13F-HR/A filed by SUNTRUST BANKS INC
SUNTRUST BANKS INC filed this 13F-HR/A for the quarter ended 2017-12-31, filed 2019-09-03, with 1,225 holding rows worth $17,220,207,000.
- Accession
- 0000750556-19-000171
- Filer
- CIK 750556
- Filed
- 2019-09-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, amendment of type restatement, 3,044 entries on the cover page, a total value of $17,220,207,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,220,207,000 with VALUE read as thousands by filing date, 13F file number 028-04696. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGFO Advisory Services, LLC028-11399
- included managerSunTrust Bank028-11489
- included managerSunTrust Advisory Services, Inc.028-18010
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 22,253 | $331,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 23,109 | $331,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 5,365 | $330,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 4,126 | $329,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 5,653 | $327,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 7,903 | $327,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 355,000 | $327,000 | thousands by filing date | principal |
| MBIA INC | 55262C100 | COMMON STOCK | 44,595 | $326,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 3,604 | $326,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 341,000 | $326,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 8,677 | $325,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,098 | $324,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 336,000 | $324,000 | thousands by filing date | principal |
| MARTEN TRANSPORT LTD | 573075108 | COM | 15,925 | $323,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 518 | $321,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 315,000 | $321,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 279,000 | $320,000 | thousands by filing date | principal |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 10,740 | $319,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 293,000 | $318,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 6,085 | $317,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 319,000 | $317,000 | thousands by filing date | principal |
| AEROVIRONMENT INC COM | 008073108 | Stock | 5,611 | $315,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 9,538 | $315,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 16,204 | $315,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 297,000 | $315,000 | thousands by filing date | principal |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 11,698 | $314,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 3,207 | $312,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 10,325 | $312,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 7,676 | $311,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 2,618 | $309,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 6,421 | $309,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 5,970 | $306,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 18,956 | $306,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 10,000 | $304,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,384 | $302,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 7,560 | $301,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 7,057 | $301,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,727 | $300,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 18,789 | $299,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 44,400 | $299,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 14,181 | $298,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 10,460 | $297,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 5,857 | $296,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 6,515 | $295,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 5,615 | $295,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 12,311 | $294,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 4,224 | $293,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,213 | $293,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,545 | $292,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,124 | $291,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 6,707 | $289,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 280,000 | $288,000 | thousands by filing date | principal |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,847 | $287,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 2,093 | $287,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 50,225 | $287,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 4,857 | $286,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 4,002 | $285,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 13,334 | $285,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 265,000 | $284,000 | thousands by filing date | principal |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,129 | $283,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 7,016 | $282,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 4,903 | $282,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 5,977 | $280,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 5,567 | $279,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 4,213 | $278,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 22,199 | $278,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 5,794 | $277,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 15,315 | $275,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 19,513 | $274,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 6,301 | $274,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 14,738 | $273,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 5,351 | $273,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 11,395 | $273,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 3,631 | $272,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 6,660 | $271,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,537 | $271,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 1,881 | $270,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 5,200 | $270,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 11,981 | $269,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,404 | $269,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 6,984 | $267,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 14,989 | $267,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 11,020 | $267,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,379 | $266,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 6,209 | $265,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,600 | $264,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 15,258 | $263,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 6,698 | $262,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 6,368 | $262,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 12,882 | $261,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 256,000 | $260,000 | thousands by filing date | principal |
| INTERPARFUMS INC COM | 458334109 | Stock | 5,975 | $259,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,307 | $259,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 5,046 | $256,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,691 | $255,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 5,245 | $255,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,991 | $254,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 2,370 | $254,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 16,591 | $253,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 248,000 | $253,000 | thousands by filing date | principal |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,539 | $252,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 2,063 | $252,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 2,924 | $251,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,591 | $250,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 7,560 | $249,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 4,488 | $248,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 18,607 | $248,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 12,025 | $247,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 187 | $247,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 253,000 | $247,000 | thousands by filing date | principal |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,489 | $246,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 4,204 | $246,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 3,200 | $246,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 40,703 | $246,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,018 | $243,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 7,017 | $242,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 227,000 | $240,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,642 | $238,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,508 | $237,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 5,679 | $236,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 2,251 | $234,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 3,540 | $233,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 6,953 | $233,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 22,798 | $232,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 11,563 | $230,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 20,408 | $229,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 10,859 | $229,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 321 | $228,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 4,250 | $228,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 7,255 | $227,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,778 | $226,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 403,050 | $226,000 | thousands by filing date | principal |
| SYNOPSYS INC COM | 871607107 | Stock | 2,636 | $225,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 213,000 | $225,000 | thousands by filing date | principal |
| CBIZ INC | 124805102 | COM | 14,458 | $224,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 4,531 | $224,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 7,062 | $224,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 3,233 | $223,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 3,978 | $223,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 100,000 | $222,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 18,870 | $221,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 3,168 | $221,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 2,925 | $220,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 6,450 | $220,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 1,695 | $220,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 6,275 | $220,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 217,000 | $220,000 | thousands by filing date | principal |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 7,300 | $218,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 3,267 | $217,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 5,100 | $216,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 10,061 | $216,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 4,100 | $216,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 216,000 | $216,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4,000 | $215,000 | thousands by filing date | put |
| BANK OF THE OZARKS | 063904106 | COM | 4,432 | $215,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,704 | $214,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 2,025 | $214,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 13,770 | $213,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 10,039 | $212,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 190,000 | $212,000 | thousands by filing date | principal |
| OLD REP INTL CORP COM | 680223104 | Stock | 9,867 | $211,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 204,000 | $211,000 | thousands by filing date | principal |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 6,514 | $210,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 4,088 | $209,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,114 | $209,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 1,828 | $206,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 3,148 | $204,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 2,046 | $204,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 5,468 | $203,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,654 | $202,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 9,709 | $202,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,044 | $201,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 4,274 | $201,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 12,912 | $201,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 6,026 | $200,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 11,656 | $198,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 22,136 | $196,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 202,000 | $196,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 236,000 | $188,000 | thousands by filing date | principal |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 18,286 | $185,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 14,255 | $185,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 168,000 | $183,000 | thousands by filing date | principal |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 10,924 | $182,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 16,244 | $172,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 141,000 | $167,000 | thousands by filing date | principal |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 27,166 | $165,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 172,000 | $164,000 | thousands by filing date | principal |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 12,735 | $162,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 152,000 | $159,000 | thousands by filing date | principal |
| ROSETTA STONE INC | 777780107 | COM | 12,635 | $158,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 187,000 | $158,000 | thousands by filing date | principal |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 173,000 | $158,000 | thousands by filing date | principal |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 153,000 | $157,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311206 | CL C | 11,539 | $154,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 18,105 | $151,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 11,027 | $146,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 23,752 | $144,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 10,910 | $143,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 10,979 | $142,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 33,199 | $138,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 11,010 | $137,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 135,000 | $135,000 | thousands by filing date | principal |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,258 | $124,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 19,399 | $122,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 118,000 | $122,000 | thousands by filing date | principal |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 11,395 | $116,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 19,071 | $113,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 11,500 | $112,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 14,000 | $99,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 12,285 | $91,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 14,500 | $89,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 15,761 | $85,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 19,461 | $84,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 22,353 | $74,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 78,000 | $73,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 10,023 | $68,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 18,827 | $64,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 55,000 | $55,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 200,232 | $46,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 49,000 | $46,000 | thousands by filing date | principal |
| BLACKHAWK NETWORK HLDGS INC | 09238EAB0 | NOTE 1.500% 1/1 | 44,000 | $45,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 28,000 | $38,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 22,000 | $24,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 17,252 | $22,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 4,000 | $9,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000750556-18-000023 | superseded | 2018-02-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000750556-19-000171 | this filing | 2019-09-03 | acceptance time not in the bulk data set |