13F-HR filed by STEPHENS INC /AR/
STEPHENS INC /AR/ filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-14, with 1,104 holding rows worth $3,755,017,000.
- Accession
- 0000757657-20-000012
- Filer
- CIK 757657
- Filed
- 2020-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 1,104 entries on the cover page, a total value of $3,755,017,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,755,017,000 with VALUE read as thousands by filing date, 13F file number 028-01458. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 18,323 | $75,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 23,992 | $74,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 14,514 | $74,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 3,936 | $72,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 963 | $71,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 4,128 | $71,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 2,837 | $68,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 96,718 | $67,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 10,017 | $66,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 20,275 | $65,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 1,536 | $63,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 12,200 | $61,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 45,838 | $60,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 17,824 | $60,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 13,582 | $58,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,152 | $58,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 526 | $58,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 11,000 | $58,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,613 | $57,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 1,124 | $57,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 1,754 | $56,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 24,200 | $55,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 11,097 | $54,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 28,992 | $53,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 604 | $52,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 14,066 | $52,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 11,890 | $51,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 492 | $51,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 19,943 | $49,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 18,864 | $48,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 3,676 | $48,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 52,175 | $47,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 20,000 | $47,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 10,338 | $45,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 10,245 | $43,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 655 | $42,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 16,000 | $42,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 28,000 | $41,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 13,000 | $41,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 541 | $39,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 2,289 | $39,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 19,007 | $38,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 10,000 | $38,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 11,768 | $37,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 16,000 | $34,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 14,625 | $33,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 31,000 | $32,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 17,995 | $31,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 10,000 | $30,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 26,065 | $29,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 16,000 | $28,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 16,000 | $28,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 17,000 | $28,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 301 | $26,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 4,343 | $25,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 22,000 | $24,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 22,000 | $23,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 12,832 | $22,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 16,000 | $22,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 11,000 | $22,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 12,000 | $21,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 16,000 | $21,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 12,000 | $21,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 16,000 | $20,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 162 | $18,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 14,899 | $18,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 108 | $18,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 16,000 | $18,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 16,000 | $18,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 16,000 | $18,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 21,000 | $17,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 16,000 | $17,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 16,000 | $17,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 27,100 | $16,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 16,000 | $16,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 21,000 | $16,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 175 | $15,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 16,000 | $15,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 16,000 | $15,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 16,000 | $15,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 471 | $14,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 11,000 | $14,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 16,000 | $14,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 23,844 | $13,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 25,000 | $12,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 11,000 | $12,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 16,000 | $12,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 200 | $11,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 11,000 | $11,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 11,000 | $11,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 11,000 | $9,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 11,000 | $8,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 55 | $5,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 21,000 | $5,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 206 | $4,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 67 | $3,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 114 | $3,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 20,000 | $2,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 21,000 | $2,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 21 | $1,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 27 | $1,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 42 | $1,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 67 | $1,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 26,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000757657-20-000012 | this filing | 2020-05-14 | acceptance time not in the bulk data set |