13F-HR filed by CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CONCOURSE FINANCIAL GROUP SECURITIES, INC. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 18,721 holding rows worth $1,009,240,000.
- Accession
- 0000752798-20-000002
- Filer
- CIK 752798
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 18,721 entries on the cover page, a total value of $1,009,240,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,009,240,000 with VALUE read as thousands by filing date, 13F file number 028-18928. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| USCF FDS TR | 91733T406 | US 3X SHRT OIL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTELSAT S A | 45790VAB6 | NOTE 4.500% 6/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MONGODB INC | 60937PAB2 | NOTE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RAPID7 INC | 753422AB0 | NOTE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CREDIT SUISSE AG NASSAU BRH | 22539T183 | VLCTYSHS 3X S&P | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D258 | VELOCITY SHS NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TAILORED BRANDS INC | 87403A107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEOVASC INC | 64065J304 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMIRA NATURE FOODS LTD | G0335L201 | SHS NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BOINGO WIRELESS INC | 09739CAB8 | NOTE 1.000%10/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RESONANT INC | 76118L102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REMARK HLDGS INC | 75955K102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PFENEX INC | 717071104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TOP SHIPS INC | Y8897Y164 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IBIO INC | 451033203 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APTINYX INC | 03836N103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ONCOSEC MED INC | 68234L306 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TREVENA INC | 89532E109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GORES METROPOULOS INC | 382872109 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MOSYS INC | 619718307 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SHIFTPIXY INC | 82452L203 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ASTROTECH CORP | 046484200 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BAUDAX BIO INC | 07160F107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TANTECH HLDGS LTD | G8675X107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KADMON HLDGS INC | 48283N106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GREAT ELM CAP CORP | 390320109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JAGUAR HEALTH INC | 47010C409 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E127 | REIT ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EDESA BIOTECH INC | 27966L108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXICURE INC | 30205M101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AVINGER INC | 053734604 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EVOKE PHARMA INC | 30049G104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NXT-ID INC | 67091J206 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GREENLANE HLDGS INC | 395330103 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BANK MONTREAL MEDIUM | 063679823 | MICROSCTR 3X LVG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AGF INVTS TR | 00110G606 | GLOBAL INFRASTR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DATASEA INC | 238116206 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BIO-PATH HLDGS INC | 09057N300 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENTREPRENEURSHARES SERIES TR | 293828885 | ERSHARES NEXTGEN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SILK RD MED INC | 82710M900 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EQUITRANS MIDSTREAM CORP | 294600901 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EQUITRANS MIDSTREAM CORP | 294600951 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B953 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENCORE WIRE CORP | 292562955 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EVERBRIDGE INC | 29978A904 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMTD IDEA GROUP | 00180G106 | SPONSORED ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Positive Phyisicians Holdings Inc | 73740G106 | UNIT BEN INT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EVERBRIDGE INC | 29978A954 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WESTROCK CO | 96145D905 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06746P903 | IPATH B MID TRM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06746P953 | IPATH B MID TRM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CAPITAL PRODUCT PARTNERS L P | Y11082906 | PARTNERSHP UNITS | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R903 | CL A NEW | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OSI ETF TR | 67110P100 | OSI ETF TR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| XENETIC BIOSCIENCES INC | 984015131 | *W EXP 07/19/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V415 | S&P100 EQL WGT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AETHLON MED INC | 00808Y307 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E446 | PURBETA US AGG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOLDMAN SACHS ETF TR | 381430347 | MOTIF DATA DRIVN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CELESTICA INC | 15101Q908 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOLDMAN SACHS PHYSICAL GOLD ETF | 715426102 | UNIT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WTS/DERMTECH INC. 11.5000EXP03/23/2024 | 24984K113 | WARR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SILK RD MED INC | 82710M950 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALIMERA SCIENCES INC | 016259902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALIMERA SCIENCES INC | 016259952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MERRIMACK PHARMACEUTICALS IN | 590328909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CAPITAL PRODUCT PARTNERS L P | Y11082956 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MODEL N INC | 607525902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MODEL N INC | 607525952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CONTAINER STORE GROUP INC | 210751953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CONTAINER STORE GROUP INC | 210751903 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MACATAWA BK CORP | 554225902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SITE CENTERS CORP | 82981J909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SITE CENTERS CORP | 82981J959 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MACATAWA BK CORP | 554225952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| QUANTUM CORP | 747906901 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| QUANTUM CORP | 747906951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GS FIN CORP | 362273302 | MEDIUM TERM NTS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E562 | DAILY TECHNOLOGY | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PHIO PHARMACEUTICALS CORP | 71880W204 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CSOP ETF TR | 12649L204 | MSCI CHINA A I | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460G104 | OIL GAS BL 3X SH | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HARBORONE BANCORP INC | 41165F101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74348A178 | ULTRAPRO DOW 30 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Axonics | 88875G101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIQTECH INTL INC | 53632A201 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COHBAR INC COM NEW | 19249J109 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717Y733 | INDIA EX STATE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| THERATECHNOLOGIES INC | 88338HAA8 | NOTE 5.750% 6/3 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P579 | FTSE SOUTH AFR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P793 | FTSE FRANCE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CONFORMIS INC | 20717E101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RELIANT BANCORP INC | 75956B101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| THIRD PT REINS LTD | G8827U100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WILLSCOT CORP | 971375126 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MENLO THERAPEUTICS INC | 586858102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHIASMA INC | 16706W102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MOBILEIRON INC | 60739U204 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NANTKWEST INC | 63016Q102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PEOPLES UTAH BANCORP | 712706209 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WAITR HLDGS INC | 930752100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DENBURY RES INC DEL | U2481AAK4 | DEBT 6.375%12/3 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MYLAN N V | N59465909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MYLAN N V | N59465959 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NIELSEN HLDGS PLC | G6518L908 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NIELSEN HLDGS PLC | G6518L958 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NOBLE CORP PLC | G65431951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| YAYYO, INC. | 985294107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MASONITE INTL CORP | 575385909 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MASONITE INTL CORP | 575385959 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VIRGIN GALACTIC HOLDINGS INC | 92766K906 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VIRGIN GALACTIC HOLDINGS INC | 92766K956 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AVADEL PHARMACEUTICALS PLC | 05337M904 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AVADEL PHARMACEUTICALS PLC | 05337M954 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CRESCENT PT ENERGY CORP | 22576C901 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHIMERA INVT CORP | 16934Q958 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AKERNA CORP | 00973W110 | WTS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PLANET GREEN HLDGS CORP | 72703U102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Federal Life Group Inc. | 313533101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STEEL CONNECT INC | 858098106 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RADA ELECTR INDS LTD | M81863124 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL BETA ETF TR | 37959X100 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NANTHEALTH INC | 630104107 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BBQ HLDGS INC | 05551A109 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E455 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W689 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIPOCINE INC NEW | 53630X104 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q787 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VACCINEX INC | 918640103 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| 1347 Property Insurance Holdings | 68244P107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Blackberry LTD | 09228FAF0 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Trovagene Inc | 897238606 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHIMERA INVT CORP | 16934Q908 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GANNETT CO INC | 36473HAB0 | NOTE 4.750% 4/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DASEKE INC | 23753F957 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DECIPHERA PHARMACEUTICALS IN | 24344T901 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U900 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U950 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ATARA BIOTHERAPEUTICS INC | 046513907 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ATARA BIOTHERAPEUTICS INC | 046513957 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CIDARA THERAPEUTICS INC | 171757907 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AVROBIO INC | 05455M900 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARNES & NOBLE ED INC | 06777U901 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARNES & NOBLE ED INC | 06777U951 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CRESCENT PT ENERGY CORP | 22576C951 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CARTESIAN THERAPEUTICS INC | 816212904 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| 2U INC | 90214J901 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| 2U INC | 90214J951 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154907 | COM NEW | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154957 | COM NEW | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SP PLUS CORP | 78469C953 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BIOFRONTERA AG ADR | 09075G105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DROPBOX INC - CLASS A | G4027R104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CIDARA THERAPEUTICS INC | 171757957 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CSI COMPRESSCO LP | 12637A903 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CSI COMPRESSCO LP | 12637A953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TARO PHARMACEUTICAL INDS LTD | M8737E908 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TARO PHARMACEUTICAL INDS LTD | M8737E958 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CENTRAL VALLEY CMNTY BANCORP | 155685900 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CENTRAL VALLEY CMNTY BANCORP | 155685950 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KAMAN CORP | 483548903 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KAMAN CORP | 483548953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MERRIMACK PHARMACEUTICALS IN | 590328959 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALMADEN MINERALS LTD | 020283905 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALMADEN MINERALS LTD | 020283955 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DBV TECHNOLOGIES S A | 23306J901 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DBV TECHNOLOGIES S A | 23306J951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FLUENT INC | 34380C902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FLUENT INC | 34380C952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DECIPHERA PHARMACEUTICALS IN | 24344T951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PIERIS PHARMACEUTICALS INC | 720795903 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PIERIS PHARMACEUTICALS INC | 720795953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LAKELAND BANCORP INC | 511637900 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LAKELAND BANCORP INC | 511637950 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AVROBIO INC | 05455M950 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAN NATL BANKSHARES INC | 027745908 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAN NATL BANKSHARES INC | 027745958 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CASA SYS INC | 14713L902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CASA SYS INC | 14713L952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RECRO PHARMA INC | 75629F909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RECRO PHARMA INC | 75629F959 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SELECTA BIOSCIENCES INC | 816212954 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MARIN SOFTWARE INC | 56804T905 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MARIN SOFTWARE INC | 56804T955 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PRECIPIO INC | 74019L503 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INSPIREMD INC | 45779A853 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALARUM TECHNOLOGIES LTD SPONSORD ADS NEW | 78643B401 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CURO GROUP HOLDINGS CORP | 23131L907 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVITAE CORP | 46185L903 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVITAE CORP | 46185L953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TEXTAINER GROUP HOLDINGS LTD | G8766E909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TEXTAINER GROUP HOLDINGS LTD | G8766E959 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E904 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E954 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CYMABAY THERAPEUTICS INC | 23257D953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUNWORKS INC | 86803X904 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOL LINHAS AEREAS INTELIGENT | 38045R906 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOL LINHAS AEREAS INTELIGENT | 38045R956 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HULL TACTICAL US ETF | 301505806 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PYXIS TANKERS INC | Y71726106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIVENT CORP | 53814L908 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FORWARD PHARMA A/S | 34986J204 | SPONSORED ADS NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y558 | MSCI CHINA CON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIVENT CORP | 53814L958 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G908 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G958 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y517 | MSCI CHINA UTL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MIRATI THERAPEUTICS INC | 60468T905 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MIRATI THERAPEUTICS INC | 60468T955 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NANOSTRING TECHNOLOGIES INC | 63009R909 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNITED STS NAT GAS FD LP | 912318900 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ELECTRAMECCANICA VEHS CORP | 284849905 | COM NEW | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ELECTRAMECCANICA VEHS CORP | 284849955 | COM NEW | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INOVIO PHARMACEUTICALS INC | 45773H901 | COM NEW | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INOVIO PHARMACEUTICALS INC | 45773H951 | COM NEW | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WNS HLDGS LTD | 92932M901 | SPON ADR | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DOUYU INTL HLDGS LTD | 25985W905 | SPONSORED ADS | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DOUYU INTL HLDGS LTD | 25985W955 | SPONSORED ADS | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INSEEGO CORP | 45782B904 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INSEEGO CORP | 45782B954 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PHYSICIANS RLTY TR | 71943U904 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PHYSICIANS RLTY TR | 71943U954 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPIRIT RLTY CAP INC NEW | 84860W900 | COM NEW | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPIRIT RLTY CAP INC NEW | 84860W950 | COM NEW | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HOMOLOGY MEDICINES INC | 438083907 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUNWORKS INC | 86803X954 | COM NEW | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| QIAGEN NV | N72482953 | SHS NEW | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MESOBLAST LTD | 590717904 | SPONS ADR | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MESOBLAST LTD | 590717954 | SPONS ADR | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NANOSTRING TECHNOLOGIES INC | 63009R959 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BIOSIG TECHNOLOGIES INC | 09073N901 | COM NEW | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BIOSIG TECHNOLOGIES INC | 09073N951 | COM NEW | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARAVIVE INC | 03890D908 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Regional Health Properties Inc | 75903M101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Eaton Vance Floating Rate | 27831H100 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| China Rapid Finance Ltd ADR | 16953Q204 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Engility Holdings Inc | 29286C107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNIQUE FABRICATING INC | 90915J103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHEMOMAB THERAPEUTICS LTD SPONSORED ADS | 03280X102 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RPT REALTY | 74971D901 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RPT REALTY | 74971D951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ADVERUM BIOTECHNOLOGIES INC | 00773U908 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ADVERUM BIOTECHNOLOGIES INC | 00773U958 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HOMOLOGY MEDICINES INC | 438083957 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRINITY BIOTECH PLC | 896438906 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AFFIMED N V | N01045908 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AFFIMED N V | N01045958 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G959 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CURO GROUP HLDGS CORP | 23131L957 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ASSEMBLY BIOSCIENCES INC | 045396908 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ASSEMBLY BIOSCIENCES INC | 045396958 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WNS HOLDINGS LTD | 92932M951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E905 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E955 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STARTEK INC | 85569C957 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ONCTERNAL THERAPEUTICS INC | 68236P907 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ONCTERNAL THERAPEUTICS INC | 68236P957 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PRECISION BIOSCIENCES INC | 74019P908 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PRECISION BIOSCIENCES INC | 74019P958 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARAVIVE INC | 03890D958 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EIGER BIOPHARMACEUTICALS INC | 28249U905 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EIGER BIOPHARMACEUTICALS INC | 28249U955 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SAFEGUARD SCIENTIFICS INC | 786449957 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FI ENHANCED EUROPE 50 ETN UBS | 90274D234 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SMILEDIRECTCLUB INC | 83192H906 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NAVIOS MARITIME HOLDINGS INC | Y62197909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COMPUTER TASK GROUP INC | 205477902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FARFETCH LTD | 30744W907 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FARFETCH LTD | 30744W957 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RITE AID CORP | 767754902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RITE AID CORP | 767754952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PCTEL INC | 69325Q905 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PCTEL INC | 69325Q955 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HV BANCORP | 40441H105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NATIXIS ETF TR | 63873X109 | SEEYOND INTL ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHF SOLUTIONS INC | 12542Q706 | COM PAR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GWG HLDGS INC | 36192A109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W622 | INOVATIV HLTCR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W655 | EVOLVED FINLS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M300 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CAROLINA FINL CORP NEW | 143873107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OCH ZIFF CPTL MANGEMNT GRP I | 67551U204 | CL A NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES ULTRAPRO NASDAQ BIOTECHNOLOGY ETF | 74347B474 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ITAMAR MED LTD SPONSORED ADS | 465437101 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEUROMETRIX INC | 641255807 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FOUNDER-RUN COMPANIES ETF | 37954Y681 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TOUGHBUILT INDS INC | 89157G116 | *W EXP 11/14/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| URSTADT BIDDLE PPTYS INC | 917286905 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WISDOMTREE GROWTH LEADERS FUND | 97717Y717 | WT GRWTH LDRS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H567 | FRMLAFLIO SMRT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AURORA MOBILE LTD | 051857100 | ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTEGRATED MEDIA TECHNLOGY L | Q49376108 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DOGNESS INTERNATIONAL CORP | G2788T103 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CRESTWOOD EQUITY PARTNERS LP | 226344908 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HOSTESS BRANDS INC | 44109J906 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HOSTESS BRANDS INC | 44109J956 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VIPER ENERGY PARTNERS LP | 92763M905 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VIPER ENERGY PARTNERS LP | 92763M955 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARMOUR RESIDENTIAL REIT INC | 042315907 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARMOUR RESIDENTIAL REIT INC | 042315957 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PACWEST BANCORP DEL | 695263903 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K903 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K953 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LITHIUM AMERS CORP NEW | 53680Q907 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LITHIUM AMERS CORP NEW | 53680Q957 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AVID TECHNOLOGY INC | 05367P950 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTERCEPT PHARMACEUTICALS IN | 45845P908 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTERCEPT PHARMACEUTICALS IN | 45845P958 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KRANESHARES TR | 500767819 | EMERGING MKTS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEW RELIC INC | 64829B950 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SCIPLAY CORPORATION | 809087959 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEXTGEN HEALTHCARE INC | 65343C902 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEXTGEN HEALTHCARE INC | 65343C952 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SMILEDIRECTCLUB INC | 83192H956 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RBA 231215C00060000 | 767744905 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P751 | FTSE ITALY ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H575 | FRMLAFLIO TACT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLACK KNIGHT INC | 09215C955 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CAMBER ENERGY INC | 13200M508 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E479 | PURBTA FTSE EM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRANCH | 22539T456 | ETN LKD 34 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REATA PHARMACEUTICALS INC | 75615P903 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REATA PHARMACEUTICALS INC | 75615P953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CIRCOR INTL INC | 17273K909 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CIRCOR INTL INC | 17273K959 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CATALYST BIOSCIENCES INC | 14888D908 | COM NEW | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ZYNERBA PHARMACEUTICALS INC | 98986X909 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000752798-20-000002 | this filing | 2020-02-14 | acceptance time not in the bulk data set |