13F-HR filed by CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CONCOURSE FINANCIAL GROUP SECURITIES, INC. filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 16,727 holding rows worth $836,917,000.
- Accession
- 0000752798-19-000002
- Filer
- CIK 752798
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 16,727 entries on the cover page, a total value of $836,917,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $836,917,000 with VALUE read as thousands by filing date, 13F file number 028-18928. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBALSTAR INC | 378973958 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SECUREWORKS CORP | 81374A955 | CL A | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HEARTLAND FINL USA INC | 42234Q902 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUMMIT MATLS INC | 86614U900 | CL A | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUMMIT MATLS INC | 86614U950 | CL A | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CONSOL ENERGY INC NEW | 20854L908 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CONSOL ENERGY INC NEW | 20854L958 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ANGI INC | 00183L952 | COM CL A NEW | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KARYOPHARM THERAPEUTICS INC | 48576U906 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KARYOPHARM THERAPEUTICS INC | 48576U956 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALTAIR ENGR INC | 021369903 | COM CL A | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ZUORA INC | 98983V906 | COM CL A | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ZUORA INC | 98983V956 | COM CL A | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENLINK MIDSTREAM LLC | 29336T900 | COM UNIT REP LTD | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENLINK MIDSTREAM LLC | 29336T950 | COM UNIT REP LTD | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OUTFRONT MEDIA INC | 69007J906 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OUTFRONT MEDIA INC | 69007J956 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SMARTSHEET INC | 83200N903 | COM CL A | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SMARTSHEET INC | 83200N953 | COM CL A | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR DOW JONES INDUSTRIAL AVRG ETF | 46435G870 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALTAIR ENGR INC | 021369953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ICC HOLDINGS INC | 44931Q104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ONCOCYTE CORP | 68235C107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APPTIO INC | 03835C108 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AQUANTIA CORP | 03842Q108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AT HOME GROUP INC | 04650Y100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CATALENT INC | 148806952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MANITEX INTL INC | 563420958 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SECUREWORKS CORP | 81374A905 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HEARTLAND FINL USA INC | 42234Q952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ANGI HOMESERVICES INC | 00183L902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INDEPENDENT BK GROUP INC | 45384B906 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INDEPENDENT BK GROUP INC | 45384B956 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Mid-Southern Bancorp | 59548Q107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LEAF GROUP LTD | 52177G102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RUBICON PROJ INC | 78112V102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CATALENT INC | 148806902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K907 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K957 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AVANGRID INC | 05351W903 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEW YORK LIFE INVESTMENTS ET | 45409B362 | NYLI 500 INTERNA | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARISTA NETWORKS INC | 040413906 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CBTX INC | 12481V104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| QUOTIENT LTD | G73268107 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DOLPHIN ENTMT INC COM NEW | 25686H100 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ZYMEWORKS INC | 98985W102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FORTERRA INC | 34960W106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TALEND S A | 874224207 | ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FITBIT INC | 33812L102 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LILIS ENERGY INC | 532403201 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VITAL THERAPIES INC | 92847R104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FTD COS INC | 30281V108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WILHELMINA INTL INC | 968235200 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TWO RDS SHARED TR ANFIELD DIVERSIF | 90213U115 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENTREE RES LTD COM | 29384j103 | CS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| R1 RCM INC | 749397105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COREPOINT LODGING INC | 21872L104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEW SR INVT GROUP INC | 648691103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SOLARWINDS CORP | 83417Q105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APTIV PLC | G6095L959 | OPTION | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APTIV PLC | G6095L909 | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENVESTNET INC | 29404K956 | OPTION | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARISTA NETWORKS INC | 040413956 | OPTION | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229909 | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229959 | OPTION | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B903 | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NUCANA PLC | 67022C106 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CARROLS RESTAURANT GROUP INC | 14574X904 | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALTERYX INC | 02156B903 | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALTERYX INC | 02156B953 | OPTION | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NICE SYS INC | 65366HAB9 | BOND | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| QIAGEN NV | N72482903 | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PHUNWARE INC | 71948P100 | COMMON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G902 | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G952 | OPTION | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G901 | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KAMAN CORP | 483548AF0 | BOND | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CYMABAY THERAPEUTICS INC | 23257D903 | OPTION | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NABORS INDS INC | 62957HAB1 | BOND | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Pareteum Corporation | 69946T207 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Blackrock 2022 Global In | 09258P104 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SHARPSPRING INC | 820054104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EASTSIDE DISTILLING INC | 277802302 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ZOGENIX INC. | 98978L204 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENSYNC INC. | 29359T102 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ECOVYST INC. | 73943T103 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PORTFOLIOPLUS S&P 500 ETF | 25490K109 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UBS ETRACS M PY 2XLVG WF MLP EX-ENGY ETN | 90273A207 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WESTROCK CO | 96145D955 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Natixis Loomis Sayles Short Duration Income ETF | 63873X208 | ETP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SP PLUS CORP | 78469C903 | Equity Call | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HERSHA HOSPITALITY TR | 427825900 | Equity Call | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NATIONAL INSTRS CORP | 636518952 | Equity Put | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Uxin Ltd | 91818X108 | ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ASHFORD HOSPITALITY TR INC | 044103909 | COM SHS | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ATLANTICA SUSTAINABLE INFR P | G0751N903 | SHS | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ATLANTICA SUSTAINABLE INFR P | G0751N953 | SHS | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ORANGE | 684060906 | SPONSORED ADR | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VISTA OUTDOOR INC | 928377900 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VISTA OUTDOOR INC | 928377950 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EAGLE PHARMACEUTICALS INC | 269796908 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EAGLE PHARMACEUTICALS INC | 269796958 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ITERIS INC NEW | 46564T907 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TELLURIAN INC NEW | 87968A904 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TELLURIAN INC NEW | 87968A954 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PETIQ INC | 71639T956 | COM CL A | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARC DOCUMENT SOLUTIONS INC | 00191G903 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARC DOCUMENT SOLUTIONS INC | 00191G953 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CARA THERAPEUTICS INC | 140755909 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLUEBIRD BIO INC | 09609G900 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLUEBIRD BIO INC | 09609G950 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BRAINSTORM CELL THERAPEUTICS | 10501E901 | COM NEW | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BRAINSTORM CELL THERAPEUTICS | 10501E951 | COM NEW | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENVESTNET INC | 29404K906 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APOLLO ENDOSURGERY INC | 03767D908 | Equity Call | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A834 | ALPHAMARK SM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 46435G888 | MSCI SO KOREA | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ITERIS INC NEW | 46564T957 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHUYS HLDGS INC | 171604901 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PETIQ INC | 71639T906 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M957 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AVANGRID INC | 05351W953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TECHTARGET INC | 87874R900 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TECHTARGET INC | 87874R950 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CARA THERAPEUTICS INC | 140755959 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIXIE GROUP INC | 255519900 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PERFICIENT INC | 71375U901 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PERFICIENT INC | 71375U951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| G1 THERAPEUTICS INC | 3621LQ909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| G1 THERAPEUTICS INC | 3621LQ959 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HAYNES INTL INC | 420877901 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HAYNES INTL INC | 420877951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ORANGE | 684060956 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIXIE GROUP INC | 255519950 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AQUA METALS INC | 03837J901 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AQUA METALS INC | 03837J951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CONMED CORP | 207410AD3 | NOTE 2.500%11/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GRANITE REAL ESTATE INVT TR | 387437904 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GRANITE REAL ESTATE INVT TR | 387437954 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHUYS HLDGS INC | 171604951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| S&W SEED CO | 785135904 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| S&W SEED CO | 785135954 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74348A909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74348A959 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALIO GOLD INC | 01627X108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TWITTER INC | 90184L952 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TWITTER INC | 90184L902 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HERTZ GLOBAL HLDGS INC | 42806J956 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNITED STATES NATL GAS FUND | 912318950 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALLERGAN PLC | G0177J958 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| XEROX CORP | 984121908 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| XEROX CORP | 984121958 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AURORA CANNABIS INC | 05156X908 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CARBON BLACK INC | 14081R103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALLERGAN PLC | G0177J908 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALTABA INC | 021346951 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIREEYE INC | 31816Q951 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST DATA CORP NEW | 32008D906 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST DATA CORP NEW | 32008D956 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MALLINCKRODT PUB LTD CO | G5785G907 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MOMO INC | 60879B907 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| YY INC | 98426T956 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| YY INC | 98426T906 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DASEKE INC | 23753F907 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARCIMOTO INC | 039587100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M201 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANECK VECTORS ETF TR | 92189F577 | GEN DRUGS ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BG STAFFING INC | 05544A109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CARE COM INC | 141633107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CINER RES LP | 172464109 | COM UNIT LTD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CONTROL4 CORP | 21240D107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DAVIDSTEA INC | 238661102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXTERRAN CORP | 30227H106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OPHTHOTECH CORP | 683745103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRINSEO S A | L9340P101 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CYREN LTD | M26895108 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EUROSEAS LTD | Y23592309 | SHS NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VOXELJET AG | 92912L107 | ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JUPAI HLDGS LTD | 48205B107 | ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LENDINGCLUB CORP | 52603A109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NANOVIRICIDES INC | 630087203 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NOBILIS HEALTH CORP | 65500B103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OPUS BK IRVINE CALIF | 684000102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BBX CAP CORP NEW | 05491N104 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WESTWATER RES INC | 961684107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X388 | EUR DOMST ECO FD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E836 | DLY SEMICNDTR 3X | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AURYN RES INC | 05208W108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CRH MEDICAL CORP | 12626F105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CREDIT SUISSE AG NASSAU BRH | 22539T217 | VLCTYSHS 3X S&P | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INSPIREMD INC | 45779A861 | COM PAR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ABILITY INC | G8789K124 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AVINGER INC | 053734208 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CISION LTD | G1992S109 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CORREVIO PHARMA CORP | 22026V105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COVIA HLDGS CORP | 22305A103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BMC STK HLDGS INC | 05591B109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K402 | COM PAR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MOGO FIN TECHNOLOGY INC | 608008108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO BLDRS INDEX FDS TR | 46090C107 | ASIA 50ADR IDX | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCHNG TRADED FD TR | 46138E560 | LADERITE 0-5YR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VIVUS INC | 928551308 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GTX INC DEL | 40052B207 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BIOCEPT INC | 09072V402 | COM PAR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BRIDGELINE DIGITAL INC | 10807Q403 | COM PAR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HUDSON LTD | G46408103 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COOL HLDGS INC | 21640C105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTL IN | 458173309 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K125 | DAILY S&P OIL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| USCF FDS TR | 91733T307 | US 3X OIL FD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RTW RETAILWINDS INC | 74980D100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERI HLDGS INC | 02362F104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JAGUAR HEALTH INC | 47010C300 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| YANGTZE RIV PORT AND LGSTC L | 98475Y105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| 180 DEGREE CAP CORP | 68235B109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REALPAGE INC | 75606NAB5 | NOTE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TERADYNE INC | 880770AG7 | NOTE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| USCF FDS TR | 91733T406 | US 3X SHRT OIL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TAILORED BRANDS INC | 87403A107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RESONANT INC | 76118L102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REMARK HLDGS INC | 75955K102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PFENEX INC | 717071104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IBIO INC | 451033203 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APTINYX INC | 03836N103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TREVENA INC | 89532E109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ASTROTECH CORP | 046484200 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TANTECH HLDGS LTD | G8675X107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KADMON HLDGS INC | 48283N106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GREAT ELM CAP CORP | 390320109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E127 | REIT ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EVOKE PHARMA INC | 30049G104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NXT-ID INC | 67091J206 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DATASEA INC | 238116206 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENTREPRENEURSHARES SERIES TR | 293828885 | ERSHARES NEXTGEN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EQUITRANS MIDSTREAM CORP | 294600901 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EQUITRANS MIDSTREAM CORP | 294600951 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B953 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENCORE WIRE CORP | 292562955 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EVERBRIDGE INC | 29978A904 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EVERBRIDGE INC | 29978A954 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WESTROCK CO | 96145D905 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06746P903 | IPATH B MID TRM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06746P953 | IPATH B MID TRM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R903 | CL A NEW | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 46434V571 | ISHARES TR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OSI ETF TR | 67110P100 | OSI ETF TR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V415 | S&P100 EQL WGT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E446 | PURBETA US AGG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CELESTICA INC | 15101Q908 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOLDMAN SACHS PHYSICAL GOLD ETF | 715426102 | UNIT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MERRIMACK PHARMACEUTICALS IN | 590328909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MODEL N INC | 607525902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MODEL N INC | 607525952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CONTAINER STORE GROUP INC | 210751953 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CONTAINER STORE GROUP INC | 210751903 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MACATAWA BK CORP | 554225902 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SITE CENTERS CORP | 82981J909 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SITE CENTERS CORP | 82981J959 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MACATAWA BK CORP | 554225952 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| QUANTUM CORP | 747906901 | CALL | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| QUANTUM CORP | 747906951 | PUT | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GS FIN CORP | 362273302 | MEDIUM TERM NTS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E562 | DAILY TECHNOLOGY | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000752798-19-000002 | this filing | 2019-02-14 | acceptance time not in the bulk data set |