13F-HR filed by STEPHENS INC /AR/
STEPHENS INC /AR/ filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-18, with 1,145 holding rows worth $4,545,055,000.
- Accession
- 0000757657-19-000033
- Filer
- CIK 757657
- Filed
- 2019-10-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 1,145 entries on the cover page, a total value of $4,545,055,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,545,055,000 with VALUE read as thousands by filing date, 13F file number 028-01458. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 5,698 | $237,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 3,817 | $236,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 3,471 | $236,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,488 | $236,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 9,104 | $236,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 19,625 | $236,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 15,849 | $234,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 20,535 | $234,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,536 | $233,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 5,952 | $233,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 3,677 | $232,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,218 | $232,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 4,838 | $231,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 6,184 | $231,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 5,107 | $230,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 10,052 | $230,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 5,853 | $228,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 4,855 | $226,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 2,866 | $222,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 2,800 | $222,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 11,162 | $220,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,917 | $219,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 1,499 | $218,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 654 | $218,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 4,388 | $218,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 4,144 | $218,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 18,896 | $217,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 44,710 | $216,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 2,701 | $215,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 2,376 | $215,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 6,500 | $214,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 2,187 | $213,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 3,595 | $213,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 4,198 | $213,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 10,297 | $212,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 2,744 | $212,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 2,000 | $212,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,258 | $211,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 10,563 | $211,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 13,793 | $209,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,782 | $208,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 10,152 | $208,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 3,194 | $207,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 25,227 | $207,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,071 | $206,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,225 | $203,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 14,713 | $202,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 11,704 | $201,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 3,141 | $201,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,530 | $201,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 11,695 | $201,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 10,891 | $200,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 3,742 | $197,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 28,578 | $197,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 11,074 | $191,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 41,343 | $190,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 10,295 | $189,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 11,535 | $182,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 10,017 | $176,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 10,960 | $174,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 7,701 | $174,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 17,500 | $173,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 11,218 | $171,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 11,500 | $169,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 4,700 | $168,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 11,785 | $164,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 10,435 | $162,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 14,280 | $162,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 25,094 | $157,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 13,304 | $153,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 39,205 | $150,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 4,429 | $150,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 13,083 | $147,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 23,573 | $143,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 20,943 | $139,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 2,331 | $139,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 32,028 | $137,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 21,864 | $136,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 11,543 | $131,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 31,000 | $131,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 7,736 | $130,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 10,997 | $128,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 19,178 | $126,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 1,806 | $123,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 27,000 | $122,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 2,433 | $120,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 15,000 | $120,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,514 | $116,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 36,200 | $115,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,757 | $114,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,276 | $113,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 38,302 | $113,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 14,583 | $113,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 18,684 | $112,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 14,606 | $111,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,932 | $110,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 32,509 | $107,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 2,080 | $106,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 1,750 | $103,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 889 | $99,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 2,108 | $99,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 5,021 | $96,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 13,989 | $96,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 12,903 | $95,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 1,169 | $95,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 875 | $95,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 5,149 | $90,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 21,133 | $89,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 33,000 | $85,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 1,556 | $84,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 13,082 | $81,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 11,147 | $81,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 1,653 | $77,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 12,200 | $72,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 15,066 | $71,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 513 | $70,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 2,230 | $69,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 15,829 | $69,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 11,687 | $67,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 27,802 | $67,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 20,000 | $64,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 32,732 | $63,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 2,193 | $61,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 10,000 | $58,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 11,245 | $57,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 1,781 | $53,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 308 | $51,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 41,220 | $42,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 10,000 | $42,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 344 | $41,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 10,000 | $38,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 11,754 | $34,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 11,200 | $33,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 156 | $26,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 298 | $23,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 10,200 | $21,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 122 | $12,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 20,000 | $10,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 299 | $5,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 100 | $5,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 108 | $5,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 41 | $2,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 300 | $2,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 29 | $1,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 4 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000757657-19-000033 | this filing | 2019-10-18 | acceptance time not in the bulk data set |