13F-HR filed by STEPHENS INC /AR/
STEPHENS INC /AR/ filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 1,144 holding rows worth $4,772,969,000.
- Accession
- 0000757657-20-000004
- Filer
- CIK 757657
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 1,144 entries on the cover page, a total value of $4,772,969,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,772,969,000 with VALUE read as thousands by filing date, 13F file number 028-01458. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 5,448 | $205,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 3,280 | $204,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 3,444 | $204,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 4,236 | $204,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 4,700 | $204,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 6,516 | $203,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 7,301 | $202,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 456 | $200,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 14,990 | $198,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 41,866 | $198,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 3,742 | $195,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,527 | $194,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 4,455 | $189,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 11,535 | $188,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 11,811 | $187,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 10,297 | $187,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 818 | $180,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 25,104 | $179,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 1,663 | $176,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 40,304 | $176,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 17,500 | $175,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 28,265 | $173,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 15,108 | $170,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 744 | $170,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 44,705 | $170,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 6,178 | $168,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 2,141 | $167,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 105,046 | $166,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 2,059 | $164,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 2,200 | $164,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 10,968 | $163,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 10,690 | $162,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 14,086 | $162,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 10,487 | $159,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 13,083 | $154,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 15,503 | $154,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 29,583 | $151,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 11,773 | $149,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 7,742 | $146,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 2,412 | $145,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 1,275 | $140,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 31,000 | $138,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 4,040 | $137,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 2,433 | $136,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 19,943 | $134,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 10,485 | $132,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 10,697 | $130,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 3,451 | $130,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 7,000 | $125,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 3,676 | $122,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,757 | $122,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 1,610 | $119,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 21,864 | $119,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,320 | $118,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 2,108 | $117,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 3,185 | $116,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,073 | $115,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,713 | $115,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 2,160 | $114,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 18,684 | $114,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 14,813 | $110,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 650 | $110,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 16,889 | $109,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 1,659 | $108,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 2,080 | $106,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,859 | $106,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 29,996 | $106,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 20,565 | $99,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 1,494 | $98,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 13,371 | $97,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 1,044 | $95,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 16,000 | $95,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,282 | $94,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 14,582 | $94,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 10,118 | $92,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 16,779 | $92,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 15,649 | $91,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 18,529 | $89,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 1,102 | $89,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 20,451 | $88,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 1,158 | $87,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 11,147 | $87,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 1,653 | $85,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,165 | $78,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 1,014 | $78,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 2,230 | $76,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 747 | $76,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 20,000 | $75,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 513 | $74,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 33,900 | $74,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 19,682 | $73,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 2,193 | $73,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 14,066 | $70,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 1,781 | $68,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 3,829 | $67,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 567 | $66,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 465 | $66,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 3,454 | $66,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 13,350 | $65,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 10,000 | $63,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 20,000 | $60,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 10,000 | $59,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 831 | $57,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 11,245 | $57,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 655 | $51,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 421 | $46,000 | thousands by filing date | |
| NEM | 06739FJQ5 | 0.00% 10/30/2023 | 37,000 | $43,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 41,000 | $41,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 38,000 | $40,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 1,878 | $39,000 | thousands by filing date | |
| BARCLAYS BANK PLC 0 09/26/2023 | 06741J7V5 | Corp Bond | 35,000 | $38,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 31,000 | $37,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 34,000 | $36,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 35,000 | $36,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 34,000 | $35,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 33,000 | $34,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 36,000 | $34,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 13,832 | $33,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 32,000 | $33,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 34,000 | $33,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 37,000 | $33,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 38,000 | $32,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 31,000 | $30,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 21,000 | $29,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 10,200 | $29,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 26,000 | $27,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 156 | $25,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 22,000 | $21,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 108 | $18,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 122 | $14,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 143 | $12,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 20,000 | $7,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 100 | $6,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 114 | $6,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 10,256 | $6,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 299 | $5,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 105 | $4,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 153 | $3,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 53 | $2,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 27 | $2,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 90 | $2,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 29 | $1,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 26,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000757657-20-000004 | this filing | 2020-02-14 | acceptance time not in the bulk data set |