13F-HR filed by Legal & General Group Plc
Legal & General Group Plc filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 3,266 holding rows worth $117,845,045,000.
- Accession
- 0000764068-17-000004
- Filer
- CIK 764068
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 6,075 entries on the cover page, a total value of $117,845,045,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $117,845,045,000 with VALUE read as thousands by filing date, 13F file number 028-01490. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGlobal Index Advisors Inc028-16221
- included managerLegal & General Investment Management America Inc028-15066
- included managerLegal & General Investment Management Ltd028-13969
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HC2 HLDGS INC | 404139107 | COM | 4,572 | $28,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 1,346 | $28,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 429 | $27,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 2,588 | $27,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 1,743 | $27,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 1,230 | $27,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 6,295 | $27,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 867 | $27,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 1,245 | $27,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 8,709 | $27,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 4,560 | $26,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 17,507 | $26,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 3,594 | $26,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 9,201 | $26,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,170 | $26,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 2,131 | $26,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 1,192 | $26,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 949 | $26,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 41,699 | $26,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,915 | $26,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 7,119 | $26,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 31,821 | $26,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 207 | $25,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 495 | $25,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,288 | $25,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 1,839 | $25,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 6,128 | $25,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 2,801 | $25,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 1,986 | $25,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 4,585 | $25,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 247 | $24,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 240 | $24,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 511 | $24,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 22,621 | $24,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 4,133 | $24,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 838 | $24,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 207 | $23,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 779 | $23,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1,313 | $23,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,900 | $23,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 2,142 | $23,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 9,583 | $23,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 8,808 | $23,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 6,209 | $23,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 1,429 | $23,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 2,943 | $23,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 8,876 | $23,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 157 | $22,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 326 | $22,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 1,193 | $22,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 3,024 | $22,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 3,365 | $22,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 1,157 | $22,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 2,941 | $22,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 507 | $22,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 3,459 | $22,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 963 | $22,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 3,019 | $22,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 2,596 | $22,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 1,948 | $22,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 1,637 | $22,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 2,329 | $21,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 1,100 | $21,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 3,490 | $21,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 938 | $21,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 1,624 | $21,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 4,818 | $21,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,135 | $21,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,450 | $21,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 12,284 | $21,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 1,359 | $20,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 1,022 | $20,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 2,028 | $20,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 2,169 | $20,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 2,278 | $20,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 578 | $20,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 413 | $20,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 1,057 | $20,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 23,539 | $20,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 11,999 | $20,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 6,376 | $20,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 1,128 | $20,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 4,813 | $20,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 2,064 | $20,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 800 | $20,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,119 | $19,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 3,790 | $19,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 374 | $19,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 1,324 | $19,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 3,935 | $19,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 3,228 | $19,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 1,626 | $19,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 1,096 | $19,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 1,773 | $19,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,102 | $19,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 9,651 | $19,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 3,224 | $19,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 1,350 | $19,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 1,261 | $19,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 286 | $18,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 5,591 | $18,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 2,430 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 662 | $18,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 460 | $18,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 1,204 | $18,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1,473 | $18,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 3,691 | $18,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 1,644 | $18,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 2,422 | $18,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 943 | $18,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 1,084 | $18,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 1,229 | $18,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 6,410 | $18,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 1,779 | $18,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 1,898 | $17,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 1,115 | $17,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 1,301 | $17,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 913 | $17,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 6,772 | $17,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 2,610 | $17,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 1,025 | $17,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 1,653 | $17,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 1,211 | $17,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 313 | $16,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 754 | $16,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 809 | $16,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 1,681 | $16,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 1,020 | $16,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 5,444 | $16,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 4,000 | $16,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 1,379 | $16,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 1,770 | $16,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 1,317 | $16,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 5,701 | $16,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 2,209 | $16,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 4,218 | $16,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 2,307 | $16,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 3,707 | $16,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 3,150 | $16,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 800 | $15,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 504 | $15,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 883 | $15,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 1,107 | $15,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,782 | $15,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 35,639 | $15,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 2,206 | $15,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 5,540 | $15,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 4,348 | $15,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 7,674 | $15,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 627 | $15,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 20,255 | $15,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 180 | $14,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,056 | $14,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 1,330 | $14,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 10,045 | $14,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 8,526 | $14,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 1,718 | $14,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 540 | $14,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 334 | $13,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 1,027 | $13,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 4,744 | $13,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 2,464 | $13,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 1,070 | $13,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 1,544 | $13,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 3,394 | $13,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 1,245 | $12,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 556 | $12,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 700 | $12,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 2,261 | $12,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 1,483 | $12,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 2,954 | $12,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 972 | $12,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 2,037 | $12,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 3,200 | $12,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 4,482 | $12,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 1,055 | $12,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 3,675 | $12,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 776 | $11,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 473 | $11,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 1,119 | $11,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 798 | $11,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 416 | $11,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 2,689 | $11,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 713 | $11,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 8,883 | $11,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 677 | $11,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 7,019 | $11,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 1,066 | $11,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 315 | $10,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 1,885 | $10,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 3,177 | $10,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 2,251 | $10,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 542 | $10,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 915 | $10,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 3,062 | $10,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 82 | $10,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 893 | $10,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 3,120 | $10,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 8,145 | $10,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 3,000 | $10,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 496 | $10,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 714 | $9,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 454 | $9,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 1,031 | $9,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 250 | $9,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 2,018 | $9,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 583 | $9,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 2,623 | $9,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 612 | $9,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 301 | $8,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 209 | $8,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 571 | $8,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 7,585 | $8,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 1,124 | $8,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 1,585 | $8,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 2,186 | $8,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 1,022 | $8,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 1,719 | $8,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 424 | $8,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 686 | $7,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 1,315 | $7,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 587 | $7,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 3,513 | $7,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 619 | $7,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 1,999 | $7,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 879 | $7,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 1,414 | $7,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 3,343 | $6,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 9,774 | $6,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 773 | $6,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 264 | $6,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 3,322 | $6,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 888 | $6,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 606 | $6,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 1,158 | $5,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 271 | $5,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 300 | $5,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 709 | $5,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 290 | $5,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 96 | $5,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 11,665 | $5,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 727 | $5,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 2,256 | $5,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 259 | $4,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 356 | $4,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 5,061 | $4,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 1,012 | $4,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 3,860 | $4,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 271 | $4,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 1,975 | $4,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 267 | $3,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 1,198 | $3,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 523 | $3,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 2,253 | $3,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 1,209 | $3,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 599 | $3,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 140 | $2,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 501 | $2,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 499 | $1,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 163 | $1,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 119 | $1,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 20 | $1,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 1,788 | $1,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 1,160 | $1,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 709 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000764068-17-000004 | this filing | 2017-05-12 | acceptance time not in the bulk data set |