13F-HR filed by CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CONCOURSE FINANCIAL GROUP SECURITIES, INC. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-13, with 18,214 holding rows worth $401,637,000.
- Accession
- 0000752798-19-000020
- Filer
- CIK 752798
- Filed
- 2019-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 18,214 entries on the cover page, a total value of $401,637,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $401,637,000 with VALUE read as thousands by filing date, 13F file number 028-18928. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AURIS MEDICAL HOLDING LTD | G07025102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BOVIE MEDICAL CORP | 10211F900 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BOVIE MEDICAL CORP | 10211F950 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BOXWOOD MERGER CORP | 10319T200 | UNIT 11/26/2025 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHINA BAT GROUP INC | 16955B106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHINA COML CR INC | 16891K103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHINA FIN ONLINE CO LTD | 169379904 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHINA FIN ONLINE CO LTD | 169379954 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CUI GLOBAL INC | 126576906 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CUI GLOBAL INC | 126576956 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CUSHING ETF TRUST | 23163L108 | ENRGY &MLP ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CUSHING ETF TRUST | 23163L207 | UTILITY & MLP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CUSHING ETF TRUST | 23163L306 | TRNSPRTN & MLP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CUSHING ETF TRUST | 23163L405 | ENRGY SC & MLP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EVINE LIVE INC | 300487905 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EVINE LIVE INC | 300487955 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXCHANGE LISTED FDS TR | 30151E848 | INSIGHTSHARES | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXCHANGE LISTED FDS TR | 30151E855 | INSIGHTSHARES | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXCHANGE LISTED FDS TR | 30151E863 | JAMES PURPOSE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXCHANGE LISTED FDS TR | 30151E889 | PROSPOTS SPONR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FQF TR | 351680749 | AGFIQ DYNAMIC | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FQF TR | 351680756 | AGFIQ GBL INFR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GANNETT CO INC | 36473H904 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GANNETT CO INC | 36473H954 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HEALTH INS INNOVATIONS INC | 42225K906 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HEALTH INS INNOVATIONS INC | 42225K956 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HEALTH SCIENCES ACQUSTN CORP | 42227C102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HEALTH SCIENCES ACQUSTN CORP | 42227C110 | *W EXP 04/01/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HEALTH SCIENCES ACQUSTN CORP | 42227C201 | UNIT 04/01/2024 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTERCONTINENTAL HOTELS GROU | 45857P907 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTERCONTINENTAL HOTELS GROU | 45857P957 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTERNAP CORP | 45885A909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTERNAP CORP | 45885A959 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTERNATIONAL SPEEDWAY CORP | 460335951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTERNET INITIATIVE JAPAN IN | 46059T909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTERNET INITIATIVE JAPAN IN | 46059T959 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTERSECTIONS INC | 460981901 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTERSECTIONS INC | 460981951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TUESDAY MORNING CORP | 899035905 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| XG TECHNOLOGY INC | 98372A705 | COM PAR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| XPERI CORP | 98421B900 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| XPERI CORP | 98421B950 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SHIFTPIXY INC | 82452L104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRAVELPORT WORLDWIDE LTD | G9019D904 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRAVELPORT WORLDWIDE LTD | G9019D954 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRC COS INC | 872625908 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRC COS INC | 872625958 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REALM THERAPEUTICS PLC | 75606L103 | SPONSORED ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LGI HOMES INC | 50187TAB2 | NOTE 4.25011/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIBBEY INC | 529898908 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIBBEY INC | 529898958 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIBERTY EXPEDIA HOLDINGS | 53046PAB5 | DEB 1.000 6/3 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NAVIGATORS GROUP INC | 638904902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NAVIGATORS GROUP INC | 638904952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PIVOTAL ACQUISITION CORP | 72583A119 | *W EXP 12/01/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PIVOTAL ACQUISITION CORP | 72583A200 | UNIT 12/01/2025 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PIVOTAL SOFTWARE INC | 72582H907 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PIVOTAL SOFTWARE INC | 72582H957 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PLATFORM SPECIALTY PRODS COR | 72766Q905 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PLATFORM SPECIALTY PRODS COR | 72766Q955 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PLATINUM EAGLE ACQUISITIN CO | G7126L118 | *W EXP 01/17/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 46435G649 | ADAPTV JPN ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 46435G664 | ADAPTV EUR ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MFC BANCORP LTD | G60630903 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MFC BANCORP LTD | G60630953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MICRO FOCUS INTERNATIONAL PL | 594837904 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MICRO FOCUS INTERNATIONAL PL | 594837954 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ABEONA THERAPEUTICS INC | 00289Y115 | *W EXP 12/24/201 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ABERDEEN STD INVTS ETFS | 003261500 | BBRG ENGY CMD K1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AURORA CANNABIS INC | C0534LAA3 | DEBT 5.500 2/2 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CAMBREX CORP | 132011907 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CAMBREX CORP | 132011957 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CIVISTA BANCSHARES INC | 178867206 | 6.50 PFD SER B | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CIVITAS SOLUTIONS INC | 17887R902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CIVITAS SOLUTIONS INC | 17887R952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CYCLACEL PHARMACEUTICALS INC | 23254L905 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CYCLACEL PHARMACEUTICALS INC | 23254L955 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K139 | *W EXP 05/28/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CYTRX CORP | 232828908 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CYTRX CORP | 232828958 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TR | 301505780 | BERNSTEIN GBL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TR | 301505798 | BERNSTEIN US RSH | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GARDNER DENVER HLDGS INC | 36555P907 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GARDNER DENVER HLDGS INC | 36555P957 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GAZIT GLOBE LTD | M4793C902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GDS HLDGS LTD | G3902LAA7 | DEBT 2.000 6/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GEMPHIRE THERAPEUTICS INC | 36870A908 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GEMPHIRE THERAPEUTICS INC | 36870A958 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HELIOS & MATHESON ANALYTICS | 42327L909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HELIOS & MATHESON ANALYTICS | 42327L959 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTREXON CORP | 46122T902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTREXON CORP | 46122T952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTREXON CORPORATION | 46122IAA4 | NOTE 3.500 7/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137Y104 | WILSHR MICR CP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137Y203 | WILSHIRE REIT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137Y302 | ZACKS MICRO CP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCHNG TRAD SLF INDE | 46139W106 | EMMKT DB DEFSV | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCHNG TRAD SLF INDE | 46139W205 | EMR MKT DB VLU | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCHNG TRAD SLF INDE | 46139W304 | CORRT INM DEFS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCHNG TRAD SLF INDE | 46139W403 | CORRT INM VALU | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCHNG TRAD SLF INDE | 46139W809 | MLT FTR CR PLS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCHNG TRAD SLF INDE | 46139W874 | MLT FCTR INCM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCHNG TRAD SLF INDE | 46139W882 | MLT FCTR DEFSV | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TWELVE SEAS INVESTMENT COMPA | G9145A123 | UNIT 06/21/2023 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TWENTY FIRST CENTY FOX INC | 90130A901 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TWENTY FIRST CENTY FOX INC | 90130A951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TWENTY FIRST CENTY FOX INC | 90130A900 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TWENTY FIRST CENTY FOX INC | 90130A950 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WESCO AIRCRAFT HLDGS INC | 950814903 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WESCO AIRCRAFT HLDGS INC | 950814953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| XPRESSPA GROUP INC | 98420U109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| XPRESSPA GROUP INC | 98420U909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUN HYDRAULICS CORP | 866942905 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUN HYDRAULICS CORP | 866942955 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUNWORKS INC | 86803X105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUNWORKS INC | 86803X905 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUNWORKS INC | 86803X955 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TESARO INC | 881569907 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TESARO INC | 881569957 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TETRAPHASE PHARMACEUTICALS I | 88165N905 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TETRAPHASE PHARMACEUTICALS I | 88165N955 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REEBONZ HLDG LTD | G7457R106 | ORD SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REEBONZ HLDG LTD | G7457R114 | *W EXP 12/19/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REGIONAL HEALTH PPTYS INC | 75903M901 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REGIONAL HEALTH PPTYS INC | 75903M951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NCI BUILDING SYS INC | 628852904 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PENSARE ACQUISITION CORP | 70957E204 | UNIT 07/27/2022 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MAXAR TECHNOLOGIES LTD | 57778L903 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MAXAR TECHNOLOGIES LTD | 57778L953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OPGEN INC | 68373L125 | *W EXP 05/08/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OPGEN INC | 68373L208 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OPGEN INC | 68373L133 | *W EXP 05/08/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OPHTHOTECH CORP | 683745903 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OPHTHOTECH CORP | 683745953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C904 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C954 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C903 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C658 | RUSL 1000 VALU | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C666 | RUSL 1000 LOW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C674 | RUSL 1000 QTLY | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C690 | RUSL 1000 SIZE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C716 | RUSL 1000 YIEL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C732 | INTL ULTRA DIV | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C740 | EMERGING MKTS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C757 | INTERNATNL REV | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C765 | GLOBAL REV | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C781 | GLOBAL ESG ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AIRMEDIA GROUP INC | 009411909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AIRMEDIA GROUP INC | 009411959 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AIT THERAPEUTICS INC | 001448109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARCH COAL INC | 039380907 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARCH COAL INC | 039380957 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARCONIC INC | 03965L900 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARCONIC INC | 03965L950 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARCTURUS THERAPEUTICS LTD | M1492T905 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARCTURUS THERAPEUTICS LTD | M1492T955 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CAN-FITE BIOPHARMA LTD | 13471N902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CAN-FITE BIOPHARMA LTD | 13471N952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CANCER GENETICS INC | 13739U904 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CANCER GENETICS INC | 13739U954 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CANNTRUST HLDGS INC | 137800907 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CANNTRUST HLDGS INC | 137800957 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C959 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLEARSIGN COMBUSTION CORP | 185064110 | *W EXP 01/25/201 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIPLOMAT PHARMACY INC | 25456K901 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIPLOMAT PHARMACY INC | 25456K951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENTREE RES LTD | 29384J903 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENTREE RES LTD | 29384J953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EP ENERGY CORP | 268785902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EP ENERGY CORP | 268785952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EQGP HOLDINGS LP | 26885J903 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EQGP HOLDINGS LP | 26885J953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GENETIC TECHNOLOGIES LTD | 37185R908 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GENETIC TECHNOLOGIES LTD | 37185R958 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GENOCEA BIOSCIENCES INC | 372427904 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GENOCEA BIOSCIENCES INC | 372427954 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HESS MIDSTREAM PARTNERS LP | 428104903 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HESS MIDSTREAM PARTNERS LP | 428104953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HFF INC | 40418F908 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HFF INC | 40418F958 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HIGHPOWER INTL INC | 43113X901 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HIGHPOWER INTL INC | 43113X951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCHNG TRADED FD TR | 46138E305 | CDN ENERGY INM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCHNG TRADED FD TR | 46138E313 | S&P500 VAL MOM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCHNG TRADED FD TR | 46138E503 | CHINA ALL CAP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WESTERN GAS EQUITY PARTNERS | 95825R903 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WESTERN GAS EQUITY PARTNERS | 95825R953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| US ECOLOGY INC | 91732J952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| USAA ETF TR | 90291F105 | MSCI USA VL MT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VERSUM MATLS INC | 92532W903 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VERSUM MATLS INC | 92532W953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KONA GRILL INC | 50047H901 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KONA GRILL INC | 50047H951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000752798-19-000020 | this filing | 2019-11-13 | acceptance time not in the bulk data set |