INC | 989774104 | CL A | 245,215 | $9,291,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 138,600 | $9,283,000 | thousands by filing date | put |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 53,771 | $9,278,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 127,435 | $9,266,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 401,291 | $9,243,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 207,800 | $9,228,000 | thousands by filing date | put |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 169,364 | $9,222,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 96,716 | $9,218,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 5,582,000 | $9,193,000 | thousands by filing date | principal |
| Anglogold Ashanti Plc | 035128206 | Common | 763,800 | $9,166,000 | thousands by filing date | put |
| PINNACLE ENTMT INC | 723456109 | COM | 365,133 | $9,161,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 4,162,500 | $9,158,000 | thousands by filing date | put |
| OPHTHOTECH CORP | 683745103 | COM | 235,167 | $9,155,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 155,401 | $9,152,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 254,577 | $9,134,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 264,619 | $9,116,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 8,493,000 | $9,093,000 | thousands by filing date | principal |
| LENNAR CORP CL A | 526057104 | Stock | 234,100 | $9,090,000 | thousands by filing date | put |
| WRIGHT MED GROUP INC | 98235T107 | COM | 300,000 | $9,090,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 660,643 | $9,071,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 241,662 | $9,043,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 217,300 | $9,038,000 | thousands by filing date | put |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,169,278 | $8,992,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 306,141 | $8,991,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 117,201 | $8,983,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 158,400 | $8,975,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 133,300 | $8,970,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 130,500 | $8,969,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 271,900 | $8,965,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,146,500 | $8,954,000 | thousands by filing date | put |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 158,700 | $8,951,000 | thousands by filing date | call |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 194,141 | $8,940,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 192,100 | $8,923,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 260,300 | $8,919,000 | thousands by filing date | call |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 1,648,500 | $8,902,000 | thousands by filing date | put |
| WP CAREY INC COM | 92936U109 | REIT | 139,587 | $8,901,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 291,500 | $8,885,000 | thousands by filing date | call |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 34,300 | $8,885,000 | thousands by filing date | put |
| AMTRUST FINL SVCS INC | 032359309 | COM | 222,958 | $8,879,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 291,172 | $8,867,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 750,250 | $8,845,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 101,400 | $8,838,000 | thousands by filing date | call |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 815,900 | $8,836,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 246,900 | $8,832,000 | thousands by filing date | call |
| ARRIS GROUP INC | 04270V106 | COM | 310,616 | $8,807,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 5,975,000 | $8,794,000 | thousands by filing date | principal |
| VALMONT INDS INC COM | 920253101 | Stock | 65,035 | $8,775,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 172,007 | $8,733,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 1,151,607 | $8,706,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 243,300 | $8,703,000 | thousands by filing date | put |
| RAYTHEON CO | 755111507 | COM NEW | 85,600 | $8,699,000 | thousands by filing date | call |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 8,491,000 | $8,687,000 | thousands by filing date | principal |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,451,198 | $8,678,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 108,500 | $8,675,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 83,503 | $8,655,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 479,613 | $8,652,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 92,300 | $8,649,000 | thousands by filing date | call |
| HENRY JACK & ASSOC INC | 426281101 | COM | 155,263 | $8,642,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 312,000 | $8,642,000 | thousands by filing date | call |
| BARD C R INC | 067383109 | COM | 60,500 | $8,634,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,212,451 | $8,628,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 352,481 | $8,626,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 134,700 | $8,609,000 | thousands by filing date | call |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 122,857 | $8,609,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 109,200 | $8,603,000 | thousands by filing date | call |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 67,600 | $8,591,000 | thousands by filing date | call |
| WELLPOINT INC | 94973V107 | COM | 71,700 | $8,577,000 | thousands by filing date | put |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 207,636 | $8,565,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 93,400 | $8,562,000 | thousands by filing date | put |
| iShares MBS ETF | 464288588 | SHS | 78,908 | $8,531,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 182,500 | $8,526,000 | thousands by filing date | put |
| AIR LEASE CORP | 00912X302 | CL A | 261,975 | $8,514,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 183,651 | $8,499,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 165,800 | $8,482,000 | thousands by filing date | call |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 381,395 | $8,471,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-14-000617 | this filing | 2014-11-14 | acceptance time not in the bulk data set |