13F-HR/A filed by STEPHENS INC /AR/
STEPHENS INC /AR/ filed this 13F-HR/A for the quarter ended 2022-12-31, filed 2023-02-14, with 1,169 holding rows worth $4,880,680,816.
- Accession
- 0000757657-23-000007
- Filer
- CIK 757657
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, amendment of type restatement, 1,169 entries on the cover page, a total value of $4,880,680,816 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,880,680,816 with VALUE read as dollars as filed, 13F file number 028-01458. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 23,799 | $204,671 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 7,144 | $204,314 | dollars as filed | |
| ITT INC COM | 45073V108 | Stock | 2,519 | $204,291 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 5,760 | $204,077 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 2,800 | $203,705 | dollars as filed | |
| CHEFS WHSE INC | 163086101 | COM | 6,120 | $203,674 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 15,338 | $203,382 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,562 | $202,404 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 435 | $202,349 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 13,925 | $197,874 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 10,518 | $196,371 | dollars as filed | |
| BOX INC CL A | 10316T104 | Stock | 6,302 | $196,181 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 32,662 | $191,073 | dollars as filed | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 11,842 | $190,069 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 16,838 | $189,929 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 23,195 | $189,500 | dollars as filed | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 22,804 | $182,888 | dollars as filed | |
| VIPER | 92763M105 | COMMON STOCK | 5,713 | $181,616 | dollars as filed | |
| SCHEIN HENRY INC | 806407102 | COM | 2,253 | $179,947 | dollars as filed | |
| DOLE PLC | G27907107 | ORD SHS | 18,274 | $176,347 | dollars as filed | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 13,139 | $175,665 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 22,141 | $172,700 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 31,224 | $172,668 | dollars as filed | |
| FIVE BELOW INC COM | 33829M101 | Stock | 971 | $171,741 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 19,919 | $170,111 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 471,208 | $165,959 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 11,188 | $165,359 | dollars as filed | |
| YAMANA GOLD INC | 98462Y100 | COM | 29,761 | $165,174 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 15,095 | $165,139 | dollars as filed | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 2,899 | $164,953 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 10,030 | $163,088 | dollars as filed | |
| POOL CORP COM | 73278L105 | Stock | 536 | $162,049 | dollars as filed | |
| PRA Group Inc | 69354N106 | COM | 4,625 | $156,233 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 2,287 | $155,196 | dollars as filed | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 803 | $154,417 | dollars as filed | |
| COGNEX CORP | 192422103 | COM | 3,195 | $150,516 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 11,583 | $147,104 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,342 | $146,516 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 20,917 | $146,210 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 9,046 | $145,098 | dollars as filed | |
| OMNICELL COM COM | 68213N109 | Stock | 2,877 | $145,058 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 21,385 | $144,135 | dollars as filed | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,679 | $143,823 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 15,000 | $141,000 | dollars as filed | |
| POTBELLY CORP | 73754Y100 | COM | 25,185 | $140,280 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 12,577 | $140,112 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 10,995 | $136,772 | dollars as filed | |
| BALCHEM CORP | 057665200 | COM | 1,078 | $131,635 | dollars as filed | |
| MODEL N INC | 607525102 | COM | 3,204 | $129,954 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 10,500 | $129,885 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 5,782 | $128,707 | dollars as filed | |
| TERADYNE INC COM | 880770102 | Stock | 1,468 | $128,230 | dollars as filed | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 321 | $128,130 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 17,500 | $127,925 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 18,300 | $127,917 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 15,375 | $126,690 | dollars as filed | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 10,400 | $126,048 | dollars as filed | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 52,000 | $121,264 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 38,950 | $121,135 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 247,148 | $120,534 | dollars as filed | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,783 | $119,104 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 10,451 | $119,037 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 10,859 | $117,931 | dollars as filed | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,866 | $117,745 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 11,443 | $116,833 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 12,705 | $115,870 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 12,700 | $115,062 | dollars as filed | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 4,559 | $110,601 | dollars as filed | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 11,758 | $108,644 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 12,088 | $103,473 | dollars as filed | |
| NUVASIVE INC | 670704105 | COM | 2,315 | $95,471 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 11,446 | $93,287 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 75,750 | $93,173 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 16,973 | $93,012 | dollars as filed | |
| LEONARDO DRS INC COM | 52661A108 | Stock | 7,270 | $92,911 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 2,500 | $88,500 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 680 | $88,162 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 3,890 | $87,058 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 15,527 | $81,827 | dollars as filed | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 35,000 | $81,270 | dollars as filed | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 1,803 | $81,045 | dollars as filed | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 11,606 | $79,733 | dollars as filed | |
| Leslie's Inc | 527064109 | Common Stock | 6,277 | $76,642 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 10,058 | $73,926 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 18,553 | $71,058 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 14,790 | $69,957 | dollars as filed | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 2,506 | $67,336 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 69,000 | $65,033 | dollars as filed | |
| BELLRING BRANDS INC COMMON STOCK | 07831C103 | Stock | 2,535 | $64,997 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 60,000 | $63,678 | dollars as filed | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 980 | $63,582 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 20,434 | $60,280 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 42,000 | $58,028 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 11,192 | $56,744 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 11,844 | $54,956 | dollars as filed | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 4,421 | $53,892 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 633 | $52,052 | dollars as filed | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 744 | $50,659 | dollars as filed | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 540 | $49,264 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 36,100 | $48,374 | dollars as filed | |
| KLA CORP | 482480100 | COM | 127 | $47,883 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 43,000 | $46,763 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 43,000 | $46,118 | dollars as filed | |
| ENVESTNET INC | 29404KAB2 | BOND | 43,000 | $44,586 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 48,000 | $44,520 | dollars as filed | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 35,000 | $43,729 | dollars as filed | |
| WESTWATER RES INC | 961684206 | COM NEW | 55,032 | $43,475 | dollars as filed | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 12,180 | $42,936 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 52,000 | $42,608 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 68,000 | $42,602 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 43,000 | $42,506 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 35,000 | $42,035 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 43,000 | $41,689 | dollars as filed | |
| AZEK CO INC | 05478C105 | CL A | 2,050 | $41,656 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 33,000 | $41,540 | dollars as filed | |
| HUB GROUP INC | 443320106 | CL A | 520 | $41,335 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 43,000 | $40,893 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 35,000 | $40,250 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 26,000 | $40,157 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 42,000 | $39,627 | dollars as filed | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 1,079 | $39,578 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 53,000 | $39,379 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W111 | *W EXP 08/29/202 | 17,625 | $38,775 | dollars as filed | |
| CONMED CORP | 207410AF8 | BOND | 34,000 | $38,522 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 26,000 | $38,389 | dollars as filed | |
| PTC INC COM | 69370C100 | Stock | 319 | $38,293 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 43,000 | $37,668 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 43,000 | $36,926 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 43,000 | $36,873 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 11,350 | $36,547 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 43,000 | $35,368 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 35,000 | $34,729 | dollars as filed | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 35,000 | $34,671 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 43,000 | $33,033 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 3,187 | $32,890 | dollars as filed | |
| AZENTA INC | 114340102 | COM | 556 | $32,350 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 26,000 | $32,019 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 8,726 | $31,414 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 35,000 | $27,433 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 26,000 | $27,300 | dollars as filed | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 13,998 | $24,497 | dollars as filed | |
| SPLUNK INC | 848637AD6 | BOND | 26,000 | $24,479 | dollars as filed | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 116 | $24,285 | dollars as filed | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 316 | $22,003 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 26,000 | $20,930 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 22,000 | $20,928 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 22,000 | $20,309 | dollars as filed | |
| MISSION PRODUCE INC | 60510V108 | COM | 1,700 | $19,754 | dollars as filed | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 10,150 | $18,372 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 17,000 | $17,068 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 23,000 | $16,461 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 25,162 | $16,333 | dollars as filed | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 17,000 | $15,322 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 15,000 | $14,714 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 17,000 | $14,399 | dollars as filed | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 214 | $13,895 | dollars as filed | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 12,000 | $12,360 | dollars as filed | |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 263 | $10,917 | dollars as filed | |
| ONTERRIS INC | 615111101 | COM | 241 | $10,698 | dollars as filed | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 348 | $10,478 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 12,000 | $9,360 | dollars as filed | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 65 | $8,819 | dollars as filed | |
| SCHRODINGER INC COM | 80810D103 | Stock | 375 | $7,009 | dollars as filed | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 50 | $6,510 | dollars as filed | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 30 | $3,121 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 245 | $3,114 | dollars as filed | |
| RAPID7 INC COM | 753422104 | Stock | 84 | $2,854 | dollars as filed | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 115 | $2,697 | dollars as filed | |
| ENCORE CAP GROUP INC | 292554102 | COM | 46 | $2,205 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000757657-23-000004 | superseded | 2023-01-25 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000757657-23-000007 | this filing | 2023-02-14 | acceptance time not in the bulk data set |