13F-HR filed by STEPHENS INC /AR/
STEPHENS INC /AR/ filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-10-27, with 1,321 holding rows worth $7,846,135,280.
- Accession
- 0000757657-25-000022
- Filer
- CIK 757657
- Filed
- 2025-10-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 1,321 entries on the cover page, a total value of $7,846,135,280 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,846,135,280 with VALUE read as dollars as filed, 13F file number 028-01458. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 4,297 | $329,035 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 1,262 | $328,204 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 7,041 | $328,111 | dollars as filed | |
| COREBRIDGE FINL INC COM | 21871X109 | Stock | 10,231 | $327,904 | dollars as filed | |
| CAVCO INDS INC DEL | 149568107 | COM | 564 | $327,532 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 11,543 | $326,667 | dollars as filed | |
| AMPLIFY ETF TR | 032108664 | AMPLIFY CYBERSEC | 3,755 | $325,934 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 16,866 | $325,345 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 1,496 | $324,886 | dollars as filed | |
| LABCORP HOLDINGS INC COM SHS | 504922105 | Stock | 1,128 | $323,760 | dollars as filed | |
| ROLLINS INC COM | 775711104 | Stock | 5,499 | $323,011 | dollars as filed | |
| WATSCO INC COM | 942622200 | Stock | 798 | $322,631 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 31,241 | $322,406 | dollars as filed | |
| TREX CO INC | 89531P105 | COM | 6,239 | $322,369 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 120,255 | $322,283 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 2,488 | $321,624 | dollars as filed | |
| DOXIMITY INC CL A | 26622P107 | Stock | 4,367 | $319,446 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 13,640 | $319,235 | dollars as filed | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,299 | $318,956 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 699 | $318,744 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,154 | $318,658 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 30,053 | $318,562 | dollars as filed | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,881 | $318,454 | dollars as filed | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 2,345 | $318,092 | dollars as filed | |
| STIFEL FINL CORP | 860630102 | COM | 2,795 | $317,149 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 4,218 | $316,752 | dollars as filed | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,387 | $316,077 | dollars as filed | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 2,846 | $315,849 | dollars as filed | |
| TALEN ENERGY CORP COM | 87422Q109 | Stock | 741 | $315,207 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y607 | SHOR DUR MUN ETF | 11,940 | $314,738 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 3,804 | $313,906 | dollars as filed | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,382 | $312,395 | dollars as filed | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 531 | $311,187 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 7,087 | $311,048 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 10,765 | $309,494 | dollars as filed | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 25,499 | $309,050 | dollars as filed | |
| GRACO INC COM | 384109104 | Stock | 3,612 | $306,876 | dollars as filed | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 7,675 | $306,770 | dollars as filed | |
| ENOVIS CORPORATION | 194014502 | COM | 10,068 | $305,463 | dollars as filed | |
| SEMTECH CORP COM | 816850101 | Stock | 4,268 | $304,949 | dollars as filed | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 4,157 | $304,874 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 541 | $304,361 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 5,227 | $304,264 | dollars as filed | |
| PRIMERICA INC | 74164M108 | COM | 1,095 | $303,864 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,575 | $300,967 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,695 | $300,608 | dollars as filed | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,868 | $300,566 | dollars as filed | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 8,449 | $300,383 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 5,017 | $300,067 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 2,270 | $299,935 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 3,578 | $298,942 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F433 | FT VEST U.S EQT | 7,665 | $298,015 | dollars as filed | |
| JPMORGAN INCOME ETF | 46641Q159 | ETF | 6,370 | $295,632 | dollars as filed | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 2,721 | $295,419 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 42,020 | $295,401 | dollars as filed | |
| TIDAL TRUST II | 88636J600 | ROUNDHILL GENER | 4,792 | $294,708 | dollars as filed | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 5,719 | $294,399 | dollars as filed | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,660 | $294,052 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 4,612 | $293,277 | dollars as filed | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 4,677 | $292,827 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 10,432 | $289,687 | dollars as filed | |
| GLOBANT S A | L44385109 | COM | 5,043 | $289,367 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 3,246 | $288,790 | dollars as filed | |
| TEXTRON INC COM | 883203101 | Stock | 3,417 | $288,702 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 4,077 | $285,334 | dollars as filed | |
| MASCO CORP | 574599106 | COM | 4,051 | $285,150 | dollars as filed | |
| FABRINET SHS | G3323L100 | Stock | 782 | $285,133 | dollars as filed | |
| ITT INC COM | 45073V108 | Stock | 1,594 | $284,943 | dollars as filed | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,187 | $282,708 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,582 | $281,485 | dollars as filed | |
| NNN REIT INC COM | 637417106 | REIT | 6,595 | $280,749 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U711 | FT VEST U.S EQT | 7,365 | $280,459 | dollars as filed | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,875 | $280,444 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 944 | $279,723 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 28,234 | $279,519 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 585 | $278,888 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 12,052 | $277,930 | dollars as filed | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2,914 | $277,471 | dollars as filed | |
| AECOM COM | 00766T100 | Stock | 2,125 | $277,249 | dollars as filed | |
| RBB FD INC | 74933W460 | US TRSRY 6 MNTH | 5,522 | $277,177 | dollars as filed | |
| RBB FD INC | 74933W452 | US TREAS 3 MNTH | 5,540 | $277,000 | dollars as filed | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 12,060 | $276,295 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 1,396 | $275,878 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A697 | S&P 500 EQUA ETF | 5,400 | $275,778 | dollars as filed | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 5,687 | $275,535 | dollars as filed | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,516 | $275,423 | dollars as filed | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 11,343 | $275,408 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A713 | MSCI EAFE IN ETF | 5,200 | $274,924 | dollars as filed | |
| VERITEX HLDGS INC | 923451108 | COM | 8,198 | $274,879 | dollars as filed | |
| ARMOUR RESIDENTIAL REIT INC COM SHS | 042315705 | REIT | 18,395 | $274,821 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 4,857 | $274,216 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 11,023 | $273,917 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 3,227 | $272,907 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 36,888 | $270,759 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 867 | $269,099 | dollars as filed | |
| BALL CORP | 058498106 | COM | 5,315 | $267,982 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,494 | $267,859 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 1,338 | $267,801 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,918 | $266,580 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 5,090 | $266,411 | dollars as filed | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 5,378 | $266,211 | dollars as filed | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 517 | $265,821 | dollars as filed | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 5,764 | $265,086 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 6,872 | $265,053 | dollars as filed | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 11,743 | $263,983 | dollars as filed | |
| EXPONENT INC | 30214U102 | COM | 3,768 | $261,801 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 12,992 | $261,659 | dollars as filed | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 4,875 | $260,276 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 10,083 | $259,234 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 16,485 | $258,815 | dollars as filed | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 6,426 | $258,389 | dollars as filed | |
| HELMERICH & PAYNE INC | 423452101 | COM | 11,658 | $257,525 | dollars as filed | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 14,193 | $255,758 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,250 | $255,550 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 7,159 | $255,433 | dollars as filed | |
| ANDERSONS INC COM | 034164103 | Stock | 6,405 | $254,983 | dollars as filed | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 4,427 | $254,553 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 5,177 | $254,087 | dollars as filed | |
| CDW CORP COM | 12514G108 | Stock | 1,594 | $253,892 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 1,678 | $253,512 | dollars as filed | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 11,122 | $253,248 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 6,020 | $252,900 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 1,659 | $252,815 | dollars as filed | |
| VanEck Merk Gold Trust | 921078101 | SHS | 6,775 | $251,962 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 15,499 | $249,999 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 4,719 | $249,588 | dollars as filed | |
| SAIA INC | 78709Y105 | COM | 833 | $249,367 | dollars as filed | |
| Fidelity Enhanced Small Cap ETF | 31609A206 | SHS | 6,800 | $248,608 | dollars as filed | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 1,926 | $248,069 | dollars as filed | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 8,736 | $247,840 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U661 | FT VEST US EQT | 6,105 | $247,619 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 3,777 | $247,091 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 12,183 | $246,097 | dollars as filed | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,964 | $245,932 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,711 | $245,751 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 17,180 | $243,612 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 9,818 | $243,489 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 12,305 | $243,439 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 3,048 | $243,112 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 5,273 | $241,706 | dollars as filed | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,153 | $241,416 | dollars as filed | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 7,242 | $240,797 | dollars as filed | |
| UL SOLUTIONS INC | 903731107 | CLASS A COM SHS | 3,395 | $240,570 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,400 | $240,480 | dollars as filed | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 2,719 | $238,755 | dollars as filed | |
| SMURFIT WESTROCK PLC SHS | G8267P108 | Stock | 5,578 | $237,453 | dollars as filed | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 11,949 | $237,427 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 2,138 | $236,565 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,057 | $235,616 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 12,453 | $235,486 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 2,579 | $233,930 | dollars as filed | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 3,851 | $233,785 | dollars as filed | |
| TRIMBLE INC COM | 896239100 | Stock | 2,849 | $232,621 | dollars as filed | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 10,399 | $231,889 | dollars as filed | |
| GLOBAL X FDS | 37960A529 | DEFENSE TECH ETF | 3,301 | $231,862 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 1,447 | $231,086 | dollars as filed | |
| RB GLOBAL INC COM | 74935Q107 | Stock | 2,106 | $228,238 | dollars as filed | |
| HERC HLDGS INC COM | 42704L104 | Stock | 1,956 | $228,187 | dollars as filed | |
| ISHARES TR | 464288620 | SHS | 4,367 | $228,065 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 13,188 | $228,021 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 7,686 | $227,823 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 4,120 | $227,754 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 9,755 | $227,090 | dollars as filed | |
| TEMPUS AI INC CL A | 88023B103 | Stock | 2,812 | $226,957 | dollars as filed | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 7,985 | $226,288 | dollars as filed | |
| POOL CORP COM | 73278L105 | Stock | 728 | $225,731 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 3,117 | $224,705 | dollars as filed | |
| HOLOGIC INC | 436440101 | COM | 3,307 | $223,189 | dollars as filed | |
| AAON INC | 000360206 | COM PAR $0.004 | 2,383 | $222,668 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 50,910 | $221,968 | dollars as filed | |
| DOVER CORP COM | 260003108 | Stock | 1,330 | $221,827 | dollars as filed | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 2,875 | $221,812 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2,677 | $221,478 | dollars as filed | |
| WSFS FINL CORP | 929328102 | COM | 4,101 | $221,167 | dollars as filed | |
| TIDAL TRUST II | 88636J873 | BLUE CH ASSE ETF | 8,890 | $220,673 | dollars as filed | |
| THOMSON REUTERS CORP COM | 884903808 | Stock | 1,419 | $220,413 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 11,350 | $219,963 | dollars as filed | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 6,885 | $219,425 | dollars as filed | |
| EQUIFAX INC COM | 294429105 | Stock | 852 | $218,564 | dollars as filed | |
| SCHRODINGER INC COM | 80810D103 | Stock | 10,894 | $218,534 | dollars as filed | |
| LENNOX INTL INC COM | 526107107 | Stock | 411 | $217,601 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 8,256 | $217,463 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 28,797 | $217,129 | dollars as filed | |
| POWELL INDS INC | 739128106 | COM | 711 | $216,720 | dollars as filed | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,257 | $214,767 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 20,331 | $213,882 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,196 | $213,761 | dollars as filed | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 5,600 | $212,632 | dollars as filed | |
| ADDUS HOMECARE CORP | 006739106 | COM | 1,800 | $212,382 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 1,705 | $212,255 | dollars as filed | |
| SOLVENTUM CORP COM SHS | 83444M101 | Stock | 2,902 | $211,846 | dollars as filed | |
| CACTUS INC | 127203107 | CL A | 5,360 | $211,559 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 5,025 | $211,402 | dollars as filed | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 1,472 | $211,144 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 853 | $210,675 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 11,583 | $210,347 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 14,075 | $210,281 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G153 | DAILY REGIONAL | 2,097 | $209,805 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 23,847 | $208,901 | dollars as filed | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 2,226 | $208,777 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,175 | $208,104 | dollars as filed | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 6,429 | $208,042 | dollars as filed | |
| OSHKOSH CORP COM | 688239201 | Stock | 1,603 | $207,845 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 5,656 | $207,519 | dollars as filed | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 8,131 | $207,422 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,655 | $206,479 | dollars as filed | |
| SHARKNINJA INC COM SHS | G8068L108 | Stock | 2,000 | $206,300 | dollars as filed | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 7,610 | $205,470 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 1,600 | $205,235 | dollars as filed | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,640 | $204,996 | dollars as filed | |
| CRANE NXT CO | 224441105 | COM | 3,053 | $204,767 | dollars as filed | |
| VONTIER CORPORATION | 928881101 | COM | 4,878 | $204,730 | dollars as filed | |
| STOCK YDS BANCORP INC | 861025104 | COM | 2,918 | $204,231 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 2,314 | $203,956 | dollars as filed | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 798 | $203,091 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 6,033 | $202,890 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 2,000 | $201,500 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 3,961 | $201,021 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 1,602 | $200,923 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 6,674 | $200,420 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N744 | REX FA IN EQ ETF | 4,270 | $200,050 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 33,909 | $198,707 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 24,800 | $196,168 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 13,452 | $195,592 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 15,640 | $184,083 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 58,500 | $183,105 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 17,949 | $182,182 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 12,800 | $181,120 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 10,681 | $179,227 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 17,140 | $176,542 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 13,375 | $175,881 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 27,705 | $175,652 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 10,772 | $171,274 | dollars as filed | |
| EA SERIES TRUST | 02072L714 | BRIDGEWAY BLUE | 10,890 | $163,672 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 16,011 | $163,632 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 14,226 | $162,603 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 11,064 | $161,761 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 15,554 | $161,606 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 13,090 | $159,044 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 17,405 | $158,560 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 98,491 | $156,601 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 29,380 | $155,420 | dollars as filed | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 23,536 | $152,749 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 12,039 | $149,043 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 18,846 | $148,506 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 10,200 | $147,288 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 19,000 | $146,490 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 16,076 | $146,452 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 13,655 | $145,153 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 13,488 | $140,145 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 13,039 | $136,649 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 10,630 | $136,064 | dollars as filed | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 11,895 | $131,797 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102AT2 | NOTE 3.000%11/1 | 40,000 | $128,300 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 45,013 | $123,786 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 24,100 | $115,439 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 12,833 | $115,240 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 11,525 | $110,410 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 16,873 | $102,757 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 19,279 | $99,381 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 15,000 | $99,150 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 15,412 | $87,849 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 13,125 | $85,575 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 12,005 | $84,278 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 50,000 | $84,125 | dollars as filed | |
| LASER PHOTONICS CORP | 51807Q100 | COM | 18,800 | $81,028 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 12,743 | $80,918 | dollars as filed | |
| UNITI GROUP LLC | 912932100 | COM SHS | 13,216 | $80,882 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 15,078 | $77,501 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034BA6 | NOTE 3.125% 1/1 | 46,000 | $74,203 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 59,000 | $73,496 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 13,505 | $72,522 | dollars as filed | |
| CHEFS WHSE INC | 163086AE1 | NOTE 2.375%12/1 | 49,000 | $70,707 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAM2 | NOTE 0.875%12/0 | 48,000 | $70,560 | dollars as filed | |
| ADVANCED ENERGY INDS | 007973AE0 | NOTE 2.500% 9/1 | 50,000 | $69,225 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 49,000 | $64,974 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 40,000 | $64,840 | dollars as filed | |
| OSI SYSTEMS INC | 671044AF2 | NOTE 2.250% 8/0 | 43,000 | $62,329 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 45,000 | $61,920 | dollars as filed | |
| Wec Energy Group Inc Note 4.375 percent 6/0 | 92939UAR7 | Convertible | 50,000 | $61,325 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 53,000 | $60,619 | dollars as filed | |
| MERITAGE HOMES CORP | 59001ABF8 | NOTE 1.750% 5/1 | 59,000 | $60,384 | dollars as filed | |
| SOUTHERN CO | 842587DZ7 | NOTE 4.500% 6/1 | 54,000 | $60,021 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 17,067 | $59,052 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 59,000 | $58,546 | dollars as filed | |
| FLUOR CORP | 343412AJ1 | NOTE 1.125% 8/1 | 49,000 | $58,139 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 59,000 | $57,673 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 50,000 | $56,900 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 59,000 | $56,434 | dollars as filed | |
| DEXCOM INC | 252131AM9 | NOTE 0.375% 5/1 | 60,000 | $54,690 | dollars as filed | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 55,000 | $54,255 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 55,000 | $54,230 | dollars as filed | |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 47,000 | $52,734 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 54,000 | $51,192 | dollars as filed | |
| INTEGER HLDGS CORP | 45826HAB5 | NOTE 2.125% 2/1 | 39,000 | $50,837 | dollars as filed | |
| PG&E CORP | 69331CAL2 | NOTE 4.250%12/0 | 49,000 | $49,554 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 48,000 | $48,648 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 49,000 | $48,289 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749AB7 | NOTE 4.000% 5/0 | 20,000 | $48,030 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 46,000 | $47,196 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 15,000 | $46,800 | dollars as filed | |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 49,000 | $46,624 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 16,421 | $45,158 | dollars as filed | |
| TETRA TECH INC NEW | 88162GAB9 | DBCV 2.250% 8/1 | 41,000 | $44,280 | dollars as filed | |
| Lantheus Hldgs Inc Note 2.625 percent 12/1 | 516544AB9 | Convertible | 39,000 | $40,970 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 24,000 | $39,444 | dollars as filed | |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 39,000 | $39,059 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 38,000 | $36,226 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 39,000 | $36,017 | dollars as filed | |
| WESTWATER RES INC | 961684206 | COM NEW | 35,032 | $33,235 | dollars as filed | |
| MKS INC. | 55306NAB0 | NOTE 1.250% 6/0 | 30,000 | $32,850 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 26,000 | $31,902 | dollars as filed | |
| INOVIO PHARMACEUTICALS I | 45773H409 | COMMON STOCK | 13,500 | $31,590 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 28,000 | $29,002 | dollars as filed | |
| FRESHPET INC | 358039AB1 | NOTE 3.000% 4/0 | 24,000 | $26,976 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC | 76954AAB9 | NOTE 4.625% 3/1 | 25,000 | $25,888 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AD2 | NOTE 3.500% 3/0 | 24,000 | $24,108 | dollars as filed | |
| AMPHASTAR PHARMACEUTICALS IN | 03209RAB9 | NOTE 2.000% 3/1 | 26,000 | $23,566 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 10,047 | $14,660 | dollars as filed | |
| IShares S&P 500 Index Fund | 464287952 | ETF | 10,500 | $2,415 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P118 | RIGHT 10/10/2025 | 14,415 | $274 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000757657-25-000022 | this filing | 2025-10-27 | acceptance time not in the bulk data set |