13F-HR filed by CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CONCOURSE FINANCIAL GROUP SECURITIES, INC. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-09, with 20,921 holding rows worth $1,637,494,000.
- Accession
- 0000752798-21-000018
- Filer
- CIK 752798
- Filed
- 2021-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 20,921 entries on the cover page, a total value of $1,637,494,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,637,494,000 with VALUE read as thousands by filing date, 13F file number 028-18928. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MUDRICK CAPITAL ACQU CORP II | 62477L206 | UNIT 99/99/9999 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OTR ACQUISITION CORP | 67113Q204 | UNIT 10/01/2025 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CASCADE ACQUISITION CORP | 147151104 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MOLECULAR DATA INC | 60852L106 | SPONSORED ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OMNICHANNEL ACQUISITION CORP | 68218L207 | UNIT 99/99/9999 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347G655 | ULT MSCIBZL CAPP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DYNAMICS SPECIAL PURPOSE COR | 268010105 | CLASS A COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HISTOGEN INC | 43358Y103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OMNICHANNEL ACQUISITION CORP | 68218L108 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERANT BANCORP INC | 023576200 | CL B | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| METROMILE INC | 591697115 | *W EXP 02/09/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SOFTWARE ACQUISITN GRP INC I | 83407J111 | *W EXP 02/02/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PERELLA WEINBERG PARTNERS | 71367G110 | *W EXP 12/31/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TREPONT ACQUISITION COR-CW26 | G9095M127 | *W EXP 11/24/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DECARBONIZATION PLUS ACQUISITION CORP III | 24279D113 | *W EXP 03/19/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEW AGE ALPHA TR | 64157X203 | AVDR US LRGCP ES | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLEANTECH ACQUISITION CORP | 18453L107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DPCM CAP INC | 23344P119 | *W EXP 10/14/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| G3 VRM ACQUISITION CORP | 362425100 | CLASS A COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| G3 VRM ACQUISITION CORP | 362425126 | RIGHT 06/29/2026 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOLDEN PATH ACQUISITION CORP | G4028H113 | RIGHT 01/31/2028 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FAZE HOLDINGS INC WT EXP 030128 | 05601V111 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STARRY GROUP HOLDINGS INC WT EXP 032927 | 33765Y119 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| 4D PHARMA PLC | 35085K117 | *W EXP 03/22/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MARKETWISE INC | 57064P115 | *W EXP 07/19/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOLDEN PATH ACQUISITION CORP | G4028H139 | UNIT 01/31/2028 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DUDDELL STREET ACQUISITN COR | G28553116 | *W EXP 99/99/999 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SOFTWARE ACQUISITN GRP INC I | 83407J202 | UNIT 03/01/2028 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BROOKLINE CAP ACQUISITION CO | 11374E112 | *W EXP 08/31/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOBI ACQUISITION CORP | G4022Y104 | CLASS A ORD SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CASCADE ACQUISITION CORP WT EXP 113027 | 147151112 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARCLIGHT CLEAN TRANSITION II | G0R21B120 | UNIT 03/16/2028 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIGITALBRIDGE GROUP INC | 25401T908 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIGITALBRIDGE GROUP INC | 25401T958 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A461 | AI PWD INTL EQTY | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ORCHID IS CAP INC | 68571X903 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ORCHID IS CAP INC | 68571X953 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SAILPOINT TECHNOLOGIES HLDGS | 78781P905 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SAILPOINT TECHNOLOGIES HLDGS | 78781P955 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ROOT INC | 77664L908 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ROOT INC | 77664L958 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SENTAGE HOLDINGS INC | G8062B106 | ORD SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CDK GLOBAL INC | 12508E901 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXELA TECHNOLOGIES INC | 30162V959 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HEALTHCARE TR AMER INC | 42225P951 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PERSHING SQUARE TONTINE HLDG | 71531R909 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PERSHING SQUARE TONTINE HLDG | 71531R959 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUNDIAL GROWERS INC | 86730L909 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUNDIAL GROWERS INC | 86730L959 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RADIUS HEALTH INC | 750469907 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RATTLER MIDSTREAM LP | 75419T903 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RBB FD INC | 74933W734 | DRIVEWEALTH STE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALPHA CAPITAL ACQUISITION CO | G0316P114 | UNIT 02/16/2026 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WHITING PETE CORP NEW | 966387908 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WHITING PETE CORP NEW | 966387958 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WELBILT INC | 949090904 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SOS LIMITED | 83587W906 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CENTENNIAL RESOURCE DEV INC | 15136A902 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CENTENNIAL RESOURCE DEV INC | 15136A952 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CORNERSTONE BLDG BRANDS INC | 21925D909 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COHERENT INC | 192479903 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COHERENT INC | 192479953 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FAST ACQUISITION CORP | 311875116 | W EXP 08/25/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL BETA ETF TR | 37959X209 | LOW BETA ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AGRICO ACQUISITION CORP | G41089114 | *W EXP 07/08/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHW ACQUISITION CORPORATION | G2254A125 | *W EXP 09/01/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 46435U382 | MSCI JP EQUL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RADIUS HEALTH INC | 750469957 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A495 | VOLSHARES LARG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TIDAL ETF TR | 886364751 | EUCLID CAP GRWT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL SPAC PARTNERS CO | G3934K137 | UNIT 03/12/2026 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INFOBIRD CO LTD | G47724102 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| G3 VRM ACQUISITION CORP | 362425209 | UNIT 06/29/2026 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| QUDIAN INC | 747798AB2 | NOTE 1.000% 7/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NORTHERN LIGHTS ACQUISITN CO | 66538L204 | UNIT 11/01/2027 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460G559 | DAILY 5G COMMUNI | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CF ACQUISITION CORP VI | 12521J202 | UNIT 99/99/9999 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FAST ACQUISITION CORP | 311875207 | UNIT 99/99/9999 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J126 | *W EXP 03/14/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CITIUS PHARMACEUTICALS INC | 17322U116 | *W EXP 08/08/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460G534 | LOW PRICED STK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNCOMMON INVESTMENT FUNDS TR | 90431R209 | PORTFOLIO DESIGN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 46435G722 | JPX NIKKEI 400 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBIS ACQUISITION CORP | 379582109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Globis Acquisition Corp | 379582117 | *W EXP 11/01/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MMTEC INC | G6181K106 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PIVOTAL HOLDINGS CORP | G7315C119 | *W EXP 01/19/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIGITAL ALLY INC | 25382P958 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| 17 ED & TECHNOLOGY GROUP INC | 81807M106 | ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E448 | RUSELL1000 GWT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| QUHUO LTD | 74841Q100 | ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Direxion Daily Cloud Computing Bear 2X Shares | 25460G633 | DAILY CLUD BER2X | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CBM BANCORP INC | 1248XT104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SOS LIMITED | 83587W956 | Option | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REDBALL ACQUISITION CORP | G7417R905 | COM CL A | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REDBALL ACQUISITION CORP | G7417R955 | COM CL A | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RIBBIT LEAP LTD | G7552B905 | SHS CL A | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RIBBIT LEAP LTD | G7552B955 | SHS CL A | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AUTOWEB INC | 05335B900 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AVALO THERAPEUTICS INC | 05338F908 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AVALO THERAPEUTICS INC | 05338F958 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CREATD INC | 225265907 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GTY TECHNOLOGY HOLDINGS INC | 362409954 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENVERIC BIOSCIENCES INC | 29405E909 | COM NEW | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EPIZYME INC | 29428V954 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GREENLANE HLDGS INC | 395330953 | CL A | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NATWEST GROUP PLC | 639057958 | SPONS ADR 2 ORD | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEOPHOTONICS CORP | 64051T900 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEOPHOTONICS CORP | 64051T950 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| METROMILE INC | 591697907 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| METROMILE INC | 591697957 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SHARPS COMPLIANCE CORP | 820017901 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SHIFTPIXY INC | 82452L903 | COM NEW | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SHIFTPIXY INC | 82452L953 | COM NEW | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SOLENO THERAPEUTICS INC | 834203900 | COM NEW | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RATTLER MIDSTREAM LP | 75419T953 | COM UNITS | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TURNING POINT THERAPEUTICS I | 90041T908 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TURNING POINT THERAPEUTICS I | 90041T958 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CC NEUBERGER PRIN HLDGS II | G3166T903 | SHS CL A | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CC NEUBERGER PRIN HLDGS II | G3166T953 | SHS CL A | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHEETAH MOBILE INC | 163075904 | ADR | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHEETAH MOBILE INC | 163075954 | ADR | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CDK GLOBAL INC | 12508E951 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058903 | COM NEW | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058953 | COM NEW | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DPCM CAP INC | 23344P901 | COM CL A | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CATCHMARK TIMBER TR INC | 14912Y902 | CL A | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLUEKNIGHT ENERGY PARTNERS L | 09625U959 | COM UNIT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIGITAL ALLY INC | 25382P908 | COM NEW | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CORNERSTONE BLDG BRANDS INC | 21925D959 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXELA TECHNOLOGIES INC | 30162V909 | COM NEW | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PLURISTEM THERAPEUTICS INC | 72940R900 | COM NEW | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PLURISTEM THERAPEUTICS INC | 72940R950 | COM NEW | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FAST ACQUISITION CORP | 311875908 | COM CL A | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FAST ACQUISITION CORP | 311875958 | COM CL A | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HEMISPHERE MEDIA GROUP INC | 42365Q903 | CL A | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HIPPO HLDGS INC | 433539903 | COMMON STOCK | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HIPPO HLDGS INC | 433539953 | COMMON STOCK | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IT TECH PACKAGING INC | 46527C900 | COM NEW | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NATWEST GROUP PLC | 639057908 | SPONS ADR 2 ORD | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TYME TECHNOLOGIES INC | 90238J903 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WELBILT INC | 949090954 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NOBLE CORP NEW | G6610J959 | SHS | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HOEGH LNG PARTNERS LP | Y3262R950 | COM UNIT LTD | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ADITXT INC | 007025909 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975902 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975952 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SIERRA ONCOLOGY INC | 82640U954 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EPIZYME INC | 29428V904 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| POWER & DIGITAL INFRA ACQ CO | 739190114 | *W EXP 02/12/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RBB FD INC | 74933W742 | DRIVEWEALTH POWR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL BETA ETF TR | 37959X308 | RISING STARS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WSHARES ENHANCED GOLD ETF | 972005102 | UNITS FRACTIONAL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COLLABORATIVE INVESTMNT SER | 19423L649 | DE SPAC ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MALLARD ACQUISITION CORP | 561204207 | UNIT 06/30/2027 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ADITX THERAPEUTICS INC | 007025959 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CATCHMARK TIMBER TR INC | 14912Y952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CEDAR REALTY TRUST INC | 150602905 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CEDAR REALTY TRUST INC | 150602955 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHW ACQUISITION CORPORATION | G2254A117 | UNIT 03/01/2028 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ABEONA THERAPEUTICS INC | 00289Y907 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ABEONA THERAPEUTICS INC | 00289Y957 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AUTOWEB INC | 05335B950 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A905 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A955 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ACCURAY INC | 004397AH8 | NOTE 3.750% 7/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GREENLANE HLDGS INC | 395330903 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CMC MATERIALS INC | 12571T900 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CMC MATERIALS INC | 12571T950 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PS BUSINESS PKS INC CALIF | 69360J907 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PS BUSINESS PKS INC CALIF | 69360J957 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLUEKNIGHT ENERGY PARTNERS L | 09625U909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEENAH INC | 640079909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEENAH INC | 640079959 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEUROBO PHARMACEUTICALS INC | 64132R907 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEUROBO PHARMACEUTICALS INC | 64132R957 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NOBLE CORP NEW | G6610J909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HUANENG PWR INTL INC | 443304950 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COLLABORATIVE INVESTMNT SER | 19423L909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COLLABORATIVE INVESTMNT SER | 19423L959 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922B904 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922B954 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HEMISPHERE MEDIA GROUP INC | 42365Q953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GTY TECHNOLOGY HOLDINGS INC | 362409904 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SHARPS COMPLIANCE CORP | 820017951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SOLENO THERAPEUTICS INC | 834203950 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PLATINUM GROUP METALS LTD NOTE | 72765QAC0 | 6.875% 7/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DPCM CAP INC | 23344P951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J959 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NABRIVA THERAPEUTICS PLC | G63637903 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NABRIVA THERAPEUTICS PLC | G63637953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IT TECH PACKAGING INC | 46527C950 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIELD TRIP HEALTH LTD | 31656R902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIELD TRIP HEALTH LTD | 31656R952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENVERIC BIOSCIENCES INC | 29405E959 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LA JOLLA PHARMACEUTICAL CO | 503459904 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LA JOLLA PHARMACEUTICAL CO | 503459954 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TYME TECHNOLOGIES INC | 90238J953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SYROS PHARMACEUTICALS INC | 87184Q907 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SYROS PHARMACEUTICALS INC | 87184Q957 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SIERRA ONCOLOGY INC | 82640U904 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| YELLOWSTONE ACQUISITION CO COM CL A | 98566K105 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ORPHAZYME A S F UNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 687305102 | ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GENOCEA BIOSCIENCES INC | 372427951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DATTO HLDG CORP | 23821D900 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DATTO HLDG CORP | 23821D950 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIDI GLOBAL INC | 23292E908 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIDI GLOBAL INC | 23292E958 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARMSTRONG FLOORING INC | 04238R906 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PREFERRED APT CMNTYS INC | 74039L903 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PREFERRED APT CMNTYS INC | 74039L953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ION GEOPHYSICAL CORP | 462044907 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LUBYS INC | 549282901 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LUBYS INC | 549282951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENEL AMERICAS S A | 29274F904 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENEL AMERICAS S A | 29274F954 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ELECTRIC LAST MILE SOLUTNS I | 28489L904 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ELECTRIC LAST MILE SOLUTNS I | 28489L954 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JUPAI HLDGS LTD | 48205B907 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KALEIDO BIOSCIENCES INC | 483347900 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TIVITY HEALTH INC | 88870R902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TIVITY HEALTH INC | 88870R952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRECORA RES | 894648904 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRECORA RES | 894648954 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ANAPLAN INC | 03272L908 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ANAPLAN INC | 03272L958 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PACIFIC GLOBAL SENIOR LOAN ETF | 69434K403 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 46435U226 | IBONDS 21 TRM HG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347B706 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MALLARD ACQUISITION CORP | 561204116 | *W EXP 06/30/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OTR ACQUISITION CORP | 67113Q105 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| POEMA GLOBAL HOLDINGS CORP | G7154B107 | CL A SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TUATARA CAPITAL ACQUISITN CO | G9118J101 | CL A SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RIVERNORTH OPPORTUNITIES FD | 76881Y158 | RIGHT 11/05/2022 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OTR ACQUISITION CORP | 67113Q113 | *W EXP 11/30/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SEANERGY MARITIME HLDGS CORP | Y73760152 | *W EXP 05/13/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| POEMA GLOBAL HOLDINGS CORP | G7154B115 | *W EXP 01/08/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOPRO INC | 38268TAB9 | NOTE 3.500% 4/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARCHIMEDES TECH SPAC PARTNR | 039562202 | UNIT 03/10/2026 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARTISAN ACQUISITION CORP | G0509L110 | UNIT 03/26/2026 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRADEUP GLOBAL CORPORATION | G89877115 | *W EXP 04/27/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRADEUP GLOBAL CORPORATION | G89877123 | UNIT 99/99/9999 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TUATARA CAPITAL ACQUISITN CO | G9118J127 | UNIT 99/99/9999 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OMNICHANNEL ACQUISITION CORP | 68218L116 | *W EXP 12/30/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GROWTH CAP ACQUISITION CORP | 39986V107 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GROWTH CAP ACQUISITION CORP | 39986V206 | UNIT 06/01/2027 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPARTAN ACQUISITION CORP III | 84677R114 | *W EXP 02/04/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CF ACQUISITION CORP V | 12520R114 | *W EXP 01/25/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ECP ENVIRONMENTAL GW OPT COR | 26829T118 | *W EXP 03/01/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ECP ENVIRONMENTAL GW OPT COR | 26829T100 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N106 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N114 | *W EXP 09/30/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LI-CYCLE HOLDINGS CORP | 50202P113 | *W EXP 08/10/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUPERNOVA PARTNERS ACQUISTN | G8T86C113 | UNIT 99/99/9999 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| THAYER VENTURES ACQU CORP | 88332T118 | *W EXP 01/01/203 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| THAYER VENTURES ACQU CORP | 88332T100 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MERIDA MERGER CORP I | 58953M106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| YELLOWSTONE ACQUISITION CO | 98566K204 | UNIT 10/22/2025 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| YELLOWSTONE ACQUISITION CO | 98566K113 | *W EXP 10/21/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PETRA ACQUISITION INC | 716421110 | *W EXP 05/25/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VISTAS MEDIA ACQUISITION CO | 92840T107 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VISTAS MEDIA ACQUISITION CO | 92840T115 | *W EXP 08/01/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ROCKET LAB USA INC | 773122114 | *W EXP 07/30/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ROVER GROUP INC | 77936F111 | *W EXP 10/01/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ION GEOPHYSICAL CORP | 462044AJ7 | Bond | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N707 | VOLT FINTECH DIS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHINA SXT PHARMACEUTICALS IN | G2161P116 | ORD SHS NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BAOZUN INC | 06684LAB9 | NOTE 1.625% 5/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRADEUP GLOBAL CORPORATION | G89877107 | CLASS A ORD SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRANSAMERICA ETF TR | 89349P503 | DELTASHS S&P | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347B532 | MANAGED FUT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LISTED FD TR | 53656F458 | ROUNDHILL PRO | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TIDAL ETF TR | 886364694 | ICLIMA CLIMATE C | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A669 | NATIONWIDE RSK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INFUSIVE US TR | 45687D106 | COMPUNDING EQT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHINA JO-JO DRUGSTORES INC | G2124G104 | ORD SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922B881 | DEFIANCE NEXT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MALLARD ACQUISITION CORP | 561204108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| 51JOB INC | 316827904 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| US ECOLOGY INC | 91734M111 | WTS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PIVOTAL HOLDINGS CORP | G7315C127 | UNIT 01/19/2026 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GORES GUGGENHEIM INC | 38286Q206 | UNIT 03/25/2028 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| 51JOB INC | 316827954 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BOXED, INC. | 81787X205 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AGRICO ACQUISITION CORP | G41089122 | UNIT 99/99/9999 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOGO INC | 38046CAD1 | NOTE 6.000% 5/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AGF INVTS TR | 00110G887 | AGFIQ HEDGED DIV | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A677 | NATIONWIDE ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347G812 | ULTSHT CONS SERV | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N806 | VOLT POP CULTURE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBIS ACQUISITION CORP | 379582208 | UNIT 11/01/2025 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IMMURON LTD | Q4867H223 | *W EXP 06/08/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLUE HAT INTERACTIVE ENTMT T | G1329V106 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BOWLERO CORP | G4962C104 | EQUITY WRT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEW FRONTIER HEALTH CORP | G6461G106 | ORD SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EVOFEM BIOSCIENCES INC | 30048L954 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ION GEOPHYSICAL | 462044957 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SURGALIGN HOLDINGS INC | 86882C955 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JUST EAT TAKEAWAY COM N V | 48214T905 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESTMENT MANAGERS SER TR I | 46141T125 | CANNABIS GWT ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENDRA LIFE SCIENCES INC | 29273B112 | *W EXP 05/08/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| YUNHONG INTL RT | G98882130 | WARRANT AND RIGH | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LAIX INC | 50736W105 | ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| YUNHONG INTERNATIONAL | g98882106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HEALTHCARE CAPITAL CORP | 42228c200 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISOS ACQUISITION CORP | g4962c120 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LEO HOLDINGS III CORP | g5463t116 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| THIMBLE POINT ACQUISITION CO | 88408P206 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DECARBONIZATION PLUS ACQUISITI | 24279d204 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FORESIGHT ACQUISITION CORP UNI | 34552y205 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARK GLOBAL ACQUISITION CORP | 66981N202 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ATHENA TECHNOLOGY ACQUISITION | 04687a208 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MCAP ACQUISITION CORP | 55282t208 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CBRE ACQUISITION HOLDINGS INC | 12510j205 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VIRTUOSO ACQUISITION CORP | 92837j203 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALBERTON ACQUISITION CORP | G35006116 | UNIT 04/22/2020 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GREENSKY INC | 39572G900 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FALCON MINERALS CORP | 30607B909 | CL A COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FALCON MINERALS CORP | 30607B959 | CL A COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TANZANIAN GOLD CORP | 87601A907 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TANZANIAN GOLD CORP | 87601A957 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VIDLER WATER RESOUCES INC | 92660E907 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VIDLER WATER RESOUCES INC | 92660E957 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| THERAPEUTICSMD INC | 88338N907 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| THERAPEUTICSMD INC | 88338N957 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ASPEN TECHNOLOGY INC | 045327903 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L905 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L955 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ORTHO CLINICAL DIAGNOSTICS H | G6829J957 | ORD SHS | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPRING VY ACQUISITION CORP | G8377A908 | CL A | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GENOCEA BIOSCIENCES INC | 372427901 | COM NEW | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SLR SENIOR INVESTMENT CORP | 83416M905 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BP MIDSTREAM PARTNERS LP | 0556EL909 | UNIT LTD PTNR | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOLDEN NUGGET ONLINE GAMIN | 38113L907 | COM CL A | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOLDEN NUGGET ONLINE GAMIN | 38113L957 | COM CL A | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GORES GUGGENHEIM INC | 38286Q907 | CLASS A COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GORES GUGGENHEIM INC | 38286Q957 | CLASS A COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WISEKEY INTERNATIONAL HLDS L | 97727L900 | SPON ADS | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MGM GROWTH PPTYS LLC | 55303A905 | CL A COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MGM GROWTH PPTYS LLC | 55303A955 | CL A COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ZANITE ACQUISITION CORP | 98907K903 | COM CL A | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ZANITE ACQUISITION CORP | 98907K953 | COM CL A | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AGILE THERAPEUTICS INC | 00847L900 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VOLT INFORMATION SCIENCES IN | 928703907 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VOLT INFORMATION SCIENCES IN | 928703957 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MIMECAST LTD | G14838909 | ORD SHS | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MIMECAST LTD | G14838959 | ORD SHS | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R909 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R959 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| QUIDEL CORP | 74838J901 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| QUIDEL CORP | 74838J951 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| R1 RCM INC | 749397905 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A904 | SHS NEW | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HUTTIG BLDG PRODS INC | 448451904 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HUTTIG BLDG PRODS INC | 448451954 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MINERVA NEUROSCIENCES INC | 603380906 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MINERVA NEUROSCIENCES INC | 603380956 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| R1 RCM INC | 749397955 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BOTTOMLINE TECH DEL INC | 101388956 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K900 | COM NEW | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RISE ED CAYMAN LTD | 76761L902 | SPONSORED ADR | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BEST INC | 08653C906 | SPONSORED ADS | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BEST INC | 08653C956 | SPONSORED ADS | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALITHERA BIOSCIENCES INC | 13089P901 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTERSECT ENT INC | 46071F953 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PHOENIX NEW MEDIA LTD | 71910C903 | SPONSORED ADS | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPX FLOW INC | 78469X907 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPX FLOW INC | 78469X957 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SOC TELEMED INC | 78472F901 | COM CL A | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SOC TELEMED INC | 78472F951 | COM CL A | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAN NATIONAL GROUP INC | 02772A959 | COM NEW | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EVOFEM BIOSCIENCES INC | 30048L904 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESTORS BANCORP INC NEW | 46146L901 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESTORS BANCORP INC NEW | 46146L951 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| POLARITYTE INC | 731094908 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VEONEER INC | 92336X909 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VEONEER INC | 92336X959 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NCINO Inc May 20 2022 55 | 63947U907 | call | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPRING VY ACQUISITION CORP | G8377A958 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ORTHO CLINICAL DIAGNOSTICS H | G6829J907 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTRICON CORP | 46121H959 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTERSECT ENT INC | 46071F903 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OSI ETF TR | 67110P907 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OSI ETF TR | 67110P957 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OSI ETF TR | 67110P904 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OSI ETF TR | 67110P954 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A954 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AGILE THERAPEUTICS INC | 00847L950 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALITHERA BIOSCIENCES INC | 13089P951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| POLARITYTE INC | 731094958 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J908 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J958 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WISEKEY INTERNATIONAL HLDS L | 97727L950 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARMSTRONG FLOORING INC | 04238R956 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTRICON CORP | 46121H909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RISE ED CAYMAN LTD | 76761L952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IMPINJ INC | 453204AA7 | NOTE 2.000%12/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PHOENIX NEW MEDIA LTD | 71910C953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BOQII HLDG LTD | 09950L904 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BOQII HLDG LTD | 09950L954 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BP MIDSTREAM PARTNERS LP | 0556EL959 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| US ECOLOGY INC | 91734M903 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| US ECOLOGY INC | 91734M953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAN NATIONAL GROUP INC | 02772A909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K950 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SURGALIGN HOLDINGS INC | 86882C905 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JUPAI HLDGS LTD | 48205B957 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KALEIDO BIOSCIENCES INC | 483347950 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SOLAR SR CAP LTD | 83416M955 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DISCOVERY INC | 25470F902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DISCOVERY INC | 25470F952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EVOKE PHARMA INC | 30049G904 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EVOKE PHARMA INC | 30049G954 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ROTH CH ACQUISITION III CO | 77867Q201 | UNIT 02/26/2026 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N205 | UNIT 11/05/2025 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TAILWIND TWO ACQUISITION COR | G86613117 | UNIT 03/01/2028 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ORPHAZYME A S | 687305902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ORPHAZYME A S | 687305952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ODONATE THERAPEUTICS INC | 676079906 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ODONATE THERAPEUTICS INC | 676079956 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JUST EAT TAKEAWAY COM N V | 48214T955 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RESONANT INC | 76118L902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RESONANT INC | 76118L952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRITERRAS INC | G9103H902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRITERRAS INC | G9103H952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VERSO CORP | 92531L907 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VERSO CORP | 92531L957 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FORTERRA INC | 34960W906 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FORTERRA INC | 34960W956 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENOVIX CORPORATION | 293594115 | *W EXP 11/30/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AARONS HOLDINGS COMPANY INC | 00258R109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AULT GLOBAL HOLDINGS INC | 05150X104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EUROPEAN SUSTAINABLE GROWTH | G3194F109 | CL A SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PETRA ACQUISITION INC | 716421102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALKURI GLOBAL ACQUISITION CO | 66981N103 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALTIMAR ACQUISITION CORP II | G03709113 | UNIT 99/99/9999 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COUNTY BANCORP INC | 221907108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| THIMBLE POINT ACQUISITION CO | 88408P107 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ROTH CH ACQUISITION III CO | 77867Q102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BIG CYPRESS ACQUISITION CORP | 089115109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PACER FDS TR | 69374H592 | SALT LOW TRUBETA | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PACER FDS TR | 69374H618 | SALT HIG TRUBT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CITIC CAPITAL ACQUISITION CO | G21513125 | UNIT 99/99/9999 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TAILWIND TWO ACQUISITION COR | G86613125 | *W EXP 03/09/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CYXTERA TECHNOLOGIES INC | 23284C110 | *W EXP 09/10/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LISTED FD TR | 53656F615 | CABOT GROWTH ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CF ACQUISITION CORP V | 12520R106 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OUTLOOK THERAPEUTICS INC | 69012T115 | *W EXP 02/18/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347G747 | ULTPRO SHT 2017 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347G853 | ULSHRT TECH NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PUXIN LTD | 74704P108 | ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VPC IMPACT ACQ HOLD A -CW27 | 91835J116 | Warrant | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DECARBONIZATION PLUS ACQU II | 24279D105 | CLASS A COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KENSINGTON CAPITAL ACQUISITI | 49006L112 | *W EXP 02/23/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SWITCHBACK II CORPORATION | G8633T107 | *W EXP 01/07/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SWITCHBACK II CORPORATION | G8633T115 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| 890 5TH AVE PARTNERS INC | 28250A113 | *W EXP 01/12/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ION ACQUISITION CORP 2 LTD | G49393120 | UNIT 99/99/9999 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VPC IMPACT ACQU HOLDI III IN | 91835J207 | UNIT 99/99/9999 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STATE AUTO FINL CORP | 855707905 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STATE AUTO FINL CORP | 855707955 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APOLLO GLOBAL MGMT INC | 03768E905 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000752798-21-000018 | this filing | 2021-11-09 | acceptance time not in the bulk data set |