13F-HR filed by STEPHENS INC /AR/
STEPHENS INC /AR/ filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-24, with 1,146 holding rows worth $4,651,658,000.
- Accession
- 0000757657-20-000026
- Filer
- CIK 757657
- Filed
- 2020-08-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 1,146 entries on the cover page, a total value of $4,651,658,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,651,658,000 with VALUE read as thousands by filing date, 13F file number 028-01458. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLIR SYS INC | 302445101 | COM | 3,985 | $162,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 11,719 | $161,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 4,104 | $159,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 12,680 | $158,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 15,736 | $156,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 17,500 | $156,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 21,511 | $155,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 15,444 | $154,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 22,580 | $154,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 6,984 | $152,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 15,169 | $152,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 23,205 | $152,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 46,378 | $152,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 10,921 | $149,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 25,427 | $149,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 14,237 | $146,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 10,554 | $146,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 1,314 | $145,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 2,436 | $145,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 31,427 | $145,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 1,284 | $142,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 16,552 | $142,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 11,512 | $138,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 10,800 | $138,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 10,682 | $137,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 16,552 | $135,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 684 | $133,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 2,993 | $133,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 10,656 | $123,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 1,829 | $123,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 609 | $120,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 11,005 | $120,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 2,286 | $119,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 1,039 | $118,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 4,562 | $115,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 10,000 | $114,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,206 | $112,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 10,000 | $112,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 1,889 | $111,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,063 | $111,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 11,403 | $111,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 11,583 | $109,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 45,877 | $108,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 4,000 | $107,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 17,824 | $107,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 11,933 | $106,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 14,275 | $104,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 18,199 | $102,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,032 | $101,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 1,754 | $101,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 625 | $100,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 17,574 | $99,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 19,751 | $99,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 22,367 | $98,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 833 | $98,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 975 | $97,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,189 | $97,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 348 | $95,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 15,014 | $94,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 35,051 | $92,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 10,017 | $89,000 | thousands by filing date | |
| BREAKWAVE DRY BULK SHIPPING ETF | 26923H200 | ETF | 11,410 | $84,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 20,000 | $81,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 38,970 | $78,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 18,366 | $75,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 1,091 | $73,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 4,217 | $72,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 14,279 | $71,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 20,275 | $70,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 2,200 | $70,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 19,871 | $69,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 12,200 | $68,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,151 | $67,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 11,793 | $66,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 542 | $66,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 26,065 | $64,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 13,582 | $63,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 1,464 | $63,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 1,130 | $63,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 23,007 | $62,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 28,000 | $62,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 609 | $61,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 655 | $58,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 16,000 | $56,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 3,710 | $54,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,440 | $53,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 13,956 | $52,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 2,258 | $50,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 2,325 | $50,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 10,652 | $49,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 15,040 | $48,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 16,000 | $48,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 13,000 | $48,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 59,443 | $48,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 13,995 | $47,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 31,000 | $46,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 10,000 | $44,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 505 | $40,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 12,000 | $40,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 16,000 | $37,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 11,768 | $35,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 129 | $33,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 12,832 | $33,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 11,000 | $32,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 11,000 | $32,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 11,218 | $31,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 12,000 | $30,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 22,000 | $27,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 16,000 | $27,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 17,000 | $27,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 20,000 | $24,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 16,000 | $24,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 16,000 | $24,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 16,000 | $23,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 16,000 | $22,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 16,000 | $22,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 27,100 | $21,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 21,000 | $21,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 16,000 | $20,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 21,000 | $19,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 16,807 | $19,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 16,000 | $19,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 1,713 | $18,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 16,000 | $17,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 16,000 | $17,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 16,000 | $16,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 16,000 | $16,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 16,000 | $15,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 586 | $14,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 16,000 | $14,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 11,000 | $13,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 11,000 | $12,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 11,000 | $12,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 11,000 | $10,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 11,000 | $10,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 167 | $6,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 20,000 | $5,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 71 | $4,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 109 | $4,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 50 | $3,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 21,000 | $3,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 29 | $2,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 24 | $2,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 28 | $1,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 43 | $1,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 26,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000757657-20-000026 | this filing | 2020-08-24 | acceptance time not in the bulk data set |