13F-HR filed by STEPHENS INC /AR/
STEPHENS INC /AR/ filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-10, with 1,219 holding rows worth $5,573,861,000.
- Accession
- 0000757657-21-000005
- Filer
- CIK 757657
- Filed
- 2021-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 1,219 entries on the cover page, a total value of $5,573,861,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,573,861,000 with VALUE read as thousands by filing date, 13F file number 028-01458. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 5,874 | $254,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,300 | $253,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 8,094 | $252,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 10,785 | $252,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 2,385 | $251,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 24,463 | $251,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 9,893 | $251,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 24,008 | $249,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 6,073 | $248,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 2,287 | $248,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 2,663 | $248,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 24,834 | $247,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 3,482 | $247,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 6,049 | $246,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 8,742 | $246,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 27,867 | $245,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 834 | $244,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,160 | $244,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 1,826 | $243,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 16,657 | $243,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,032 | $242,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 7,356 | $241,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 32,401 | $240,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 3,227 | $237,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,397 | $237,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 9,513 | $237,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 4,578 | $236,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 20,015 | $236,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 1,810 | $236,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 568 | $234,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 10,448 | $234,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,221 | $233,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 34,727 | $232,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 10,423 | $232,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 2,936 | $231,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 9,145 | $230,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,000 | $230,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 5,505 | $230,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 4,589 | $230,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,175 | $230,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 7,189 | $229,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 4,700 | $226,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,261 | $225,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 25,575 | $224,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 2,659 | $223,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 3,136 | $223,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 2,295 | $222,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 2,888 | $220,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 8,146 | $220,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 3,995 | $219,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 3,878 | $219,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 7,379 | $219,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 5,292 | $218,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 5,207 | $218,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 2,524 | $216,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 561 | $216,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 11,368 | $215,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,107 | $215,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 1,772 | $215,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 2,423 | $214,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 2,327 | $213,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,257 | $213,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,294 | $213,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2,824 | $212,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,707 | $211,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2,222 | $211,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 2,268 | $211,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,803 | $211,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 1,329 | $211,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 3,500 | $210,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 3,081 | $209,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,118 | $207,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,574 | $207,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 2,222 | $206,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 3,175 | $206,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 15,964 | $206,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 2,353 | $205,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 4,151 | $204,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 11,284 | $202,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,722 | $200,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 12,468 | $197,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 19,951 | $197,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 10,664 | $197,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 748 | $196,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,592 | $194,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 23,011 | $194,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,105 | $191,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 3,367 | $191,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 14,983 | $191,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 27,784 | $190,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 11,317 | $187,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 2,580 | $186,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 20,216 | $186,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 714 | $183,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 2,019 | $182,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 16,081 | $181,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 1,397 | $180,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 13,207 | $178,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 27,246 | $176,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 20,648 | $165,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 4,166 | $165,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 10,017 | $164,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 25,452 | $162,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 17,500 | $161,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 18,199 | $157,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 3,086 | $157,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 11,645 | $156,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 10,649 | $156,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 14,275 | $155,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 10,782 | $155,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 690 | $154,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 2,203 | $154,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 11,918 | $152,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,241 | $152,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 28,152 | $149,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 925 | $149,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 2,045 | $149,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 10,478 | $148,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 391 | $146,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 11,539 | $143,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 6,317 | $140,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 1,953 | $136,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 15,943 | $135,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 13,148 | $134,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 10,000 | $132,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,209 | $131,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 10,603 | $129,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 11,583 | $129,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 11,258 | $128,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 10,030 | $125,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 19,371 | $121,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 29,525 | $115,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 11,288 | $114,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 655 | $107,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 10,793 | $107,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 10,812 | $105,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 10,526 | $99,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 15,340 | $95,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 3,465 | $93,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,379 | $92,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 24,665 | $92,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 1,563 | $88,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 2,286 | $87,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 17,871 | $85,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 22,000 | $81,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 1,413 | $81,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 20,305 | $79,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 19,780 | $79,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 17,566 | $79,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 10,096 | $78,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 17,723 | $78,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 13,060 | $71,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 1,802 | $70,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 542 | $69,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 2,619 | $69,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 4,500 | $68,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 4,032 | $67,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 12,482 | $66,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 3,906 | $64,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 19,000 | $58,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 12,000 | $54,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 16,000 | $54,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 1,627 | $50,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 26,000 | $43,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 10,000 | $42,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 38,000 | $41,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 12,732 | $38,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 10,000 | $37,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 15,000 | $36,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 10,000 | $35,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 17,000 | $35,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 16,000 | $34,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753UAB2 | NOTE 3.500% 9/1 | 20,000 | $34,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 17,535 | $33,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 23,000 | $32,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 11,000 | $31,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 23,000 | $30,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 20,000 | $29,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 1,432 | $27,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 10,000 | $27,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 12,000 | $27,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 16,000 | $27,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 372 | $23,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 530 | $23,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 16,000 | $23,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 16,000 | $22,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 16,000 | $22,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 21,000 | $22,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 250 | $21,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 11,000 | $21,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 21,000 | $20,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 16,000 | $20,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 16,000 | $20,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 16,000 | $18,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 16,000 | $18,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 16,000 | $17,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 135 | $16,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 12,000 | $16,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 16,000 | $16,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 118 | $15,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 205 | $14,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 11,000 | $14,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 143 | $13,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 11,000 | $13,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 11,000 | $12,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 11,000 | $12,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 12,000 | $12,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 110 | $10,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 100 | $10,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 285 | $9,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 32 | $8,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 333 | $7,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 145 | $7,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 21 | $7,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 23 | $4,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 20 | $2,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 39 | $1,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 26,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000757657-21-000005 | this filing | 2021-02-10 | acceptance time not in the bulk data set |