13F-HR/A filed by HOWE & RUSLING INC
HOWE & RUSLING INC filed this 13F-HR/A for the quarter ended 2013-12-31, filed 2014-07-31, with 804 holding rows worth $397,050,000.
- Accession
- 0000769963-14-000008
- Filer
- CIK 769963
- Filed
- 2014-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, amendment of type restatement, 811 entries on the cover page, a total value of $397,050,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $397,050,000 with VALUE read as thousands by filing date, 13F file number 028-01563. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 532 | $10,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 77 | $10,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 257 | $10,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 169 | $10,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 158 | $9,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 153 | $9,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 106 | $9,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 155 | $9,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 500 | $9,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 125 | $9,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 120 | $9,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 85 | $9,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 110 | $9,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 189 | $9,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 225 | $9,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 330 | $9,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 147 | $9,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 2,700 | $9,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,000 | $8,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 101 | $8,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 150 | $8,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 700 | $8,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 165 | $8,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 218 | $8,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 42 | $8,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 129 | $8,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 171 | $8,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 204 | $8,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 201 | $8,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 144 | $8,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 142 | $8,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 85 | $8,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 500 | $8,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 100 | $7,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 144 | $7,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 111 | $7,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 90 | $7,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 317 | $7,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 66 | $7,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 76 | $7,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 500 | $7,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 500 | $7,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 49 | $7,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 181 | $7,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 39 | $7,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 68 | $7,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 230 | $7,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 75 | $7,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 120 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 107 | $7,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 192 | $7,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 400 | $7,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 108 | $7,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 104 | $7,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 363 | $7,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 482 | $7,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 133 | $7,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 190 | $7,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 582 | $7,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 100 | $6,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 118 | $6,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 206 | $6,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 100 | $6,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 298 | $6,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 106 | $6,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 138 | $6,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 601 | $6,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 106 | $6,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 121 | $6,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 117 | $6,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 66 | $6,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 70 | $6,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 170 | $6,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 100 | $6,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 29 | $6,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 205 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 311 | $6,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 100 | $6,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 81 | $6,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 73 | $6,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 134 | $6,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 88 | $6,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 135 | $6,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 63 | $6,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 200 | $6,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 245 | $6,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 141 | $6,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 56 | $6,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 100 | $6,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 259 | $6,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 85 | $6,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 90 | $5,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 154 | $5,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 100 | $5,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 60 | $5,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 252 | $5,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 52 | $5,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 144 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 120 | $5,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 100 | $5,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,518 | $5,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 90 | $5,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 120 | $5,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 192 | $5,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 110 | $5,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 83 | $5,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 67 | $5,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 425 | $5,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 443 | $5,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 165 | $5,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 130 | $5,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 78 | $5,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 445 | $5,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 250 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 100 | $5,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 275 | $5,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 100 | $5,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 200 | $5,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 27 | $4,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 60 | $4,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 83 | $4,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 76 | $4,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 47 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 30 | $4,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 90 | $4,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 54 | $4,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 71 | $4,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 41 | $4,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 89 | $4,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 66 | $4,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 86 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 55 | $4,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 137 | $4,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 32 | $4,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 11 | $4,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 54 | $4,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 105 | $4,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 115 | $4,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 75 | $4,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 135 | $4,000 | thousands by filing date | |
| WOORI FIN HLDGS CO LTD | 981063100 | ADR | 100 | $4,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 6,057 | $4,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 37 | $3,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 100 | $3,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 20 | $3,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 43 | $3,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 46 | $3,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 47 | $3,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 43 | $3,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 42 | $3,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 69 | $3,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 72 | $3,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 326 | $3,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 100 | $3,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 39 | $3,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 406 | $3,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 300 | $3,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 97 | $3,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 102 | $3,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 113 | $3,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 51 | $3,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 100 | $3,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 84 | $3,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 37 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 55 | $3,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 113 | $3,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 33 | $3,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 25 | $3,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 103 | $3,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,000 | $3,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 85 | $3,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 408 | $3,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 80 | $3,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 305 | $3,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 470 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 200 | $3,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 147 | $2,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 75 | $2,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 21 | $2,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 22 | $2,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 60 | $2,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 32 | $2,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 46 | $2,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 33 | $2,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 250 | $2,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 89 | $2,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 18 | $2,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 68 | $2,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 45 | $2,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 20 | $2,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 69 | $2,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 1,100 | $2,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 10 | $2,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 32 | $2,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 30 | $2,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 200 | $2,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 50 | $2,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 38 | $2,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 34 | $2,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 138 | $2,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 343 | $2,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 50 | $2,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 30 | $2,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 15 | $2,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 31 | $2,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 100 | $2,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 50 | $2,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 89 | $2,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 80 | $2,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 210 | $2,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 100 | $2,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 68 | $2,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 17 | $2,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 209 | $2,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 24 | $2,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 15 | $2,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 53 | $2,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 130 | $2,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 37 | $2,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 41 | $2,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 190 | $2,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 64 | $2,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 250 | $2,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 100 | $2,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 37 | $2,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 1,000 | $2,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 75 | $2,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 15 | $1,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 60 | $1,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 15 | $1,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 15 | $1,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 13 | $1,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 15 | $1,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 17 | $1,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 34 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 450 | $1,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 22 | $1,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 14 | $1,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 5 | $1,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 10 | $1,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 28 | $1,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 38 | $1,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 23 | $1,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 15 | $1,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 33 | $1,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 5 | $1,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 15 | $1,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 32 | $1,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 66 | $1,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 28 | $1,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 40 | $1,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 50 | $1,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 27 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 15 | $1,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 10 | $1,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 50 | $1,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 10 | $1,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 19 | $1,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 100 | $1,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 23 | $1,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 15 | $1,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 200 | $1,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 20 | $1,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 41 | $1,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 40 | $1,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 45 | $1,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 20 | $1,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 250 | $1,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 62 | $1,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435116 | COMMON STOCK-FO | 1,000 | $1,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 67 | $1,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 20 | $1,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 100 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 149 | $1,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 100 | $1,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 400 | $1,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 50 | $1,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 50 | $1,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 200 | $1,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 30 | $1,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 25 | $1,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 75 | $1,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 30 | $1,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 10 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 100 | $1,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 75 | $1,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 45 | $1,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 100 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 29 | $1,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 204 | $1,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 200 | $1,000 | thousands by filing date | |
| PERFORMANCE TECHNOLOGIES INC | 71376K102 | COM | 225 | $1,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 1,000 | $1,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 83 | $1,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWMONT CORP | 651639106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ITERIS INC NEW | 46564T107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTIVE POWER INC | 00504W308 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVALON RARE METALS INC | 053470100 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769963-14-000002 | superseded | 2014-02-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769963-14-000008 | this filing | 2014-07-31 | acceptance time not in the bulk data set |