13F-HR filed by CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CONCOURSE FINANCIAL GROUP SECURITIES, INC. filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-01-30, with 22,253 holding rows worth $1,234,581,486.
- Accession
- 0000752798-23-000004
- Filer
- CIK 752798
- Filed
- 2023-01-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 22,253 entries on the cover page, a total value of $1,234,581,486 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,234,581,486 with VALUE read as dollars as filed, 13F file number 028-18928. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BANCO SANTANDER MEXICO S A | 05969B903 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ECOARK HLDGS INC | 27888N907 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ECOARK HLDGS INC | 27888N957 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FINCH THERAPEUTICS GROUP INC | 31773D901 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FINCH THERAPEUTICS GROUP INC | 31773D951 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GALMED PHARMACEUTICALS LTD | M47238906 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GALMED PHARMACEUTICALS LTD | M47238956 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SEACHANGE INTL INC | 811699907 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LORDSTOWN MOTORS CORP | 54405Q950 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| METALS ACQUISITION CORP | G60405118 | UNIT 99/99/9999 | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NXT-ID INC | 67091J904 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NXT-ID INC | 67091J954 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESTMENT MANAGERS SER TR I | 46144X875 | AXS SHRT CHINA | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESTMENT MANAGERS SER TR I | 46144X644 | AXS SHRT DE SPAC | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LEAP THERAPEUTICS INC | 52187K901 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LEAP THERAPEUTICS INC | 52187K951 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| XENETIC BIOSCIENCES INC | 984015903 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| XENETIC BIOSCIENCES INC | 984015953 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VBI VACCINES INC | 91822J903 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VBI VACCINES INC | 91822J953 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VENATOR MATLS PLC | G9329Z900 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VENATOR MATLS PLC | G9329Z950 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90274E257 | ETRACS NYSE | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AGROFRESH SOLUTIONS | 00856G909 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AGROFRESH SOLUTIONS | 00856G959 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARRIVAL GROUP | L0423Q958 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLUE SAFARI GRP ACQUISITN CO | G1195R122 | UNIT 06/10/2026 | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALYXT INC | 13173L907 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALYXT INC | 13173L957 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHARAH SOLUTIONS INC | 15957P903 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHARAH SOLUTIONS INC | 15957P953 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CVENT HOLDING CORP | 126677953 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CYCLERION THERAPEUTICS INC | 23255M905 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CYCLERION THERAPEUTICS INC | 23255M955 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HEPION PHARMACEUTICALS INC | 426897904 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HEPION PHARMACEUTICALS INC | 426897954 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N901 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N951 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIGHTNING EMOTORS INC | 53228T901 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIGHTNING EMOTORS INC | 53228T951 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEUBASE THERAPEUTICS INC | 64132K902 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEUBASE THERAPEUTICS INC | 64132K952 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESTMENT MANAGERS SER TR I | 46144X677 | AXS 2X NKE BULL | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESTMENT MANAGERS SER TR I | 46144X685 | AXS 2X NKE BEAR | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESTMENT MANAGERS SER TR I | 46144X727 | AXS 2X PFE BEAR | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESTMENT MANAGERS SER TR I | 46144X735 | AXS 2X PFE BULL | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESTMENT MANAGERS SER TR I | 46144X776 | AXS 1.5X PYPL BR | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HORIZON ACQUISITION CORPORAT | G46044906 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HORIZON ACQUISITION CORPORAT | G46044956 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MONEYLION INC | 60938K906 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MONEYLION INC | 60938K956 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IMPERIAL PETE INC | Y3894J904 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IMPERIAL PETE INC | Y3894J954 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IMV INC | 44974L901 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IMV INC | 44974L951 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VERASTEM INC | 92337C904 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VERASTEM INC | 92337C954 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ASPIRA WOMENS HEALTH INC | 04537Y909 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ASPIRA WOMENS HEALTH INC | 04537Y959 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHEMBIO DIAGNOSTICS INC | 163572909 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHEMBIO DIAGNOSTICS INC | 163572959 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CYXTERA TECHNOLOGIES INC | 23284C902 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CYXTERA TECHNOLOGIES INC | 23284C952 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GRANITESHARES ETF TR | 38747R876 | 1X SHRT TSLA DLY | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HESKA CORP | 42805E906 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HESKA CORP | 42805E956 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HEXO CORP | 428304956 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L908 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L958 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPINNAKER ETF SERIES | 84858T301 | UVA DIVIDEND VAL | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MARPAI INC | 571354909 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MARPAI INC | 571354959 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ATI PHYSICAL THERAPY INC | 00216W909 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ATI PHYSICAL THERAPY INC | 00216W959 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DAVIDSTEA INC | 238661902 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DAVIDSTEA INC | 238661952 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENGINE GAMING AND MEDIA INC | 29287W902 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENGINE GAMING AND MEDIA INC | 29287W952 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PEAR THERAPEUTICS INC | 704723955 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| THOMSON REUTERS CORP | 884903909 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VINCO VENTURES INC | 927330950 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WHEELS UP EXPERIENCE INC | 96328L906 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WHEELS UP EXPERIENCE INC | 96328L956 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ATLAS TECHNICAL CONSULTANTS | 049430901 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ATLAS TECHNICAL CONSULTANTS | 049430951 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AUDACY INC | 05070N903 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AUDACY INC | 05070N953 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BOXED INC | 103174958 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENTERA BIO LTD | M40527117 | *W EXP 06/27/202 | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL CORD BLOOD CORPORATIO | G39342903 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL CORD BLOOD CORPORATIO | G39342953 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OZON HLDGS PLC | 69269L904 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NORTHERN LTS FD TR II | 66538F249 | LIFEGOAL WEALTH | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NORTHERN LTS FD TR II | 66538F256 | LIFEGOAL HOMEOWN | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MULLEN AUTOMOTIVE INC | 62526P909 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MULLEN AUTOMOTIVE INC | 62526P959 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MUSTANG BIO INC | 62818Q904 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MUSTANG BIO INC | 62818Q954 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VISLINK TECHNOLOGIES INC | 92836Y900 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VISLINK TECHNOLOGIES INC | 92836Y950 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALPHA ARCHITECT ETF TR | 02072L854 | UPHOLDINGS COMPN | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALPINE 4 HOLDINGS INC | 02083E905 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALPINE 4 HOLDINGS INC | 02083E955 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BRIGHT HEALTH GROUP INC | 10920V907 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BRIGHT HEALTH GROUP INC | 10920V957 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENVVENO MEDICAL CORPORATION | 29415J114 | *W EXP 05/30/202 | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SEMA4 HOLDINGS CORP | 81663L951 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STRONGHOLD DIGITAL MINING IN | 86337R903 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STRONGHOLD DIGITAL MINING IN | 86337R953 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VISTAGEN THERAPEUTICS INC | 92840H902 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VISTAGEN THERAPEUTICS INC | 92840H952 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BROADMARK RLTY CAP INC | 11135B900 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BROADMARK RLTY CAP INC | 11135B950 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G904 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G954 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SKILLZ INC | 83067L959 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SATSUMA PHARMACEUTICALS INC | 80405P907 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SATSUMA PHARMACEUTICALS INC | 80405P957 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUMO LOGIC INC | 86646P953 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ORBITAL ENERGY GROUP INC | 68559A909 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ORBITAL ENERGY GROUP INC | 68559A959 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIPOCINE INC NEW | 53630X904 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIPOCINE INC NEW | 53630X954 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIQTECH INTL INC | 53632A901 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIQTECH INTL INC | 53632A951 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H763 | DIGITAL ASTS MNG | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H903 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H953 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CODIAK BIOSCIENCES INC | 192010906 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CODIAK BIOSCIENCES INC | 192010956 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SHAPEWAYS HOLDINGS INC | 81947T902 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SHAPEWAYS HOLDINGS INC | 81947T952 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PENN VA CORP NEW | 70788V952 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LISTED FD TR | 53656F326 | ALPHA LARGE CAP | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LISTED FD TR | 53656F334 | ALPHA INTELLIGEN | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LISTED FD TR | 53656F902 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LISTED FD TR | 53656F952 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LISTED FD TR | 53656F185 | MORGAN CREEK EXO | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MAXAR TECHNOLOGIES INC | 57778K955 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ROC ENERGY ACQUISITION CORP | 77118V207 | UNIT 11/30/2028 | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OFFERPAD SOLUTIONS INC | 67623L909 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OFFERPAD SOLUTIONS INC | 67623L959 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WEJO GROUP LIMITED | G9525W909 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WEJO GROUP LIMITED | G9525W959 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H903 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06738C954 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06740P904 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06740P954 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06740P901 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06746P906 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06746P956 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06746P904 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06746P954 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06746P900 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06746P950 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460G427 | DIREXION MRNA | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78470E403 | SPDR BLMBERG SAS | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SERIES PORTFOLIOS TR | 81752T585 | SUBVERSIVE META | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SERIES PORTFOLIOS TR | 81752T905 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SERIES PORTFOLIOS TR | 81752T955 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06746P901 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06746P951 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06746P909 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06746P959 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06746P908 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06746P958 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06746P902 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06746P952 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06746P905 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06746P955 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06745T908 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EVELO BIOSCIENCES INC | 299734903 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EVELO BIOSCIENCES INC | 299734953 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GREENIDGE GENERATION HLDGS I | 39531G900 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GREENIDGE GENERATION HLDGS I | 39531G950 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SMART FOR LIFE INC | 83204U103 | COMMON STOCK | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA INC | 89421B909 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA INC | 89421B959 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TREAN INS GROUP INC | 89457R901 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TREAN INS GROUP INC | 89457R951 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROGRESS ACQUISITION CORP | 74327P204 | UNIT 12/25/2025 | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LISTED FD TR | 53656F367 | ROUNDHILL CANNAB | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMRYT PHARMA PLC | 03217L906 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DOMA HOLDINGS INC | 25703A904 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DOMA HOLDINGS INC | 25703A954 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EVOQUA WATER TECHNOLOGIES CO | 30057T905 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EVOQUA WATER TECHNOLOGIES CO | 30057T955 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FORESIGHT AUTONOMOUS HLDGS L | 345523904 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FORESIGHT AUTONOMOUS HLDGS L | 345523954 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TIDAL ETF TR | 886364908 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TIDAL ETF TR | 886364958 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PLX PHARMA INC | 72942A907 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OUSTER INC | 68989M903 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OUSTER INC | 68989M953 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KIMBALL INTL INC | 494274903 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KIMBALL INTL INC | 494274953 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC | 00484M901 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC | 00484M951 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ACTELIS NETWORKS INC | 00503R102 | COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ACUITYADS HLDGS INC | 00510L956 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BEST INC | 08653C902 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BEST INC | 08653C952 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CARDIOVASCULAR SYS INC DEL | 141619956 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXELA TECHNOLOGIES INC | 30162V906 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXELA TECHNOLOGIES INC | 30162V956 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GROVE COLLABORATIVE HOLD INC | 39957D902 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GROVE COLLABORATIVE HOLD INC | 39957D952 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SIGILON THERAPEUTICS INC | 82657L907 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SIGILON THERAPEUTICS INC | 82657L957 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STEEL CONNECT INC | 858098906 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STEEL CONNECT INC | 858098956 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ADAMIS PHARMACEUTICALS CORP | 00547W908 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ADAMIS PHARMACEUTICALS CORP | 00547W958 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APOLLO ENDOSURGERY INC | 03767D958 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TCR2 THERAPEUTICS INC | 87808K906 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TCR2 THERAPEUTICS INC | 87808K956 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ONCORUS INC | 68236R953 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ONCOSEC MED INC | 68234L905 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ONCOSEC MED INC | 68234L955 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JOUNCE THERAPEUTICS INC | 481116901 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JOUNCE THERAPEUTICS INC | 481116951 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y321 | DRONE TECH ETF | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y339 | MANAGED BTC STRA | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APTINYX INC | 03836N903 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC | 03835T900 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC | 03835T950 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BIOCEPT INC | 09072V901 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BIOCEPT INC | 09072V951 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CBDMD INC | 12482W901 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CBDMD INC | 12482W951 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NANTHEALTH INC | 630104905 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NANTHEALTH INC | 630104955 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NATIONAL ENERGY SERVICES REU | G6375R957 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARIES I ACQUISITION CORP | G0542N907 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARIES I ACQUISITION CORP | G0542N957 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BIRD GLOBAL INC | 09077J907 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BIRD GLOBAL INC | 09077J957 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BITNILE HOLDINGS INC | 09175M901 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BITNILE HOLDINGS INC | 09175M951 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EASTSIDE DISTILLING INC | 277802902 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EASTSIDE DISTILLING INC | 277802952 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RAMACO RES INC | 75134P903 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RAMACO RES INC | 75134P953 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INDUS REALTY TRUST INC | 45580R903 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INDUS REALTY TRUST INC | 45580R953 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IZEA WORLDWIDE INC | 46604H905 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IZEA WORLDWIDE INC | 46604H955 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LOCAL BOUNTI CORP | 53960E906 | CALL | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LOCAL BOUNTI CORP | 53960E956 | PUT | 0 | $0 | dollars as filed | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000752798-23-000004 | this filing | 2023-01-30 | acceptance time not in the bulk data set |