13F-HR filed by STEPHENS INC /AR/
STEPHENS INC /AR/ filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-01-25, with 1,169 holding rows worth $4,880,701,000.
- Accession
- 0000757657-23-000004
- Filer
- CIK 757657
- Filed
- 2023-01-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 1,169 entries on the cover page, a total value of $4,880,701,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,880,701,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-01458. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 23,799 | $205,000 | thousands, detected and multiplied | |
| ITT INC COM | 45073V108 | Stock | 2,519 | $204,000 | thousands, detected and multiplied | |
| CHEFS WHSE INC | 163086101 | COM | 6,120 | $204,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 5,760 | $204,000 | thousands, detected and multiplied | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 7,144 | $204,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 2,800 | $204,000 | thousands, detected and multiplied | |
| ROYCE VALUE TRUST | 780910105 | COM | 15,338 | $203,000 | thousands, detected and multiplied | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,562 | $202,000 | thousands, detected and multiplied | |
| MSCI INC COM | 55354G100 | Stock | 435 | $202,000 | thousands, detected and multiplied | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 13,925 | $198,000 | thousands, detected and multiplied | |
| BOX INC CL A | 10316T104 | Stock | 6,302 | $196,000 | thousands, detected and multiplied | |
| UBS GROUP AG SHS | H42097107 | Stock | 10,518 | $196,000 | thousands, detected and multiplied | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 32,662 | $191,000 | thousands, detected and multiplied | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 23,195 | $190,000 | thousands, detected and multiplied | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 11,842 | $190,000 | thousands, detected and multiplied | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 16,838 | $190,000 | thousands, detected and multiplied | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 22,804 | $183,000 | thousands, detected and multiplied | |
| VIPER | 92763M105 | COMMON STOCK | 5,713 | $182,000 | thousands, detected and multiplied | |
| SCHEIN HENRY INC | 806407102 | COM | 2,253 | $180,000 | thousands, detected and multiplied | |
| DOLE PLC | G27907107 | ORD SHS | 18,274 | $176,000 | thousands, detected and multiplied | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 13,139 | $176,000 | thousands, detected and multiplied | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 22,141 | $173,000 | thousands, detected and multiplied | |
| UNITI GROUP INC | 91325V108 | COM | 31,224 | $173,000 | thousands, detected and multiplied | |
| FIVE BELOW INC COM | 33829M101 | Stock | 971 | $172,000 | thousands, detected and multiplied | |
| MONROE CAPITAL CORP | 610335101 | COM | 19,919 | $170,000 | thousands, detected and multiplied | |
| SmileDirectClub Inc | 83192H106 | COM | 471,208 | $166,000 | thousands, detected and multiplied | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 2,899 | $165,000 | thousands, detected and multiplied | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 11,188 | $165,000 | thousands, detected and multiplied | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 15,095 | $165,000 | thousands, detected and multiplied | |
| YAMANA GOLD INC | 98462Y100 | COM | 29,761 | $165,000 | thousands, detected and multiplied | |
| PG&E CORP COM | 69331C108 | Stock | 10,030 | $163,000 | thousands, detected and multiplied | |
| POOL CORP COM | 73278L105 | Stock | 536 | $162,000 | thousands, detected and multiplied | |
| PRA Group Inc | 69354N106 | COM | 4,625 | $156,000 | thousands, detected and multiplied | |
| FIVE9 INC | 338307101 | COM | 2,287 | $155,000 | thousands, detected and multiplied | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 803 | $154,000 | thousands, detected and multiplied | |
| COGNEX CORP | 192422103 | COM | 3,195 | $151,000 | thousands, detected and multiplied | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,342 | $147,000 | thousands, detected and multiplied | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 11,583 | $147,000 | thousands, detected and multiplied | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 20,917 | $146,000 | thousands, detected and multiplied | |
| EXELIXIS INC COM | 30161Q104 | Stock | 9,046 | $145,000 | thousands, detected and multiplied | |
| OMNICELL COM COM | 68213N109 | Stock | 2,877 | $145,000 | thousands, detected and multiplied | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 21,385 | $144,000 | thousands, detected and multiplied | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,679 | $144,000 | thousands, detected and multiplied | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 15,000 | $141,000 | thousands, detected and multiplied | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 12,577 | $140,000 | thousands, detected and multiplied | |
| POTBELLY CORP | 73754Y100 | COM | 25,185 | $140,000 | thousands, detected and multiplied | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 10,995 | $137,000 | thousands, detected and multiplied | |
| BALCHEM CORP | 057665200 | COM | 1,078 | $132,000 | thousands, detected and multiplied | |
| NEW MTN FIN CORP | 647551100 | COM | 10,500 | $130,000 | thousands, detected and multiplied | |
| MODEL N INC | 607525102 | COM | 3,204 | $130,000 | thousands, detected and multiplied | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 5,782 | $129,000 | thousands, detected and multiplied | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 18,300 | $128,000 | thousands, detected and multiplied | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 321 | $128,000 | thousands, detected and multiplied | |
| ICL GROUP LTD SHS | M53213100 | Stock | 17,500 | $128,000 | thousands, detected and multiplied | |
| TERADYNE INC COM | 880770102 | Stock | 1,468 | $128,000 | thousands, detected and multiplied | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 15,375 | $127,000 | thousands, detected and multiplied | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 10,400 | $126,000 | thousands, detected and multiplied | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 38,950 | $121,000 | thousands, detected and multiplied | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 247,148 | $121,000 | thousands, detected and multiplied | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 52,000 | $121,000 | thousands, detected and multiplied | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 10,451 | $119,000 | thousands, detected and multiplied | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,783 | $119,000 | thousands, detected and multiplied | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,866 | $118,000 | thousands, detected and multiplied | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 10,859 | $118,000 | thousands, detected and multiplied | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 11,443 | $117,000 | thousands, detected and multiplied | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 12,705 | $116,000 | thousands, detected and multiplied | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 12,700 | $115,000 | thousands, detected and multiplied | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 4,559 | $111,000 | thousands, detected and multiplied | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 11,758 | $109,000 | thousands, detected and multiplied | |
| COTY INC | 222070203 | COM CL A | 12,088 | $103,000 | thousands, detected and multiplied | |
| NUVASIVE INC | 670704105 | COM | 2,315 | $95,000 | thousands, detected and multiplied | |
| LEONARDO DRS INC COM | 52661A108 | Stock | 7,270 | $93,000 | thousands, detected and multiplied | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 16,973 | $93,000 | thousands, detected and multiplied | |
| BARINGS BDC INC | 06759L103 | COM | 11,446 | $93,000 | thousands, detected and multiplied | |
| CANOO INC | 13803R102 | COM CL A | 75,750 | $93,000 | thousands, detected and multiplied | |
| RINGCENTRAL INC | 76680R206 | CL A | 2,500 | $89,000 | thousands, detected and multiplied | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 680 | $88,000 | thousands, detected and multiplied | |
| DROPBOX INC CL A | 26210C104 | Stock | 3,890 | $87,000 | thousands, detected and multiplied | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 15,527 | $82,000 | thousands, detected and multiplied | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 1,803 | $81,000 | thousands, detected and multiplied | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 35,000 | $81,000 | thousands, detected and multiplied | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 11,606 | $80,000 | thousands, detected and multiplied | |
| Leslie's Inc | 527064109 | Common Stock | 6,277 | $77,000 | thousands, detected and multiplied | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 10,058 | $74,000 | thousands, detected and multiplied | |
| INVESCO SR INCOME TR | 46131H107 | COM | 18,553 | $71,000 | thousands, detected and multiplied | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 14,790 | $70,000 | thousands, detected and multiplied | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 2,506 | $67,000 | thousands, detected and multiplied | |
| BELLRING BRANDS INC COMMON STOCK | 07831C103 | Stock | 2,535 | $65,000 | thousands, detected and multiplied | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 69,000 | $65,000 | thousands, detected and multiplied | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 980 | $64,000 | thousands, detected and multiplied | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 60,000 | $64,000 | thousands, detected and multiplied | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 20,434 | $60,000 | thousands, detected and multiplied | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 42,000 | $58,000 | thousands, detected and multiplied | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 11,192 | $57,000 | thousands, detected and multiplied | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 11,844 | $55,000 | thousands, detected and multiplied | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 4,421 | $54,000 | thousands, detected and multiplied | |
| AMBARELLA INC | G037AX101 | SHS | 633 | $52,000 | thousands, detected and multiplied | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 744 | $51,000 | thousands, detected and multiplied | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 540 | $49,000 | thousands, detected and multiplied | |
| KLA CORP | 482480100 | COM | 127 | $48,000 | thousands, detected and multiplied | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 36,100 | $48,000 | thousands, detected and multiplied | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 43,000 | $47,000 | thousands, detected and multiplied | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 43,000 | $46,000 | thousands, detected and multiplied | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 48,000 | $45,000 | thousands, detected and multiplied | |
| ENVESTNET INC | 29404KAB2 | BOND | 43,000 | $45,000 | thousands, detected and multiplied | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 35,000 | $44,000 | thousands, detected and multiplied | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 12,180 | $43,000 | thousands, detected and multiplied | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 68,000 | $43,000 | thousands, detected and multiplied | |
| WESTWATER RES INC | 961684206 | COM NEW | 55,032 | $43,000 | thousands, detected and multiplied | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 52,000 | $43,000 | thousands, detected and multiplied | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 43,000 | $43,000 | thousands, detected and multiplied | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 35,000 | $42,000 | thousands, detected and multiplied | |
| AZEK CO INC | 05478C105 | CL A | 2,050 | $42,000 | thousands, detected and multiplied | |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 33,000 | $42,000 | thousands, detected and multiplied | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 43,000 | $42,000 | thousands, detected and multiplied | |
| HUB GROUP INC | 443320106 | CL A | 520 | $41,000 | thousands, detected and multiplied | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 43,000 | $41,000 | thousands, detected and multiplied | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 42,000 | $40,000 | thousands, detected and multiplied | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 1,079 | $40,000 | thousands, detected and multiplied | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 26,000 | $40,000 | thousands, detected and multiplied | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 35,000 | $40,000 | thousands, detected and multiplied | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 53,000 | $39,000 | thousands, detected and multiplied | |
| CONMED CORP | 207410AF8 | BOND | 34,000 | $39,000 | thousands, detected and multiplied | |
| WESTROCK COFFEE CO | 96145W111 | *W EXP 08/29/202 | 17,625 | $39,000 | thousands, detected and multiplied | |
| PTC INC COM | 69370C100 | Stock | 319 | $38,000 | thousands, detected and multiplied | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 26,000 | $38,000 | thousands, detected and multiplied | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 43,000 | $38,000 | thousands, detected and multiplied | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 11,350 | $37,000 | thousands, detected and multiplied | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 43,000 | $37,000 | thousands, detected and multiplied | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 43,000 | $37,000 | thousands, detected and multiplied | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 43,000 | $35,000 | thousands, detected and multiplied | |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 35,000 | $35,000 | thousands, detected and multiplied | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 35,000 | $35,000 | thousands, detected and multiplied | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 3,187 | $33,000 | thousands, detected and multiplied | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 43,000 | $33,000 | thousands, detected and multiplied | |
| AZENTA INC | 114340102 | COM | 556 | $32,000 | thousands, detected and multiplied | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 26,000 | $32,000 | thousands, detected and multiplied | |
| OMNIAB INC | 68218J103 | COM | 8,726 | $31,000 | thousands, detected and multiplied | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 35,000 | $27,000 | thousands, detected and multiplied | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 26,000 | $27,000 | thousands, detected and multiplied | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 116 | $24,000 | thousands, detected and multiplied | |
| SPLUNK INC | 848637AD6 | BOND | 26,000 | $24,000 | thousands, detected and multiplied | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 13,998 | $24,000 | thousands, detected and multiplied | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 316 | $22,000 | thousands, detected and multiplied | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 22,000 | $21,000 | thousands, detected and multiplied | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 26,000 | $21,000 | thousands, detected and multiplied | |
| MISSION PRODUCE INC | 60510V108 | COM | 1,700 | $20,000 | thousands, detected and multiplied | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 22,000 | $20,000 | thousands, detected and multiplied | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 10,150 | $18,000 | thousands, detected and multiplied | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 17,000 | $17,000 | thousands, detected and multiplied | |
| COMPUGEN LTD | M25722105 | ORD | 23,000 | $16,000 | thousands, detected and multiplied | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 25,162 | $16,000 | thousands, detected and multiplied | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 15,000 | $15,000 | thousands, detected and multiplied | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 17,000 | $15,000 | thousands, detected and multiplied | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 214 | $14,000 | thousands, detected and multiplied | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 17,000 | $14,000 | thousands, detected and multiplied | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 12,000 | $12,000 | thousands, detected and multiplied | |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 263 | $11,000 | thousands, detected and multiplied | |
| ONTERRIS INC | 615111101 | COM | 241 | $11,000 | thousands, detected and multiplied | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 348 | $10,000 | thousands, detected and multiplied | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 65 | $9,000 | thousands, detected and multiplied | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 12,000 | $9,000 | thousands, detected and multiplied | |
| SCHRODINGER INC COM | 80810D103 | Stock | 375 | $7,000 | thousands, detected and multiplied | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 50 | $7,000 | thousands, detected and multiplied | |
| RAPID7 INC COM | 753422104 | Stock | 84 | $3,000 | thousands, detected and multiplied | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 30 | $3,000 | thousands, detected and multiplied | |
| UIPATH INC | 90364P105 | CL A | 245 | $3,000 | thousands, detected and multiplied | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 115 | $3,000 | thousands, detected and multiplied | |
| ENCORE CAP GROUP INC | 292554102 | COM | 46 | $2,000 | thousands, detected and multiplied |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000757657-23-000004 | this filing | 2023-01-25 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000757657-23-000007 | base | 2023-02-14 | acceptance time not in the bulk data set |