13F-HR/A filed by SUNTRUST BANKS INC
SUNTRUST BANKS INC filed this 13F-HR/A for the quarter ended 2017-06-30, filed 2019-09-03, with 1,249 holding rows worth $16,345,884,000.
- Accession
- 0000750556-19-000169
- Filer
- CIK 750556
- Filed
- 2019-09-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, amendment of type restatement, 3,140 entries on the cover page, a total value of $16,345,884,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,350,896,000 with VALUE read as thousands by filing date, 13F file number 028-04696. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerGFO Advisory Services, LLC028-11399
- included managerSunTrust Bank028-11489
- included managerSunTrust Advisory Services, Inc.028-18010
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BUNGE LTD | G16962105 | COM | 4,473 | $334,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 309,000 | $333,000 | thousands by filing date | principal |
| VALMONT INDS INC COM | 920253101 | Stock | 2,225 | $332,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 5,916 | $332,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 12,049 | $332,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 327,000 | $332,000 | thousands by filing date | principal |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 7,392 | $331,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 29,484 | $329,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 6,117 | $329,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 32,388 | $329,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 4,951 | $328,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 28,220 | $325,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 6,145 | $324,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 2,222 | $323,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 3,701 | $323,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 5,732 | $322,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 7,093 | $322,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 9,175 | $321,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 4,020 | $321,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 10,691 | $321,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 4,232 | $321,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 15,317 | $321,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 28,486 | $321,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 11,260 | $320,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,243 | $319,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 352,000 | $319,000 | thousands by filing date | principal |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,886 | $318,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 8,856 | $318,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 5,938 | $317,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 14,560 | $316,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,822 | $314,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,334 | $314,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 328,000 | $314,000 | thousands by filing date | principal |
| NNN REIT INC COM | 637417106 | REIT | 8,026 | $313,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 9,301 | $312,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 8,047 | $311,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 297,000 | $311,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 9,916 | $310,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 16,624 | $310,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 5,949 | $310,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 10,149 | $308,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 10,000 | $308,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 10,988 | $307,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 12,607 | $307,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 17,135 | $306,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 9,914 | $306,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 9,011 | $304,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 305,000 | $304,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 264,000 | $304,000 | thousands by filing date | principal |
| BANCFIRST CORP | 05945F103 | COM | 3,134 | $303,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 28,577 | $303,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 4,968 | $302,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 3,540 | $302,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 18,307 | $302,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 19,100 | $301,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,976 | $301,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 10,611 | $300,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 3,685 | $300,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 355,000 | $300,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 314,000 | $300,000 | thousands by filing date | principal |
| HEARTLAND EXPRESS INC | 422347104 | COM | 14,354 | $299,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 7,586 | $298,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 14,527 | $297,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 5,454 | $296,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,209 | $296,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 3,133 | $295,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 3,881 | $294,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 8,042 | $294,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 289,000 | $294,000 | thousands by filing date | principal |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 10,670 | $293,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 241,000 | $293,000 | thousands by filing date | principal |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 6,408 | $292,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 13,259 | $292,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 2,236 | $290,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 4,338 | $290,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 6,781 | $289,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 7,844 | $288,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 280,000 | $288,000 | thousands by filing date | principal |
| COPART INC COM | 217204106 | Stock | 9,022 | $287,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,930 | $287,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 9,071 | $286,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 2,651 | $285,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 3,565 | $285,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 2,573 | $284,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 7,134 | $284,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 287,000 | $281,000 | thousands by filing date | principal |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 8,004 | $280,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 6,030 | $279,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,671 | $278,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 10,000 | $278,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 26,115 | $278,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 5,324 | $277,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,926 | $275,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 5,245 | $275,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 13,818 | $274,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 7,625 | $274,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 8,122 | $273,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 4,639 | $272,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,245 | $271,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 17,703 | $271,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 7,767 | $270,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 259,000 | $269,000 | thousands by filing date | principal |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 6,520 | $268,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 50,225 | $267,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 18,286 | $266,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 10,795 | $266,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 9,011 | $264,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,119 | $263,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 5,587 | $262,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,300 | $261,000 | thousands by filing date | put |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,350 | $261,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,932 | $260,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 242,000 | $260,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 256,000 | $259,000 | thousands by filing date | principal |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,759 | $257,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 2,896 | $257,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 20,873 | $257,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 28,569 | $256,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 17,063 | $256,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 6,332 | $254,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 251,000 | $254,000 | thousands by filing date | principal |
| LULULEMON ATHLETICA INC | 550021109 | COM | 4,239 | $253,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 11,715 | $253,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,718 | $252,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 6,017 | $252,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 28,425 | $252,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,579 | $251,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 6,050 | $250,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 426 | $250,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 9,341 | $249,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 13,035 | $248,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 5,000 | $247,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 3,845 | $246,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 6,844 | $245,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 20,618 | $243,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,693 | $243,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 2,663 | $242,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 7,281 | $242,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 14,684 | $240,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 282,000 | $240,000 | thousands by filing date | principal |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 7,894 | $239,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 3,847 | $239,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 4,945 | $238,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 2,527 | $237,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 200,000 | $237,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 7,174 | $236,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 2,664 | $235,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 16,388 | $235,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 17,617 | $233,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 6,245 | $232,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 8,743 | $232,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 6,984 | $231,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 6,281 | $231,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 14,776 | $231,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,744 | $230,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,872 | $230,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 6,862 | $230,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 8,307 | $227,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 6,486 | $227,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 4,300 | $227,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 191,000 | $226,000 | thousands by filing date | principal |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 15,091 | $225,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 199,000 | $224,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 196,000 | $224,000 | thousands by filing date | principal |
| HMS HLDGS CORP | 40425J101 | COM | 12,000 | $222,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 9,232 | $221,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 6,235 | $220,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 3,850 | $219,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 3,677 | $219,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 407,188 | $219,000 | thousands by filing date | principal |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,758 | $216,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,824 | $215,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 6,450 | $215,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 16,500 | $215,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 40,703 | $215,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 10,387 | $213,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 11,522 | $213,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 10,150 | $210,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 204,000 | $209,000 | thousands by filing date | principal |
| INTERFACE INC | 458665304 | COM | 10,593 | $208,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,299 | $208,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 9,000 | $208,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 11,211 | $207,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 4,807 | $207,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 919 | $207,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 6,845 | $207,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 6,721 | $206,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 6,710 | $206,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 7,278 | $206,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 4,587 | $205,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 5,200 | $204,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 10,455 | $204,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 3,356 | $203,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 3,000 | $202,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 5,100 | $202,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 8,767 | $202,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 13,123 | $201,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 170,000 | $201,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 282 | $200,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 6,228 | $200,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 186,000 | $200,000 | thousands by filing date | principal |
| KKR & CO LP | 48248M102 | COMMON STOCK | 10,701 | $199,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 51,039 | $198,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 220,000 | $198,000 | thousands by filing date | principal |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 10,953 | $197,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 14,510 | $192,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 19,195 | $191,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 162,000 | $189,000 | thousands by filing date | principal |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 14,620 | $188,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 17,329 | $182,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 11,513 | $172,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 13,676 | $171,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 12,933 | $169,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 161,000 | $164,000 | thousands by filing date | principal |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 12,356 | $162,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 19,043 | $158,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 11,232 | $151,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 10,473 | $150,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 10,979 | $147,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 15,728 | $143,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 132,000 | $138,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 142,000 | $137,000 | thousands by filing date | principal |
| QEP RESOURCES INC | 74733V100 | COM | 13,419 | $136,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 13,967 | $132,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 120,000 | $129,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 114,000 | $126,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 10,601 | $125,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 13,300 | $121,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 15,774 | $112,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 10,544 | $110,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 12,503 | $109,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 17,074 | $94,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 78,000 | $78,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 80,000 | $77,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 22,353 | $75,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 21,048 | $74,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 20,711 | $72,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 13,450 | $72,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 11,447 | $71,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 32,000 | $48,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 46,000 | $32,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 25,000 | $25,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 19,000 | $19,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 13,000 | $13,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 6,000 | $7,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3,000 | $5,000 | thousands by filing date | principal |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 4,000 | $5,000 | thousands by filing date | principal |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,000 | $1,000 | thousands by filing date | principal |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 300,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000750556-17-000135 | superseded | 2017-08-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000750556-19-000169 | this filing | 2019-09-03 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000750556-19-000176 | base | 2019-09-04 | acceptance time not in the bulk data set |