13F-HR/A filed by SUNTRUST BANKS INC
SUNTRUST BANKS INC filed this 13F-HR/A for the quarter ended 2018-03-31, filed 2019-09-04, with 1,285 holding rows worth $17,897,886,000.
- Accession
- 0000750556-19-000172
- Filer
- CIK 750556
- Filed
- 2019-09-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, amendment of type restatement, 3,103 entries on the cover page, a total value of $17,897,886,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,897,886,000 with VALUE read as thousands by filing date, 13F file number 028-04696. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGFO Advisory Services, LLC028-11399
- included managerSunTrust Bank028-11489
- included managerSunTrust Advisory Services, Inc.028-18010
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 39,421 | $349,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 538 | $349,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 3,210 | $348,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,989 | $347,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,711 | $347,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 5,071 | $346,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 349,000 | $346,000 | thousands by filing date | principal |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 15,588 | $345,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 4,685 | $342,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 10,663 | $342,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 2,844 | $342,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 14,947 | $341,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 5,759 | $340,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,896 | $339,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 6,450 | $338,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 4,565 | $338,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 324,000 | $337,000 | thousands by filing date | principal |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 5,438 | $336,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 3,307 | $333,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 359,000 | $333,000 | thousands by filing date | principal |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,666 | $332,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 6,202 | $332,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,667 | $331,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 23,109 | $331,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 6,565 | $330,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 6,555 | $330,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,901 | $325,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 2,213 | $325,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 21,853 | $325,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,024 | $324,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 5,230 | $324,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 3,849 | $323,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,827 | $322,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 6,804 | $321,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 13,531 | $321,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 15,844 | $321,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 6,192 | $320,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 6,085 | $319,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 3,202 | $319,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 5,139 | $318,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 13,187 | $318,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 4,529 | $318,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 3,689 | $314,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 3,639 | $312,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 343,000 | $311,000 | thousands by filing date | principal |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 7,945 | $310,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 10,061 | $305,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 7,221 | $304,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 4,860 | $304,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,317 | $303,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 4,846 | $302,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 6,046 | $300,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 4,709 | $300,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 5,003 | $298,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 34,102 | $298,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 5,261 | $298,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 4,655 | $297,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,123 | $296,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 8,450 | $296,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 8,145 | $296,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 5,912 | $296,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 303,000 | $295,000 | thousands by filing date | principal |
| SMITH A O CORP COM | 831865209 | Stock | 4,616 | $294,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 5,505 | $293,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 7,613 | $292,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,851 | $292,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 14,926 | $291,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 44,400 | $291,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 290,000 | $291,000 | thousands by filing date | principal |
| UBS GROUP AG SHS | H42097107 | Stock | 16,397 | $289,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 4,430 | $289,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 13,507 | $289,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 5,627 | $288,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,583 | $288,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 6,595 | $287,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,903 | $286,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 6,119 | $286,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,504 | $282,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 7,502 | $282,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 9,242 | $282,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 9,811 | $281,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 3,110 | $279,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 12,030 | $278,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 253,000 | $278,000 | thousands by filing date | principal |
| MERCURY SYS INC COM | 589378108 | Stock | 5,710 | $276,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 24,504 | $274,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 4,158 | $272,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 7,160 | $272,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 5,145 | $271,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 7,874 | $268,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 12,768 | $268,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 5,115 | $268,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 9,050 | $267,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 11,758 | $267,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 3,398 | $266,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 13,747 | $265,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 2,145 | $263,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 8,625 | $261,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 269,000 | $261,000 | thousands by filing date | principal |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,664 | $260,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 6,587 | $259,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 6,188 | $259,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 6,644 | $258,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 19,333 | $257,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,341 | $256,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 6,669 | $256,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 272,000 | $256,000 | thousands by filing date | principal |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,516 | $255,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 3,063 | $255,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 4,319 | $255,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 20,408 | $254,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 10,915 | $254,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 26,391 | $254,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 13,873 | $253,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,025 | $253,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 4,404 | $250,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 31,417 | $249,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 4,928 | $249,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,245 | $249,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,497 | $248,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 11,890 | $247,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 7,730 | $247,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 7,333 | $247,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 12,583 | $246,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 15,753 | $245,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 12,470 | $244,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 18,612 | $244,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 214,000 | $244,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 241,000 | $244,000 | thousands by filing date | principal |
| TEGNA INC COM | 87901J105 | Stock | 21,318 | $243,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 5,503 | $243,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 1,977 | $243,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 3,168 | $242,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 2,087 | $241,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 406,000 | $241,000 | thousands by filing date | principal |
| TALEND S A | 874224207 | ADS | 5,013 | $241,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 7,592 | $239,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 6,948 | $239,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,190 | $237,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 10,586 | $236,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 5,988 | $235,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 7,094 | $235,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 2,265 | $235,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 4,562 | $234,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 11,982 | $234,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 243,000 | $234,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 262,000 | $233,000 | thousands by filing date | principal |
| MKS INC. COM | 55306N104 | Stock | 1,996 | $230,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,765 | $229,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 19,776 | $229,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 639 | $228,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 10,365 | $228,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,021 | $228,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 243,000 | $228,000 | thousands by filing date | principal |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 2,247 | $227,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 6,649 | $226,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 8,852 | $225,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 12,198 | $225,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 43,195 | $225,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 10,762 | $223,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 10,665 | $222,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 4,032 | $222,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 218,000 | $222,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 236,000 | $221,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 217,000 | $221,000 | thousands by filing date | principal |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 3,506 | $220,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 20,167 | $219,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 5,191 | $218,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 4,270 | $218,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,403 | $217,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 15,258 | $217,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 4,512 | $217,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 10,061 | $216,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,488 | $216,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 4,160 | $216,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,859 | $215,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 6,920 | $215,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 9,100 | $215,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 5,170 | $214,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 5,822 | $214,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 12,963 | $214,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,793 | $213,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 6,099 | $213,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 9,938 | $213,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 15,091 | $213,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 6,274 | $211,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 115,000 | $210,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,721 | $209,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 6,450 | $207,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 5,986 | $207,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 5,103 | $207,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 5,036 | $207,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 6,154 | $206,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 4,004 | $205,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 9,660 | $202,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 176,000 | $202,000 | thousands by filing date | principal |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 3,511 | $201,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 8,709 | $201,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,847 | $201,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 3,798 | $201,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 224,000 | $201,000 | thousands by filing date | principal |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 7,036 | $200,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 13,241 | $200,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 223,000 | $198,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 196,000 | $197,000 | thousands by filing date | principal |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 19,007 | $196,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 12,233 | $196,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 189,000 | $196,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 214,000 | $195,000 | thousands by filing date | principal |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 15,179 | $192,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 20,468 | $192,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 183,000 | $192,000 | thousands by filing date | principal |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 203,000 | $192,000 | thousands by filing date | principal |
| HMS HLDGS CORP | 40425J101 | COM | 11,256 | $190,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 188,000 | $189,000 | thousands by filing date | principal |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 23,751 | $187,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 11,491 | $186,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 33,495 | $183,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 172,000 | $183,000 | thousands by filing date | principal |
| POLARITYTE INC | 731094108 | COM | 10,050 | $182,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 20,251 | $181,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 21,949 | $179,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 11,080 | $176,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 159,000 | $176,000 | thousands by filing date | principal |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 18,161 | $172,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 180,000 | $169,000 | thousands by filing date | principal |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 82,000 | $166,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 171,000 | $165,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 165,000 | $164,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 166,000 | $163,000 | thousands by filing date | principal |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 11,066 | $162,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 76,921 | $162,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 156,000 | $160,000 | thousands by filing date | principal |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 23,000 | $157,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 174,000 | $156,000 | thousands by filing date | principal |
| PIMCO MUN INCOME FD | 72200R107 | COM | 12,255 | $155,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 12,876 | $153,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 151,000 | $153,000 | thousands by filing date | principal |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 22,926 | $150,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 25,489 | $147,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 18,243 | $145,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 180,000 | $144,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 163,000 | $143,000 | thousands by filing date | principal |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 12,327 | $136,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 10,979 | $134,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 22,653 | $133,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 130,000 | $126,000 | thousands by filing date | principal |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,265 | $123,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 130,000 | $123,000 | thousands by filing date | principal |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 14,608 | $122,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 11,817 | $118,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 115,000 | $115,000 | thousands by filing date | principal |
| ENCANA CORP | 292505104 | COM | 10,383 | $114,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 18,500 | $113,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 11,464 | $112,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 111,000 | $110,000 | thousands by filing date | principal |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 13,955 | $103,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 100,000 | $103,000 | thousands by filing date | principal |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 91,000 | $103,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 95,000 | $99,000 | thousands by filing date | principal |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 16,655 | $89,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 12,285 | $88,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 62,000 | $88,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 17,571 | $86,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 14,320 | $85,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,310 | $84,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 42,000 | $83,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 74,000 | $81,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 74,000 | $78,000 | thousands by filing date | principal |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 11,010 | $73,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 22,353 | $71,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 14,157 | $70,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 27,119 | $62,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 64,000 | $60,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 22,000 | $49,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 12,914 | $47,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 29,846 | $46,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 48,000 | $44,000 | thousands by filing date | principal |
| PLUG PWR INC | 72919P202 | COM NEW | 21,845 | $41,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 200,232 | $39,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 12,222 | $32,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 55,000 | $31,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 24,000 | $23,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 3,000 | $7,000 | thousands by filing date | principal |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 3,000 | $6,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000750556-18-000144 | superseded | 2018-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000750556-18-000152 | superseded | 2018-05-25 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000750556-19-000172 | this filing | 2019-09-04 | acceptance time not in the bulk data set |