13F-HR/A filed by SUNTRUST BANKS INC
SUNTRUST BANKS INC filed this 13F-HR/A for the quarter ended 2017-09-30, filed 2019-09-03, with 1,255 holding rows worth $16,840,026,000.
- Accession
- 0000750556-19-000170
- Filer
- CIK 750556
- Filed
- 2019-09-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, amendment of type restatement, 3,189 entries on the cover page, a total value of $16,840,026,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,840,026,000 with VALUE read as thousands by filing date, 13F file number 028-04696. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGFO Advisory Services, LLC028-11399
- included managerSunTrust Bank028-11489
- included managerSunTrust Advisory Services, Inc.028-18010
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KOHLS CORP | 500255104 | COM | 7,553 | $345,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,894 | $344,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 8,321 | $343,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 352,000 | $343,000 | thousands by filing date | principal |
| CARNIVAL PLC ADS | 14365C103 | ADR | 5,310 | $342,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 13,480 | $342,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,726 | $341,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 37,269 | $338,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 3,597 | $336,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 13,999 | $336,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 9,756 | $335,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 5,248 | $333,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,641 | $332,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 340,000 | $332,000 | thousands by filing date | principal |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 23,109 | $331,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 12,550 | $331,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 341,000 | $330,000 | thousands by filing date | principal |
| TWITTER INC | 90184L102 | COM | 19,463 | $329,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 327,000 | $329,000 | thousands by filing date | principal |
| CORECIVIC INC | 21871N101 | COM | 12,281 | $328,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 272,000 | $328,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 356,000 | $327,000 | thousands by filing date | principal |
| VERISIGN INC COM | 92343E102 | Stock | 3,054 | $325,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 5,038 | $324,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 5,448 | $324,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 10,438 | $324,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 5,626 | $322,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 5,064 | $321,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,099 | $320,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 3,907 | $319,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 6,975 | $318,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 355,000 | $316,000 | thousands by filing date | principal |
| SPARTAN MTRS INC | 846819100 | COM | 28,521 | $315,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 10,000 | $314,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,111 | $312,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,404 | $311,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 19,304 | $311,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 6,408 | $310,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 6,732 | $309,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 9,266 | $309,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 3,316 | $308,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 289,000 | $308,000 | thousands by filing date | principal |
| NEOGENOMICS INC | 64049M209 | COM NEW | 27,578 | $307,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 30,214 | $307,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 297,000 | $307,000 | thousands by filing date | principal |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 21,773 | $306,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 8,677 | $305,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 17,736 | $304,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 10,241 | $303,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 482 | $302,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 6,339 | $302,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 281 | $301,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,531 | $300,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 7,860 | $300,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 241,000 | $300,000 | thousands by filing date | principal |
| INTERPARFUMS INC COM | 458334109 | Stock | 7,200 | $297,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 5,424 | $295,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 7,585 | $293,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 265,000 | $293,000 | thousands by filing date | principal |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,547 | $292,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 18,397 | $291,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 3,594 | $290,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 5,112 | $290,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 6,866 | $290,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 6,981 | $289,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 2,800 | $289,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 5,973 | $287,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 9,253 | $285,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 2,538 | $284,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 15,657 | $283,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 4,651 | $283,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,300 | $282,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 16,233 | $282,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,352 | $281,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 41,721 | $281,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 5,509 | $281,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 7,142 | $280,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,260 | $280,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 6,258 | $280,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 7,471 | $279,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 26,631 | $279,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 280,000 | $279,000 | thousands by filing date | principal |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 2,634 | $278,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 5,798 | $278,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 212 | $276,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 228,000 | $275,000 | thousands by filing date | principal |
| CBIZ INC | 124805102 | COM | 16,852 | $274,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 6,548 | $273,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 7,000 | $273,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 248,000 | $271,000 | thousands by filing date | principal |
| ORBITAL ATK INC | 68557N103 | COM | 2,028 | $270,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 2,061 | $268,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 17,591 | $267,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 7,385 | $267,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 6,844 | $266,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 6,057 | $265,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 19,937 | $265,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,793 | $265,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 16,007 | $265,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 21,900 | $264,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 8,196 | $264,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 7,955 | $264,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 206,000 | $262,000 | thousands by filing date | principal |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 9,658 | $261,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 5,173 | $261,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 3,009 | $260,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,900 | $259,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 256,000 | $259,000 | thousands by filing date | principal |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 7,924 | $257,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 5,470 | $257,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,053 | $256,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 7,125 | $256,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 5,326 | $256,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 8,944 | $255,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 6,456 | $255,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 3,473 | $253,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 6,073 | $251,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 9,924 | $250,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 13,771 | $248,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 9,870 | $248,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,641 | $247,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 5,000 | $247,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 15,438 | $246,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 14,106 | $245,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,703 | $245,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 261,000 | $245,000 | thousands by filing date | principal |
| WGL HLDGS INC | 92924F106 | COM | 2,900 | $244,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 6,984 | $243,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 8,800 | $243,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 12,583 | $242,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,350 | $242,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 7,614 | $242,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 5,939 | $241,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 17,685 | $240,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 13,300 | $239,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 12,266 | $239,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 12,000 | $238,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 3,768 | $238,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 6,470 | $236,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 213,000 | $234,000 | thousands by filing date | principal |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 2,005 | $233,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 4,010 | $232,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 4,145 | $232,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 3,049 | $232,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 22,609 | $231,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 19,216 | $231,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 11,435 | $230,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 3,789 | $230,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 9,607 | $230,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 8,497 | $229,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 6,431 | $229,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 12,844 | $228,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 5,500 | $226,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 5,373 | $224,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 7,455 | $224,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 8,730 | $223,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 9,558 | $223,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 3,758 | $222,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 2,361 | $222,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 6,275 | $221,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 403,050 | $221,000 | thousands by filing date | principal |
| VALVOLINE INC COM | 92047W101 | Stock | 9,414 | $220,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 6,550 | $220,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,827 | $219,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 5,294 | $219,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 3,845 | $219,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 4,404 | $219,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 217,000 | $218,000 | thousands by filing date | principal |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 5,224 | $217,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,394 | $216,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 6,481 | $216,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,163 | $215,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 40,703 | $215,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 2,214 | $214,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 24,160 | $214,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 6,210 | $213,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 204,000 | $213,000 | thousands by filing date | principal |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 8,990 | $212,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2,583 | $211,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,167 | $211,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 7,597 | $211,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 46,027 | $211,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,162 | $209,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 3,032 | $209,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 15,910 | $209,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 4,429 | $208,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 56,689 | $208,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 3,476 | $208,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 3,978 | $208,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 6,331 | $208,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,162 | $207,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,234 | $207,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 3,568 | $207,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 2,406 | $207,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 220,000 | $207,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 5,100 | $206,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 10,438 | $205,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 343 | $204,000 | thousands by filing date | |
| BLACKHAWK NETWORK HLDGS INC | 09238EAB0 | NOTE 1.500% 1/1 | 183,000 | $204,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,650 | $203,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 4,812 | $203,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 19,433 | $203,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 10,000 | $203,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 190,000 | $203,000 | thousands by filing date | principal |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 2,918 | $202,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 6,446 | $202,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 4,528 | $201,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 13,520 | $198,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,110 | $194,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 13,832 | $186,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 12,292 | $183,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 32,070 | $182,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 236,000 | $182,000 | thousands by filing date | principal |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 20,395 | $174,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 10,204 | $171,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 187,000 | $169,000 | thousands by filing date | principal |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 11,513 | $167,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 21,082 | $166,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 11,444 | $159,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 19,040 | $158,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 11,316 | $154,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 24,650 | $152,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 23,732 | $148,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 10,979 | $147,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 10,585 | $145,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 13,888 | $144,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 14,019 | $140,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 188,000 | $139,000 | thousands by filing date | principal |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 10,713 | $138,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 10,076 | $134,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 142,000 | $133,000 | thousands by filing date | principal |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 10,601 | $125,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,176 | $124,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 114,000 | $121,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,380 | $117,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 29,055 | $117,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 13,300 | $116,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 26,302 | $113,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 42,240 | $106,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 29,843 | $106,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 16,625 | $99,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 12,285 | $95,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 16,899 | $94,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 22,353 | $76,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 13,761 | $74,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 13,143 | $73,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 10,023 | $68,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,212 | $44,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 11,774 | $36,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 20,300 | $36,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 100,232 | $35,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 24,000 | $27,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 19,000 | $19,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 11,000 | $11,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 6,000 | $6,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000750556-17-000175 | superseded | 2017-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000750556-19-000170 | this filing | 2019-09-03 | acceptance time not in the bulk data set |