13F-HR filed by CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CONCOURSE FINANCIAL GROUP SECURITIES, INC. filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-07, with 22,152 holding rows worth $1,401,123,837.
- Accession
- 0000752798-24-000001
- Filer
- CIK 752798
- Filed
- 2024-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 22,152 entries on the cover page, a total value of $1,401,123,837 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,401,123,837 with VALUE read as dollars as filed, 13F file number 028-18928. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerProtective Life Corporation 028-18945
- included managerDai-Ichi Life Holdings, Inc 028-06348
- included managerDai-Ichi Life International LTD 028-23254
- included managerDai-Ichi Life International Holdings, LLC 028-23255
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BIOSIG TECHNOLOGIES INC | 09073N951 | COM NEW | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AULT ALLIANCE INC | 09175M908 | COM | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CELULARITY INC | 151190905 | COM CL A | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CELULARITY INC | 151190955 | COM CL A | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARAVIVE INC | 03890D908 | COM | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENGAGESMART INC | 29283F953 | COMMON STOCK | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H229 | STERLING CAP DIV | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INNOVATOR ETFS TR | 45782C177 | DOUBLE STKR JAN | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EFFECTOR THERAPEUTICS INC | 28202V958 | COM | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INFOBIRD CO LTD | G47724128 | SHS | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REBORN COFFEE INC | 75618M107 | COMMON STOCK | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ZHONGCHAO INC | G9897X107 | CL A | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RETO ECO SOLUTIONS INC | G75271117 | SHS NEW | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JASPER THERAPEUTICS INC | 471871903 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SOVOS BRANDS INC | 84612U957 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ESPORTS ENTMT GROUP INC | 29667K116 | *W EXP 04/16/202 | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PACER FDS TR | 69374H444 | METAURUS CAP 300 | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TIDAL ETF TR | 886364686 | SOFI SMART ENRGY | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXCHANGE LISTED FDS TR | 30151E906 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXCHANGE LISTED FDS TR | 30151E956 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PERASO INC | 71360T901 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PERASO INC | 71360T951 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLUEGREEN VACATIONS HLDG COR | 096308951 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXCHANGE LISTED FDS TR | 30151E902 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXCHANGE LISTED FDS TR | 30151E952 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXCHANGE LISTED FDS TR | 30151E903 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXCHANGE LISTED FDS TR | 30151E953 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GENPREX INC | 372446904 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GENPREX INC | 372446954 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SINO-GLOBAL SHIPPING AMER LT | 82935V908 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SINO-GLOBAL SHIPPING AMER LT | 82935V958 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RPT REALTY | 74971D901 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RPT REALTY | 74971D951 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ADVERUM BIOTECHNOLOGIES INC | 00773U908 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ADVERUM BIOTECHNOLOGIES INC | 00773U958 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HOMOLOGY MEDICINES INC | 438083957 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRINITY BIOTECH PLC | 896438906 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AEVA TECHNOLOGIES INC | 00835Q903 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AEVA TECHNOLOGIES INC | 00835Q953 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AFFIMED N V | N01045908 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AFFIMED N V | N01045958 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BEST INC | 08653CAB2 | NOTE 1.750%10/0 | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BETTER CHOICE CO INC | 08771Y903 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CAREMAX INC | 14171W903 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CAREMAX INC | 14171W953 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FAZE HOLDINGS INC | 31423J952 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RAIN THERAPEUTICS INC | 75082Q955 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MYMD PHARMACEUTICALS INC | 62856X902 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JASPER THERAPEUTICS INC | 471871953 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MEDAVAIL HOLDINGS INC | 58406B902 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MEDAVAIL HOLDINGS INC | 58406B952 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AGEAGLE AERIAL SYS INC NEW | 00848K901 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BETTER CHOICE CO INC | 08771Y953 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BETTER THERAPEUTICS INC | 08773T904 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BETTER THERAPEUTICS INC | 08773T954 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FG GROUP HOLDINGS INC | 302462906 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FG GROUP HOLDINGS INC | 302462956 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314906 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314956 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H906 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H956 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NORTHERN STAR INVSTMNT CORP | 66573W907 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NORTHERN STAR INVSTMNT CORP | 66573W957 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARRIVAL | 04271QAB2 | NOTE 3.500%12/0 | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARROW INVTS TR | 042765907 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARROW INVTS TR | 042765957 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BIO-PATH HLDGS INC | 09057N950 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CASTOR MARITIME INC | Y1146L905 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CASTOR MARITIME INC | Y1146L955 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS GRP COMMDTY TR | 26923H950 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS GRP COMMDTY TR | 26923H909 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS GRP COMMDTY TR | 26923H959 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G951 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G906 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G956 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G903 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G953 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G905 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G955 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G900 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G950 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G909 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G959 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922B626 | DEFIANCE PURE | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HARPOON THERAPEUTICS INC | 41358P905 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HARPOON THERAPEUTICS INC | 41358P955 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALTITUDE ACQUISITION CORP | 02156Y953 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V906 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V956 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EVAXION BIOTECH A S | 29970R905 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EVAXION BIOTECH A S | 29970R955 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LM FDG AMER INC | 502074954 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CERBERUS CYBER SENTINEL CORP | 15672X902 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CERBERUS CYBER SENTINEL CORP | 15672X952 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CURO GROUP HLDGS CORP | 23131L957 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NUVVE HOLDING CORP | 67079Y900 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NUVVE HOLDING CORP | 67079Y950 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AKERNA CORP | 00973W900 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AKERNA CORP | 00973W950 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHARGE ENTERPRISES INC | 159610954 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RAYZEBIO INC | 75525N907 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RAYZEBIO INC | 75525N957 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NATURA &CO HLDG S A | 63884N908 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VACCINEX INC | 918640952 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ASSEMBLY BIOSCIENCES INC | 045396908 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ASSEMBLY BIOSCIENCES INC | 045396958 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GRAPHITE BIO INC | 38870X904 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PHAXIAM THERAPEUTICS S A | 29604W907 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PHAXIAM THERAPEUTICS S A | 29604W957 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WNS HOLDINGS LTD | 92932M951 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GT BIOPHARMA INC | 36254L909 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GT BIOPHARMA INC | 36254L959 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K902 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K952 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| THESEUS PHARMACEUTICALS INC | 88369M901 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| THESEUS PHARMACEUTICALS INC | 88369M951 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189Y903 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189Y953 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ATRECA INC | 04965G959 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AULT ALLIANCE INC | 09175M958 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LUTHER BURBANK CORP | 550550907 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LUTHER BURBANK CORP | 550550957 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E905 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E955 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STARTEK INC | 85569C957 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ONCTERNAL THERAPEUTICS INC | 68236P907 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ONCTERNAL THERAPEUTICS INC | 68236P957 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEMAURA MED INC | 640442908 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEMAURA MED INC | 640442958 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVITAE CORP | 46185LAF0 | NOTE 1.500% 4/0 | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| 180 LIFE SCIENCES CORP | 68236V903 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| 180 LIFE SCIENCES CORP | 68236V953 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APPLIED OPTOELECTRONICS INC | 03823UAB8 | NOTE 5.000% 3/1 | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ESPORTS ENTMT GROUP INC | 29667K903 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ESPORTS ENTMT GROUP INC | 29667K953 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E902 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E952 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E907 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E957 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37960A586 | CARBON CREDITS | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PRECISION BIOSCIENCES INC | 74019P908 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PRECISION BIOSCIENCES INC | 74019P958 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| YATSEN HLDG LTD | 985194909 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| YATSEN HLDG LTD | 985194959 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARAVIVE INC | 03890D958 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EFFECTOR THERAPEUTICS INC | 28202V908 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EIGER BIOPHARMACEUTICALS INC | 28249U905 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EIGER BIOPHARMACEUTICALS INC | 28249U955 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SAFEGUARD SCIENTIFICS INC | 786449957 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTRUSION INC | 46121E905 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTRUSION INC | 46121E955 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000752798-24-000001 | this filing | 2024-02-07 | acceptance time not in the bulk data set |