13F-HR filed by STEPHENS INC /AR/
STEPHENS INC /AR/ filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-08-06, with 1,272 holding rows worth $6,555,428,092.
- Accession
- 0000757657-24-000011
- Filer
- CIK 757657
- Filed
- 2024-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, 1,272 entries on the cover page, a total value of $6,555,428,092 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,555,428,092 with VALUE read as dollars as filed, 13F file number 028-01458. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 6,405 | $304,942 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 14,915 | $303,968 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,263 | $302,480 | dollars as filed | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 4,447 | $300,350 | dollars as filed | |
| GERON CORP | 374163103 | COM | 70,824 | $300,294 | dollars as filed | |
| LEONARDO DRS INC COM | 52661A108 | Stock | 11,749 | $299,717 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,217 | $297,154 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,697 | $296,052 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 7,300 | $294,920 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 12,514 | $293,961 | dollars as filed | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 13,377 | $292,421 | dollars as filed | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,599 | $291,274 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 1,642 | $290,437 | dollars as filed | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,276 | $288,681 | dollars as filed | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 12,856 | $287,712 | dollars as filed | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 350 | $287,588 | dollars as filed | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,054 | $286,948 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 4,406 | $286,681 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,649 | $286,330 | dollars as filed | |
| SMITH A O CORP COM | 831865209 | Stock | 3,497 | $285,985 | dollars as filed | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,436 | $284,159 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 5,879 | $284,070 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 16,866 | $284,023 | dollars as filed | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 5,348 | $283,337 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 20,978 | $283,199 | dollars as filed | |
| GRACO INC COM | 384109104 | Stock | 3,558 | $282,078 | dollars as filed | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 10,784 | $282,002 | dollars as filed | |
| ZURN ELKAY WATER SOLNS CORP COM | 98983L108 | Stock | 9,590 | $281,946 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 6,780 | $281,641 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 23,000 | $281,520 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 4,538 | $281,492 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 5,272 | $280,720 | dollars as filed | |
| FTI CONSULTING INC | 302941109 | COM | 1,302 | $280,620 | dollars as filed | |
| LABCORP HOLDINGS INC COM SHS | 504922105 | Stock | 1,378 | $280,382 | dollars as filed | |
| GLOBUS MED INC CL A | 379577208 | Stock | 4,091 | $280,193 | dollars as filed | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,002 | $279,967 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 1,387 | $279,897 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 12,503 | $279,206 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 25,409 | $277,207 | dollars as filed | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,398 | $275,406 | dollars as filed | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 14,005 | $274,491 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 31,766 | $274,141 | dollars as filed | |
| MASCO CORP | 574599106 | COM | 4,097 | $273,147 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,558 | $272,385 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 5,247 | $272,164 | dollars as filed | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,134 | $272,160 | dollars as filed | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,312 | $270,443 | dollars as filed | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 3,167 | $269,037 | dollars as filed | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,963 | $268,945 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 1,071 | $267,707 | dollars as filed | |
| ROLLINS INC COM | 775711104 | Stock | 5,474 | $267,076 | dollars as filed | |
| COOPER COS INC | 216648501 | COM | 3,054 | $266,614 | dollars as filed | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 16,234 | $266,075 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 11,730 | $264,748 | dollars as filed | |
| CHEFS WHSE INC | 163086101 | COM | 6,760 | $264,384 | dollars as filed | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 7,913 | $264,294 | dollars as filed | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,691 | $262,771 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 11,673 | $260,893 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 8,340 | $260,125 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 18,903 | $258,971 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 1,761 | $256,180 | dollars as filed | |
| KBR INC COM | 48242W106 | Stock | 3,988 | $255,819 | dollars as filed | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 14,168 | $254,747 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 10,938 | $254,090 | dollars as filed | |
| EA SERIES TRUST | 02072L565 | ALPHA ARCH 1-3 | 2,355 | $253,904 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 17,140 | $253,843 | dollars as filed | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 616 | $253,700 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 8,742 | $252,652 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,474 | $252,364 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 18,293 | $251,712 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F557 | FT VEST NAS | 9,504 | $251,571 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,399 | $251,139 | dollars as filed | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 4,775 | $250,310 | dollars as filed | |
| COREBRIDGE FINL INC COM | 21871X109 | Stock | 8,582 | $249,908 | dollars as filed | |
| ITT INC COM | 45073V108 | Stock | 1,927 | $248,865 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,119 | $248,675 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 16,154 | $248,602 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 11,155 | $248,424 | dollars as filed | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2,958 | $247,496 | dollars as filed | |
| RB GLOBAL INC COM | 74935Q107 | Stock | 3,231 | $246,754 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 2,634 | $246,569 | dollars as filed | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 5,261 | $246,530 | dollars as filed | |
| QUALYS INC COM | 74758T303 | Stock | 1,724 | $245,842 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 5,138 | $244,877 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 1,694 | $244,512 | dollars as filed | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 1,991 | $243,798 | dollars as filed | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 1,106 | $242,833 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 4,440 | $241,840 | dollars as filed | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 2,347 | $241,037 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 5,525 | $240,614 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y673 | QUITY MANAGD FLR | 7,785 | $240,479 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46139W825 | BUL 2033 COR ETF | 11,581 | $238,684 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 7,714 | $237,977 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 1,611 | $237,693 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 290 | $237,612 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,086 | $237,592 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 2,235 | $237,245 | dollars as filed | |
| STIFEL FINL CORP | 860630102 | COM | 2,795 | $235,199 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,270 | $234,861 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 25,700 | $232,328 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 13,138 | $232,148 | dollars as filed | |
| SouthState Corp | 840441109 | Common Stock | 3,037 | $232,121 | dollars as filed | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 5,128 | $231,858 | dollars as filed | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 592 | $229,684 | dollars as filed | |
| WESTROCK CO | 96145D105 | COM | 4,551 | $228,722 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 8,797 | $228,634 | dollars as filed | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 2,560 | $228,122 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 5,481 | $227,407 | dollars as filed | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 5,970 | $225,785 | dollars as filed | |
| AMPLIFY ETF TR | 032108664 | AMPLIFY CYBERSEC | 3,482 | $225,390 | dollars as filed | |
| TKO GROUP HOLDINGS INC CL A | 87256C101 | Stock | 2,085 | $225,159 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 11,757 | $224,794 | dollars as filed | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 10,424 | $224,637 | dollars as filed | |
| DOLE PLC | G27907107 | ORD SHS | 18,353 | $224,636 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 4,381 | $224,565 | dollars as filed | |
| SAIA INC | 78709Y105 | COM | 473 | $224,339 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 22,929 | $223,328 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 948 | $223,009 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 2,997 | $222,977 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 6,872 | $221,553 | dollars as filed | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,586 | $221,406 | dollars as filed | |
| ENCORE WIRE CORP | 292562105 | COM | 763 | $221,129 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 15,544 | $220,880 | dollars as filed | |
| ORION S.A. | L72967109 | COM | 10,042 | $220,332 | dollars as filed | |
| ROGERS CORP COM | 775133101 | Stock | 1,822 | $219,751 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 32,542 | $219,008 | dollars as filed | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 5,283 | $218,928 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 4,638 | $218,682 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 2,575 | $217,055 | dollars as filed | |
| HEXCEL CORP NEW | 428291108 | COM | 3,475 | $217,014 | dollars as filed | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 2,645 | $216,387 | dollars as filed | |
| ABACUS GLOBAL MANAGEMENT INC | 00258Y104 | COMMON STOCK | 25,000 | $216,250 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 40,376 | $215,204 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 1,412 | $213,720 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 13,152 | $213,720 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 8,452 | $212,998 | dollars as filed | |
| DONALDSON INC COM | 257651109 | Stock | 2,976 | $212,963 | dollars as filed | |
| ISHARES TR | 464288620 | SHS | 4,233 | $212,520 | dollars as filed | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 3,260 | $212,315 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,105 | $211,868 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,361 | $211,306 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 1,722 | $211,134 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 4,616 | $210,989 | dollars as filed | |
| CAVCO INDS INC DEL | 149568107 | COM | 606 | $209,779 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 4,640 | $209,310 | dollars as filed | |
| ADDUS HOMECARE CORP | 006739106 | COM | 1,800 | $208,998 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 14,416 | $208,600 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,704 | $208,152 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 61,000 | $207,839 | dollars as filed | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 1,902 | $207,490 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 4,100 | $207,009 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 27,075 | $206,853 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 4,746 | $206,736 | dollars as filed | |
| BRUKER CORP | 116794108 | COM | 3,238 | $206,617 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 41,755 | $205,852 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 1,614 | $205,753 | dollars as filed | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 3,349 | $204,755 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 2,764 | $204,536 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 2,626 | $204,405 | dollars as filed | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 6,656 | $204,006 | dollars as filed | |
| EQUIFAX INC COM | 294429105 | Stock | 841 | $203,909 | dollars as filed | |
| TRINITY INDS INC | 896522109 | COM | 6,804 | $203,566 | dollars as filed | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 6,370 | $203,330 | dollars as filed | |
| FRESHPET INC COM | 358039105 | Stock | 1,566 | $202,625 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 3,786 | $202,551 | dollars as filed | |
| POTBELLY CORP | 73754Y100 | COM | 25,185 | $202,236 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E823 | GROWTH STRENGTH | 6,580 | $200,756 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 3,034 | $200,721 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 3,961 | $200,149 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 10,625 | $199,954 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 14,380 | $199,594 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 112,954 | $198,799 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 28,778 | $195,693 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 10,832 | $194,109 | dollars as filed | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 17,046 | $193,983 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 11,500 | $191,015 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 17,193 | $191,014 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 15,509 | $187,582 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 15,198 | $185,720 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 14,290 | $182,340 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 24,800 | $181,784 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 10,548 | $178,890 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 28,376 | $177,350 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 35,078 | $176,795 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 11,905 | $175,362 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 11,583 | $168,533 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 28,826 | $168,344 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 11,811 | $167,362 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 17,075 | $166,141 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 10,000 | $161,500 | dollars as filed | |
| ARCADIUM LITHIUM PLC | G0508H110 | COM SHS | 47,116 | $158,310 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 15,375 | $152,674 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 14,361 | $150,072 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 10,472 | $147,132 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 153,000 | $143,673 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 117,000 | $141,570 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 13,690 | $141,418 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 20,000 | $139,800 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 13,695 | $137,224 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 23,417 | $129,496 | dollars as filed | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 93,000 | $124,848 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 15,943 | $121,329 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 11,130 | $119,202 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 19,760 | $115,794 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 102,000 | $113,382 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 77,000 | $111,458 | dollars as filed | |
| INTEGER HLDGS CORP | 45826HAB5 | NOTE 2.125% 2/1 | 77,000 | $109,918 | dollars as filed | |
| CHEFS WHSE INC | 163086AE1 | NOTE 2.375%12/1 | 98,000 | $108,717 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 15,800 | $108,388 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 113,000 | $108,254 | dollars as filed | |
| RE MAX HLDGS INC | 75524W108 | CL A | 13,298 | $107,714 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 102,000 | $107,622 | dollars as filed | |
| TRANSMEDICS GROUP INC | 89377MAB5 | NOTE 1.500% 6/0 | 61,000 | $106,972 | dollars as filed | |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 97,000 | $106,603 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 99,000 | $106,128 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 117,000 | $105,566 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 55,000 | $105,463 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034BA6 | NOTE 3.125% 1/1 | 95,000 | $104,896 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 98,000 | $104,006 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 116,000 | $103,994 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 89,000 | $103,774 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 89,000 | $102,330 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 18,713 | $102,173 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 106,000 | $101,200 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 37,211 | $99,726 | dollars as filed | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 107,000 | $99,617 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 97,000 | $97,922 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 81,000 | $97,654 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 107,000 | $97,370 | dollars as filed | |
| Lantheus Hldgs Inc Note 2.625 percent 12/1 | 516544AB9 | Convertible | 78,000 | $97,003 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 97,000 | $97,000 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 78,000 | $94,731 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 18,008 | $93,642 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 99,000 | $93,209 | dollars as filed | |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 80,000 | $92,080 | dollars as filed | |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 101,000 | $90,194 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 100,000 | $90,060 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 99,000 | $89,842 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 100,000 | $88,250 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 103,000 | $85,356 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 56,410 | $85,179 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 13,300 | $84,322 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 10,085 | $82,902 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 18,400 | $82,248 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 10,000 | $82,100 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 12,000 | $81,360 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 18,553 | $79,963 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 76,000 | $76,950 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 76,000 | $76,076 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 25,229 | $73,669 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 13,408 | $72,135 | dollars as filed | |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 117,000 | $68,972 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 84,000 | $67,764 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 62,000 | $64,973 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 79,000 | $64,665 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 10,835 | $59,484 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 60,000 | $59,250 | dollars as filed | |
| CONNS INC | 208242107 | COM | 49,402 | $54,589 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 48,000 | $49,434 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 14,600 | $47,012 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 48,000 | $46,250 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 43,500 | $44,370 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,394 | $39,289 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 21,000 | $35,280 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 25,135 | $27,649 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 10,000 | $25,500 | dollars as filed | |
| WESTWATER RES INC | 961684206 | COM NEW | 35,032 | $16,875 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 13,477 | $9,100 | dollars as filed | |
| ABACUS GLOBAL MGMT INC | 00258Y112 | *W EXP 06/30/202 | 12,500 | $8,938 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 11,294 | $7,115 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 41,968 | $5,842 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 10,000 | $1,462 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000757657-24-000011 | this filing | 2024-08-06 | acceptance time not in the bulk data set |