13F-HR filed by CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CONCOURSE FINANCIAL GROUP SECURITIES, INC. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-02, with 17,653 holding rows worth $1,330,235,000.
- Accession
- 0000752798-21-000003
- Filer
- CIK 752798
- Filed
- 2021-02-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 17,653 entries on the cover page, a total value of $1,330,235,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,330,235,000 with VALUE read as thousands by filing date, 13F file number 028-18928. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PREMIER FINANCIAL CORP | 74052F958 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALLOVIR INC | 019818903 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALLOVIR INC | 019818953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HEARTLAND FINL USA INC | 42234Q952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EYENOVIA INC | 30234E954 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ANGI HOMESERVICES INC | 00183L902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INDEPENDENT BK GROUP INC | 45384B906 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INDEPENDENT BK GROUP INC | 45384B956 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Mid-Southern Bancorp | 59548Q107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RIBBIT LEAP LTD | G7552B105 | SHS CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LEAF GROUP LTD | 52177G102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CATALENT INC | 148806902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K907 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K957 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AKOUSTIS TECHNOLOGIES INC | 00973N952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AVANGRID INC | 05351W903 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BINAH CAP GROUP INC | 496861204 | BCG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UBS AG LONDON BRANCH | 90269A351 | ETRACS INDEX ETN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEW YORK LIFE INVESTMENTS ET | 45409B362 | NYLI 500 INTERNA | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARISTA NETWORKS INC | 040413906 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CBTX INC | 12481V104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| QUOTIENT LTD | G73268107 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ZYMEWORKS INC | 98985W102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FORTERRA INC | 34960W106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TALEND S A | 874224207 | ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UBS AG LONDON BRANCH | 90269A252 | ETRACS ETN 50 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WILHELMINA INTL INC | 968235200 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TWO RDS SHARED TR ANFIELD DIVERSIF | 90213U115 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TR | 301505715 | NORTH SHOR GBL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| R1 RCM INC | 749397105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COREPOINT LODGING INC | 21872L104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEW SR INVT GROUP INC | 648691103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SOLARWINDS CORP | 83417Q105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APTIV PLC | G6095L959 | OPTION | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APTIV PLC | G6095L909 | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENVESTNET INC | 29404K956 | OPTION | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARISTA NETWORKS INC | 040413956 | OPTION | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473902 | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LUMINAR TECHNOLOGIES INC | 550424955 | OPTION | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LUMINAR TECHNOLOGIES INC | 550424905 | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AXONICS INC | 05465P901 | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473952 | OPTION | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALTAIR ENGR INC | 021369AA1 | BOND | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229909 | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229959 | OPTION | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B903 | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NUCANA PLC | 67022C106 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALAMP CORP | 128126AD1 | BOND | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SHOCKWAVE MED INC | 82489T954 | OPTION | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CARROLS RESTAURANT GROUP INC | 14574X904 | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALTERYX INC | 02156B903 | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALTERYX INC | 02156B953 | OPTION | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NICE SYS INC | 65366HAB9 | BOND | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IQ ULTRA SHORT DURATION ETF | 45409F819 | FUND | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| QIAGEN NV | N72482903 | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PHUNWARE INC | 71948P100 | COMMON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G902 | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G952 | OPTION | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G901 | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETRACS BLOOMBERG CMDY TTL RTNSM ETN | 90269A450 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KAMAN CORP | 483548AF0 | BOND | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KARUNA THERAPEUTICS INC | 48576A900 | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MICROSECTORS US BIG OIL 3X | 06367V105 | FUND | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEMAURA MED INC | 640442208 | COMMON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CYMABAY THERAPEUTICS INC | 23257D903 | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SHOCKWAVE MED INC | 82489T904 | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NABORS INDS INC | 62957HAB1 | BOND | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Blackrock 2022 Global In | 09258P104 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SHARPSPRING INC | 820054104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CM LIFE SCIENCES INC | 18978W109 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OLB Group Inc | 67086U307 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SG BLOCKS INC | 78418A505 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EASTSIDE DISTILLING INC | 277802302 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RMG ACQUISITION CORP II | G76083115 | UNIT 12/09/2025 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ZOGENIX INC. | 98978L204 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VIELA BIO INC. | 926613100 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ECOVYST INC. | 73943T103 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPIRIT AIRLS INC | 848577AA0 | NOTE 4.750% 5/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STANDARD BIOTOOLS INC | 34385PAF5 | NOTE 5.250%12/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WESTROCK CO | 96145D955 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Natixis Loomis Sayles Short Duration Income ETF | 63873X208 | ETP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EAGLE BULK SHIPPING INC | Y2187A950 | Equity Put | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SP PLUS CORP | 78469C903 | Equity Call | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HERSHA HOSPITALITY TR | 427825900 | Equity Call | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HORIZON THERAPEUTICS PUB L | G46188901 | Equity Call | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HORIZON THERAPEUTICS PUB L | G46188951 | Equity Put | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IVERIC BIO INC | 46583P902 | Equity Call | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NATIONAL INSTRS CORP | 636518952 | Equity Put | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Uxin Ltd | 91818X108 | ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ATLANTICA SUSTAINABLE INFR P | G0751N903 | SHS | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ATLANTICA SUSTAINABLE INFR P | G0751N953 | SHS | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ORANGE | 684060906 | SPONSORED ADR | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VISTA OUTDOOR INC | 928377900 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VISTA OUTDOOR INC | 928377950 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EAGLE PHARMACEUTICALS INC | 269796908 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EAGLE PHARMACEUTICALS INC | 269796958 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ITERIS INC NEW | 46564T907 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BROOKFIELD RENEWABLE CORP | 11284V905 | CL A SUB VTG | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BROOKFIELD RENEWABLE CORP | 11284V955 | CL A SUB VTG | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TELLURIAN INC NEW | 87968A904 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TELLURIAN INC NEW | 87968A954 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PETIQ INC | 71639T956 | COM CL A | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TEEKAY TANKERS LTD | Y8565N900 | CL A | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TEEKAY TANKERS LTD | Y8565N950 | CL A | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARC DOCUMENT SOLUTIONS INC | 00191G903 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARC DOCUMENT SOLUTIONS INC | 00191G953 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| THE AARONS COMPANY INC | 00258W958 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CARA THERAPEUTICS INC | 140755909 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H901 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PRIMO WATER CORPORATION | 74167P908 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PRIMO WATER CORPORATION | 74167P958 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLATFELTER CORPORATION | 377320906 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLUEBIRD BIO INC | 09609G900 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLUEBIRD BIO INC | 09609G950 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BRAINSTORM CELL THERAPEUTICS | 10501E901 | COM NEW | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BRAINSTORM CELL THERAPEUTICS | 10501E951 | COM NEW | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENVESTNET INC | 29404K906 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APOLLO ENDOSURGERY INC | 03767D908 | Equity Call | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GUINNESS ATKINSON FDS | 402031868 | SMARTETFS ADVER | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A834 | ALPHAMARK SM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ITERIS INC NEW | 46564T957 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHUYS HLDGS INC | 171604901 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PETIQ INC | 71639T906 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M957 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AVANGRID INC | 05351W953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| THE AARONS COMPANY INC | 00258W908 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TECHTARGET INC | 87874R900 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TECHTARGET INC | 87874R950 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KAZIA THERAPEUTICS LTD | 48669G905 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KEZAR LIFE SCIENCES INC | 49372L900 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KEZAR LIFE SCIENCES INC | 49372L950 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CARA THERAPEUTICS INC | 140755959 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIXIE GROUP INC | 255519900 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PERFICIENT INC | 71375U901 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PERFICIENT INC | 71375U951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| G1 THERAPEUTICS INC | 3621LQ909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| G1 THERAPEUTICS INC | 3621LQ959 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HAYNES INTL INC | 420877901 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HAYNES INTL INC | 420877951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AXONICS INC | 05465P951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NATIXIS ETF TRUST II | 63875W307 | VAUGHAN NLSN MDC | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BIOCARDIA INC | 09060U507 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION DAILY REAL ESTATE BEAR 3X SHARES | 25460E141 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PULMATRIX INC COM | 74584P202 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 46436E585 | VIRTUAL WRK LIFE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARTELO BIOSCIENCES INC | 04301G128 | *W EXP 06/20/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLACKROCK ETF TRUST | 09290C301 | FUTURE TECH ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VIA OPTRONICS AG | 91823Y109 | SPONSORED ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BNY MELLON SHORT DURATION CORP BD ETF | 09661T701 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ORANGE | 684060956 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KAZIA THERAPEUTICS LTD | 48669G955 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIXIE GROUP INC | 255519950 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347G909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347G959 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AQUA METALS INC | 03837J901 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AQUA METALS INC | 03837J951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CONMED CORP | 207410AD3 | NOTE 2.500%11/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GRANITE REAL ESTATE INVT TR | 387437904 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GRANITE REAL ESTATE INVT TR | 387437954 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHUYS HLDGS INC | 171604951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| S&W SEED CO | 785135904 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| S&W SEED CO | 785135954 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UBS AG LONDON BRANCH | 90269A245 | ETRACS LKD ENT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74348A909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74348A959 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AKOUSTIS TECHNOLOGIES INC | 00973N902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLATFELTER CORPORATION | 377320956 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ANTELOPE ENTERPRISE HLDGS LTD SHS NEW | G041JN106 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Eagle Bulk Shipping Inc | 269442AB5 | CV | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Granite Construction Inc | 387328AB3 | CV | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TWITTER INC | 90184L952 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TWITTER INC | 90184L902 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNITED STATES NATL GAS FUND | 912318950 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIREEYE INC | 31816Q951 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MOMO INC | 60879B907 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DASEKE INC | 23753F907 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EA SERIES TRUST | 02072L706 | MERLYN AI BULL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EA SERIES TRUST | 02072L862 | MERLYN AI SECTOR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALPHA ARCHITECT ETF TR | 02072L805 | MERLYN AI ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARCIMOTO INC | 039587100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BG STAFFING INC | 05544A109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CINER RES LP | 172464109 | COM UNIT LTD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DAVIDSTEA INC | 238661102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXTERRAN CORP | 30227H106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CYREN LTD | M26895108 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JUPAI HLDGS LTD | 48205B107 | ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CRH MEDICAL CORP | 12626F105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BMC STK HLDGS INC | 05591B109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| 180 DEGREE CAP CORP | 68235B109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REALPAGE INC | 75606NAB5 | NOTE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TERADYNE INC | 880770AG7 | NOTE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEWPARK RES INC | 651718AE8 | NOTE 4.000%12/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MONGODB INC | 60937PAB2 | NOTE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RAPID7 INC | 753422AB0 | NOTE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEOVASC INC | 64065J304 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BOINGO WIRELESS INC | 09739CAB8 | NOTE 1.000%10/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RESONANT INC | 76118L102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REMARK HLDGS INC | 75955K102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CASPER SLEEP INC | 147626105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTERPACE BIOSCIENCES INC | 46062X303 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IBIO INC | 451033203 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APTINYX INC | 03836N103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y125 | UNIT 99/99/9999 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENERGY FOCUS INC | 29268T409 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NORTHERN GENESIS ACQUISITION | 66516T203 | UNIT 07/31/2027 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ONCOSEC MED INC | 68234L306 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TREVENA INC | 89532E109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460G690 | DLY SEMICNDTR BR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FUSION ACQUISITION CORP | 36118H204 | UNIT 99/99/9999 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AKUMIN INC | 01021F109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BIOCEPT INC | 09072V501 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y117 | W EXP 99/99/999 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MOSYS INC | 619718307 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FOLEY TRASIMENE ACQUISITION | 344328109 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y723 | EDUCATION ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CIIG MERGER CORP | 12559C103 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SHIFTPIXY INC | 82452L203 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ASTROTECH CORP | 046484200 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BAUDAX BIO INC | 07160F107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TANTECH HLDGS LTD | G8675X107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TORTOISE ACQUISITION CORP II | G89554128 | W EXP 06/14/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KADMON HLDGS INC | 48283N106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LANDCADIA HOLDINGS III INC | 51476H209 | UNIT 99/99/9999 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COLLECTIVE GROWTH CORP | 19424L101 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GREAT ELM CAP CORP | 390320109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NORTHERN GENESIS ACQUISITION | 66516T112 | W EXP 07/31/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INMED PHARMACEUTICALS INC | 457637502 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INSU ACQUISITION CORP II | 457821106 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEXTGEN ACQUISITION CORP | G65305115 | UNIT 11/26/2020 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REINVENT TECHNOLOGY PARTNERS | G7483N129 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JAGUAR HEALTH INC | 47010C409 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E127 | REIT ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HOLICITY INC | 435063102 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EDESA BIOTECH INC | 27966L108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXICURE INC | 30205M101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STAR PEAK ENERGY TRANSITION | 855185104 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TS INNOVATION ACQUISITN CORP | 87284T100 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514129 | UNIT 99/99/9999 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P121 | UNIT 99/99/9999 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VG ACQUISITION CORP | G9446E105 | SHS CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TOP SHIPS INC | Y8897Y180 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ADITX THERAPEUTICS INC | 007025109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AKOUOS INC | 00973J101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AVINGER INC | 053734604 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EVOKE PHARMA INC | 30049G104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VPC IMPACT ACQUISITION HLDNG | G9441E118 | W EXP 10/22/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NXT-ID INC | 67091J206 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GREENLANE HLDGS INC | 395330103 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460G658 | DLY S&P OIL GAS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION WORLD WITHOUT | 25460G641 | WASTE ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BANK MONTREAL MEDIUM | 063679823 | MICROSCTR 3X LVG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXCHANGE LISTED FDS TR | 30151E673 | QRAFT AI ENANE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TIDAL ETF TR | 886364884 | SOFI WEEKLY INM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AGF INVTS TR | 00110G606 | GLOBAL INFRASTR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DATASEA INC | 238116206 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BIO-PATH HLDGS INC | 09057N300 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENTREPRENEURSHARES SERIES TR | 293828885 | ERSHARES NEXTGEN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TURNING PT BRANDS INC | 90041LAE5 | CORP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SILK RD MED INC | 82710M900 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EQUITRANS MIDSTREAM CORP | 294600901 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EQUITRANS MIDSTREAM CORP | 294600951 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B953 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENCORE WIRE CORP | 292562955 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EVERBRIDGE INC | 29978A904 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMTD IDEA GROUP | 00180G106 | SPONSORED ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FORTUNA SILVER MINES INC | 349915AA6 | SDCV 4.650%10/3 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EVERBRIDGE INC | 29978A954 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WESTROCK CO | 96145D905 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06746P903 | IPATH B MID TRM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06746P953 | IPATH B MID TRM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y906 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y956 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INDEPENDENCE CONTRACT DRILLI | 453415956 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CAPITAL PRODUCT PARTNERS L P | Y11082906 | PARTNERSHP UNITS | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HOOKIPA PHARMA INC | 43906K900 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HOOKIPA PHARMA INC | 43906K950 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R903 | CL A NEW | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OSI ETF TR | 67110P100 | OSI ETF TR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MINGZHU LOGISTICS HLDGS LTD | G6180C105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Benitec Biopharma, Inc. | 08205P100 | common | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GENETRON HLDGS LTD | 37186H100 | ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| XENETIC BIOSCIENCES INC | 984015131 | *W EXP 07/19/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AETHLON MED INC | 00808Y307 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E446 | PURBETA US AGG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VENTOUX CCM ACQUISITION CORP | 92280L200 | UNIT 09/30/2025 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CELESTICA INC | 15101Q908 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Spire Global Inc Com Cl A New | 639358100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Kaspien Holdings Inc | 485837108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SILK RD MED INC | 82710M950 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAN WELL CORP | 03044L955 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALIMERA SCIENCES INC | 016259902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALIMERA SCIENCES INC | 016259952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MULTIPLAN CORPORATION | 62548M900 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MERRIMACK PHARMACEUTICALS IN | 590328909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUMMIT MIDSTREAM PARTNERS LP | 866142909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CAPITAL PRODUCT PARTNERS L P | Y11082956 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MODEL N INC | 607525902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MODEL N INC | 607525952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CONTAINER STORE GROUP INC | 210751953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MULTIPLAN CORPORATION | 62548M950 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CONTAINER STORE GROUP INC | 210751903 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MACATAWA BK CORP | 554225902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUMMIT MIDSTREAM PARTNERS LP | 866142959 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SITE CENTERS CORP | 82981J909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SITE CENTERS CORP | 82981J959 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MACATAWA BK CORP | 554225952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000752798-21-000003 | this filing | 2021-02-02 | acceptance time not in the bulk data set |