13F-HR filed by STEPHENS INC /AR/
STEPHENS INC /AR/ filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 1,158 holding rows worth $4,019,938,000.
- Accession
- 0000757657-18-000039
- Filer
- CIK 757657
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 1,158 entries on the cover page, a total value of $4,019,938,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,019,938,000 with VALUE read as thousands by filing date, 13F file number 028-01458. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 5,121 | $235,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 27,373 | $235,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 23,389 | $234,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 7,966 | $233,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 8,881 | $233,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 9,417 | $232,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 6,280 | $231,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 3,072 | $231,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 933 | $230,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 15,500 | $230,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 6,670 | $230,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 11,784 | $229,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 4,914 | $228,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,940 | $228,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 6,898 | $228,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 2,140 | $227,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 8,007 | $227,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 17,696 | $227,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,305 | $227,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 6,315 | $227,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 11,202 | $227,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 16,464 | $226,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,307 | $226,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 4,016 | $226,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 10,901 | $226,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 8,503 | $226,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 19,803 | $226,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 5,855 | $225,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,445 | $225,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,659 | $224,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,718 | $223,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 18,100 | $223,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 3,340 | $222,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 4,565 | $222,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,807 | $221,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 5,463 | $221,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 4,125 | $220,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 4,798 | $220,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 24,830 | $220,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 3,793 | $218,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 7,320 | $216,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 23,804 | $216,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,203 | $214,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 7,976 | $213,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 5,823 | $212,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 1,510 | $212,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 6,321 | $211,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 3,226 | $209,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 13,995 | $209,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 6,728 | $209,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 4,091 | $209,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 5,767 | $209,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 4,700 | $209,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 3,758 | $208,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 2,500 | $207,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,016 | $205,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 4,304 | $203,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 4,850 | $203,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 2,698 | $203,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 5,335 | $202,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 930 | $201,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 8,075 | $201,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,225 | $200,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 24,349 | $196,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 11,774 | $194,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 23,850 | $192,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 17,081 | $191,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 15,037 | $190,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 20,571 | $190,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 41,855 | $189,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 22,414 | $186,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 11,298 | $185,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 2,504 | $184,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 28,010 | $181,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,382 | $180,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 604 | $179,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 24,151 | $177,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 34,432 | $176,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,446 | $174,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 23,849 | $168,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 3,769 | $165,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 11,250 | $160,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 2,800 | $156,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 62,640 | $156,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 14,669 | $153,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 10,372 | $152,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 21,185 | $151,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 2,677 | $148,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 12,900 | $147,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 12,072 | $145,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 18,000 | $145,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 19,267 | $142,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 13,777 | $141,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 20,473 | $133,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 2,167 | $133,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 11,528 | $132,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,009 | $131,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 34,905 | $131,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 947 | $131,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 1,277 | $127,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,362 | $125,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 2,720 | $124,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 13,225 | $124,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 11,924 | $123,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,370 | $117,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 17,942 | $113,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 11,283 | $112,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 13,294 | $112,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 685 | $111,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 10,253 | $111,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 11,576 | $109,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 23,576 | $109,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,330 | $105,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 11,757 | $103,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 13,798 | $103,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 26,900 | $103,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 10,534 | $103,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 31,378 | $100,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 58,000 | $100,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 19,132 | $95,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 27,876 | $94,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 10,095 | $87,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,480 | $83,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 821 | $82,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 11,210 | $75,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 2,134 | $75,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 10,000 | $73,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 12,898 | $70,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 13,506 | $65,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 939 | $64,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 2,066 | $59,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 12,588 | $58,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 12,215 | $58,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 366 | $57,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 10,991 | $55,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 11,466 | $54,000 | thousands by filing date | |
| Yogaworks, Inc. | 986005106 | com | 45,000 | $54,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 20,000 | $47,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 1,641 | $46,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 47,282 | $42,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 342 | $38,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 13,500 | $36,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 41,220 | $33,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 20,000 | $31,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 340 | $30,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,320 | $30,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 10,000 | $28,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 200 | $22,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 86 | $19,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 400 | $10,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 200 | $9,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 52 | $6,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 41 | $5,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 250 | $4,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 105 | $4,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 47 | $3,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 40 | $2,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 9 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000757657-18-000039 | this filing | 2018-11-14 | acceptance time not in the bulk data set |