13F-HR filed by HOWE & RUSLING INC
HOWE & RUSLING INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-08, with 884 holding rows worth $273,750,000.
- Accession
- 0000769963-13-000009
- Filer
- CIK 769963
- Filed
- 2013-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 891 entries on the cover page, a total value of $273,750,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $273,743,000 with VALUE read as thousands by filing date, 13F file number 028-01563. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Lockheed Martin Corporation | 539830109 | COM | 128 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEYCORP COM | 493267108 | Stock | 1,532 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 319 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEALED AIR CORP NEW | 81211K100 | COM | 619 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIRECTV | 25490A309 | COM | 279 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 160 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSTATE CORP COM | 020002101 | Stock | 307 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 315 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEPAN CO | 858586100 | COM | 274 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK INC CL A COM | 09247X101 | COM | 60 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| II VI INC | 902104108 | COM | 880 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIME WARNER INC | 887317303 | COM NEW | 239 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDTRONIC INC | 585055106 | COM | 298 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO INVT CORP | 03761U106 | COM | 2,000 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 604 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 712 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 330 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 328 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOWERS WATSON & CO | 90130N103 | CL A | 145 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NextEra Energy,Inc. | 65339F101 | COM | 194 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KROGER CO COM | 501044101 | Stock | 370 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAYONIER INC COM | 754907103 | REIT | 260 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES CAPITAL CORP | 04010L103 | COM | 858 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLUOR CORP | 343412102 | COM | 215 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 398 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Crown Castle | 228227104 | COM | 201 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COVIDIEN PLC | G2554F113 | SHS | 251 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 800 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 500 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPINE DYNAMIC DVD FUND | 020875209 | COMMON | 4,141 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eaton Corp. Plc | G29183103 | COM | 200 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 182 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVNET INC COM | 053807103 | Stock | 341 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HASBRO INC COM | 418056107 | Stock | 293 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHIRLPOOL CORP COM | 963320106 | Stock | 98 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 450 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 74 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WD 40 CO COM | 929236107 | Stock | 211 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IAC INTERACTIVECORP | 44919P508 | COM | 248 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 336 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 254 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 500 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 400 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNTEL INC | 87162H103 | COM | 177 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 1,000 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Charles Schwab Corp | 808513105 | COM | 609 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Global Healthcare ETF | 464287325 | SHS | 161 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 325 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BORGWARNER INC COM | 099724106 | Stock | 129 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HCP INC | 40414L109 | COM | 320 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 164 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Dow Chemical Company | 260543103 | COM | 336 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 225 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pentair Inc | 709631105 | COM | 191 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 216 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERION NETWORK LTD | 72702V101 | SHS | 1,000 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CENTURY VALUE INV | 025076506 | MFA | 1,681 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPINE GLOBAL DYNAMIC DIVD F | 020940805 | COM | 514 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Waste Management, Inc. | 94106L109 | COM | 302 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 110 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 184 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOLLAR TREE INC COM | 256746108 | Stock | 209 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENCORA INC COM | 03073E105 | Stock | 190 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PG&E CORP COM | 69331C108 | Stock | 300 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 364 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN HLDGS INC COM | 228368106 | Stock | 282 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 186 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMDOCS LTD | G02602103 | SHS | 320 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,000 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUKE REALTY CORP | 264411505 | COM NEW | 747 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAM RESEARCH CORP | 512807108 | COM | 240 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 1,000 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 306 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 204 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 171 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE LARGE CAP VALUE FUND CL A | 277905808 | Com | 521 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVS Health Corporation | 126650100 | COM | 185 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANDSTAR SYS INC COM | 515098101 | Stock | 204 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,213 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 262 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOGEN INC COM | 09062X103 | Stock | 46 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOWSERVE CORP | 34354P105 | COM | 184 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMUCKER J M CO | 832696405 | COM NEW | 105 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 237 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ST JUDE MED INC | 790849103 | COM | 211 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 158 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLONIAL PROPERTIES TRUST | 195872106 | COM | 500 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 1,000 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 1,000 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 6,057 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 100 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIR PRODS & CHEMS INC | 009158106 | COM | 95 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 135 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVERY DENNISON CORP COM | 053611109 | Stock | 230 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 500 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCENDRA HEALTH INC | 690732102 | COM | 297 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE CORP | 278265103 | COM NON VTG | 259 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 235 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 596 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 532 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lineage, Inc. | 536020100 | COM | 369 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 2,365 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| O-I GLASS, INC. | 690768403 | COM | 323 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE ADT CORPORATION | 00101J106 | COM | 243 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 144 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Powershares ETF KBW Insurance | 73936q777 | COM | 260 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Deere & Company | 244199105 | COM | 105 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 379 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 496 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 217 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMECO CORP COM | 13321L108 | Stock | 500 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 100 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETAPP INC COM | 64110D104 | Stock | 214 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 2,000 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 180 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 43 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OIL STS INTL INC | 678026105 | COM | 85 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEXCEL CORP NEW | 428291108 | COM | 220 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUNGE LTD | G16962105 | COM | 120 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEADRILL ORD | G7945E105 | COM | 200 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BlackRock All Cap Global Res Inv A | 091937334 | Mutual Fund | 574 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 153 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CDW CORP COM | 12514G108 | Stock | 317 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 197 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CINTAS CORP COM | 172908105 | Stock | 155 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERSYS COM | 29275Y102 | Stock | 125 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 500 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 555 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 171 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTURY ALUM CO | 156431108 | COM | 1,000 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 330 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 394 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEI CO | 30241L109 | COM | 85 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DDR CORP | 23317H102 | COM | 478 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 565 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 2,700 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 500 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINGAPORE FUND | 82929L109 | COM | 577 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 310 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOOMIS SAYLES BOND RETAIL | 543495832 | BOND | 507 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONAGRA FOODS INC | 205887102 | COM | 240 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,000 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BADGER METER INC COM | 056525108 | Stock | 158 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 144 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEAR CORP COM NEW | 521865204 | Stock | 96 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROSS STORES INC COM | 778296103 | Stock | 101 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 900 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 500 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COGNEX CORP | 192422103 | COM | 218 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WYNN RESORTS LTD | 983134107 | COM | 42 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 189 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTOLIV INC | 052800109 | COM | 75 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBS CORP NEW | 124857202 | CL B | 119 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO BD FD | 46132L107 | COM | 400 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWFIELD EXPL CO | 651290108 | COM | 245 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 104 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAREFUSION CORP | 14170T101 | COM | 185 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIT GROUP INC COM NEW | 125581801 | Stock | 144 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEROIL CORP | 460951106 | COM | 100 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 133 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab US REIT ETF | 808524847 | SHS | 206 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 100 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GANNETT INC | 364730101 | COM | 240 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOLL BROTHERS INC COM | 889478103 | Stock | 200 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METHANEX CORP COM | 59151K108 | Stock | 111 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 90 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 310 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELEFLEX INCORPORATED | 879369106 | COM | 76 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 184 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 74 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 81 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOHAWK INDS INC | 608190104 | COM | 49 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITRIX SYSTEMS INC | 177376100 | COM | 88 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGNATURE BANK | 82669G104 | COM | 68 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 211 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORCHMARK CORP | 891027104 | COM | 85 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNTRUST BANKS INC | 867914103 | COM | 194 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Gold Trust | 464285105 | ISHARES | 425 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES | 464286848 | EXCHANGE TRADED | 462 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADCOM CORP | 111320107 | CL A | 225 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEABODY ENERGY CORP | 704549104 | COM | 361 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 486 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUESTAR CORP | 748356102 | COM | 259 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWOOD HLDGS INC | 774415103 | COM | 85 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Adobe Inc | 00724F101 | COM | 100 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 118 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 83 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 67 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROBERT HALF INC. COM | 770323103 | Stock | 121 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 65 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTODESK INC COM | 052769106 | Stock | 121 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 152 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 100 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 109 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 142 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 120 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HECLA MNG CO | 422704106 | COM | 1,517 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORLD KINECT CORPORATION | 981475106 | COM | 134 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 200 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 550 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,000 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 130 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 141 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 56 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOY GLOBAL INC | 481165108 | COM | 100 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENCANA CORP | 292505104 | COM | 300 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER WHEATON CORP | 828336107 | COM | 200 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 100 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 231 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELIS INC | 30162A108 | COM | 300 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USEC INC | 90333E207 | COMMON | 470 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNH GLOBAL N V | 000029893 | SHS NEW | 101 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Analog Devices,Inc. | 032654105 | COM | 77 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell Midcap ETF | 464287499 | SHS | 27 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 47 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWELL BRANDS INC COM | 651229106 | Stock | 130 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOSAIC CO COM | 61945C103 | Stock | 100 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 92 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACYS INC COM | 55616P104 | Stock | 93 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 40 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 50 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 220 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 481 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 94 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESCO INTL INC COM | 95082P105 | Stock | 49 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEX LTD ORD | Y2573F102 | Stock | 460 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 66 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW JERSEY RES CORP | 646025106 | COM | 100 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 80 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARROW ELECTRS INC | 042735100 | COM | 80 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 55 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 137 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IPG PHOTONICS CORP | 44980X109 | COM | 73 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE COOPER COMPANIES | 216648402 | COM NEW | 32 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLEGHANY CORP DEL | 017175100 | COM | 9 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 75 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYMANTEC CORP | 871503108 | COM | 180 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENHILL & CO INC COM | 395259104 | Stock | 78 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LSI CORPORATION | 502161102 | COM | 489 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHEAST UTILS | 664397106 | COM | 105 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 32 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Inergy, LP | 456615103 | LTD | 300 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 196 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UTI WORLDWIDE INC | G87210103 | ORD | 275 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 135 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 200 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 150 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 55 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMERICAINC | 200340107 | COM | 76 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANULIFE FINL CORP | 56501R106 | COM | 155 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 43 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INGREDION INC COM | 457187102 | Stock | 46 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQT CORP COM | 26884L109 | Stock | 34 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 46 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDISON INTL COM | 281020107 | Stock | 66 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FULLER H B CO COM | 359694106 | Stock | 62 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 69 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VENTAS INC COM | 92276F100 | REIT | 45 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRUNSWICK CORP | 117043109 | COM | 75 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARRICK GOLD CORP | 067901108 | COM | 175 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SL GREEN REALTY CORP | 78440X101 | COM | 33 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGEN CORP | 29265N108 | COM | 41 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONSANTO CO NEW | 61166W101 | COM | 25 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 103 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATMEL CORP | 049513104 | COM | 408 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUN HYDRAULICS CORP | 866942105 | COM | 80 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELAN PLC | 284131208 | ADR | 200 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROSETTA RESOURCES INC | 777779307 | COM | 51 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 1,000 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 200 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WOORI FIN HLDGS CO LTD | 981063100 | ADR | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| United Parcel Service,Inc. Class B | 911312106 | COM | 22 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XCELENERGY INC | 98389B100 | COM | 60 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL PMTS INC | 37940X102 | COM | 32 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 24 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 33 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 250 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUIFAX INC COM | 294429105 | Stock | 40 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNICOM GROUP INC COM | 681919106 | Stock | 36 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 18 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 326 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 1,100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 10 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 32 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 56 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEI INVTS CO COM | 784117103 | Stock | 74 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KELLANOVA | 487836108 | COM | 30 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MASCO CORP | 574599106 | COM | 95 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSCAT INC | 893529107 | COM | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| B & G FOODS INC | 05508R106 | COM | 50 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMED CORP NEW | 16359R103 | COM | 29 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIMKEN CO | 887389104 | COM | 27 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 27 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOOT LOCKER INC | 344849104 | COM | 62 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 99 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 343 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BGC PARTNERS INC | 05541T101 | CL A | 400 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOBLE ENERGY INC | 655044105 | COM | 37 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEWLETT PACKARD CO | 428236103 | COM | 102 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIEMENS A G - ADR | 826197501 | COM | 15 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARRIS CORP INC | 413875105 | COM | 31 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPRINT CORP | 85207U105 | COM SER 1 | 342 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 80 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 87 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Hubbell Inc Class B | 443510201 | COM | 22 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 275 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 15 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 15 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 111 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPECTRA ENERGY CORP | 847560109 | COM | 53 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAPLES INC | 855030102 | COM | 132 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECO ENERGY INC | 872375100 | COM | 129 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LORILLARD INC | 544147101 | COM | 41 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 50 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 64 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 250 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 305 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Armada Oil Inc | 042150102 | COM | 6,760 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Silver Trust | 46428Q109 | COM | 60 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 13 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 450 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAVITA INC COM | 23918K108 | Stock | 22 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 21 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 15 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOETIS INC CL A | 98978V103 | Stock | 28 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 30 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 38 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 33 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALLEY NATL BANCORP | 919794107 | COM | 66 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALL CORP | 058498106 | COM | 28 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 40 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 50 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 50 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 40 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 45 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 250 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 61 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 59 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 46 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 300 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 149 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TESORO CORP | 881609101 | COM | 18 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YAMANA GOLD INC | 98462Y100 | COM | 70 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RARE ELEMENT RES LTD | 75381M102 | COM | 400 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENGILITY HLDGS INC | 29285W104 | COM | 25 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 75 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANNIES INC | 03600T104 | COM | 30 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 40 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STILLWATER MINING CO | 86074Q102 | COM | 75 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 60 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 45 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 29 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 201 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOLYCORP INC DEL | 608753109 | COM | 200 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECHELON CORP | 27874N105 | COM | 400 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BERKSHIRE HATHAWAY A | 84670108 | COM | 20 | $1,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 75 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 1,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 83 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOSMOS ENERGY LTD | KOS | SHS | 120 | $1,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NEWMONT CORP | 651639106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Mallinckrodt Plc | G5785G107 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ITERIS INC NEW | 46564T107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BARON GENERATIONAL GROWTH RETAIL | 068278209 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ALAMO ENERGY CORP | 011295102 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TELLABS INC | 879664100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ACTIVE POWER INC | 00504W308 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AVALON RARE METALS INC | 053470100 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ABERCROMBIE & FITCH CO | 005000203 | ABERCROMBIE & FITCH CO | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769963-13-000009 | this filing | 2013-11-08 | acceptance time not in the bulk data set |