13F-HR/A filed by SUNTRUST BANKS INC
SUNTRUST BANKS INC filed this 13F-HR/A for the quarter ended 2017-03-31, filed 2019-09-03, with 1,242 holding rows worth $15,690,267,000.
- Accession
- 0000750556-19-000168
- Filer
- CIK 750556
- Filed
- 2019-09-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, amendment of type restatement, 3,137 entries on the cover page, a total value of $15,690,267,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,690,267,000 with VALUE read as thousands by filing date, 13F file number 028-04696. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGFO Advisory Services, LLC028-11399
- included managerSunTrust Bank028-11489
- included managerSunTrust Advisory Services, Inc.028-18010
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANKUNITED INC | 06652K103 | COM | 8,515 | $318,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 301,000 | $318,000 | thousands by filing date | principal |
| WORKDAY INC CL A | 98138H101 | Stock | 3,790 | $316,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 13,474 | $316,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 3,616 | $314,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 13,666 | $313,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 2,789 | $313,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 10,156 | $312,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 5,000 | $312,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 15,314 | $312,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 3,746 | $311,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,909 | $309,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 6,677 | $308,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 9,801 | $306,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 288,000 | $306,000 | thousands by filing date | principal |
| CDK GLOBAL INC | 12508E101 | COM | 4,681 | $305,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 5,886 | $304,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 14,708 | $304,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 6,207 | $302,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,206 | $301,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,155 | $301,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 4,572 | $300,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 7,697 | $300,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 268,000 | $300,000 | thousands by filing date | principal |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 7,284 | $299,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 282,000 | $299,000 | thousands by filing date | principal |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 3,714 | $298,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 6,948 | $298,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 9,723 | $297,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 50,225 | $297,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 7,016 | $296,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,593 | $296,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 17,948 | $295,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 10,761 | $295,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 259,000 | $295,000 | thousands by filing date | principal |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,941 | $294,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 22,363 | $294,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 6,066 | $293,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 7,937 | $293,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 4,939 | $291,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 6,966 | $291,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,982 | $291,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 5,885 | $289,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 6,844 | $288,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 20,462 | $287,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 14,070 | $286,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 27,693 | $286,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 4,593 | $285,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 3,156 | $284,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 10,000 | $284,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 7,745 | $283,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 5,133 | $283,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,420 | $282,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 5,079 | $282,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 2,660 | $282,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 255,000 | $282,000 | thousands by filing date | principal |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 8,918 | $281,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 9,195 | $281,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 17,030 | $280,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 7,990 | $280,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 13,891 | $279,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 280,000 | $278,000 | thousands by filing date | principal |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,836 | $276,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 6,492 | $276,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 19,716 | $276,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 4,642 | $276,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 13,970 | $276,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 7,651 | $276,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 10,326 | $275,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 5,936 | $275,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 268,000 | $275,000 | thousands by filing date | principal |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 18,891 | $274,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 4,208 | $274,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 3,192 | $273,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 10,342 | $273,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 11,825 | $273,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 250,000 | $273,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 290,000 | $273,000 | thousands by filing date | principal |
| QUAKER HOUGHTON | 747316107 | COM | 2,065 | $272,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 5,204 | $271,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 270,000 | $270,000 | thousands by filing date | principal |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 307,000 | $267,000 | thousands by filing date | principal |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 13,525 | $266,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 235,000 | $265,000 | thousands by filing date | principal |
| ALBANY INTL CORP | 012348108 | CL A | 5,742 | $264,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 259,000 | $264,000 | thousands by filing date | principal |
| CHART INDS INC | 16115Q308 | COM | 7,515 | $263,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,962 | $263,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 7,179 | $259,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 10,000 | $257,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 252,000 | $257,000 | thousands by filing date | principal |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,276 | $256,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 24,928 | $255,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 3,512 | $254,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 13,528 | $254,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 20,453 | $254,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 279,000 | $254,000 | thousands by filing date | principal |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 2,582 | $253,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 26,510 | $253,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,614 | $252,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,855 | $251,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 4,672 | $251,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 26,158 | $250,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 20,675 | $250,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 8,884 | $249,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,300 | $248,000 | thousands by filing date | put |
| AMERISAFE INC | 03071H100 | COM | 3,825 | $248,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 10,017 | $248,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 3,164 | $248,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 4,811 | $247,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 11,998 | $245,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 7,479 | $245,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 12,000 | $244,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 248,000 | $244,000 | thousands by filing date | principal |
| TIME INC NEW | 887228104 | COM | 12,550 | $242,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 6,474 | $241,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 20,408 | $241,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 12,818 | $241,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 2,551 | $240,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,440 | $238,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 3,931 | $238,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 16,516 | $238,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 3,461 | $238,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 4,495 | $237,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 2,011 | $234,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 14,541 | $234,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 10,464 | $234,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,149 | $233,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 160,000 | $233,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 2,445 | $233,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 8,970 | $233,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 6,268 | $233,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 227,000 | $233,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 6,450 | $232,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 12,639 | $232,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 7,145 | $231,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 369 | $230,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 6,469 | $229,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,768 | $228,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 7,186 | $228,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 5,548 | $228,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 255,000 | $228,000 | thousands by filing date | principal |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 20,723 | $227,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 28,425 | $227,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 201,000 | $226,000 | thousands by filing date | principal |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 218,000 | $226,000 | thousands by filing date | principal |
| CEB INC | 125134106 | COM | 2,865 | $226,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 15,464 | $225,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 4,031 | $224,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 4,241 | $224,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 9,375 | $223,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 11,723 | $223,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 5,938 | $223,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 7,268 | $223,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 15,454 | $221,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,206 | $220,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 2,750 | $220,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 217,000 | $220,000 | thousands by filing date | principal |
| PUBLIC STORAGE COM | 74460D109 | REIT | 997 | $219,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 2,243 | $219,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 4,300 | $219,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 2,000 | $218,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,506 | $218,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 3,372 | $218,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 15,091 | $217,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 3,780 | $216,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 11,694 | $216,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 5,985 | $215,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 198,000 | $215,000 | thousands by filing date | principal |
| REPLIGEN CORP COM | 759916109 | Stock | 6,051 | $213,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,864 | $213,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 4,967 | $213,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 4,725 | $211,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 389,188 | $210,000 | thousands by filing date | principal |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 211,000 | $209,000 | thousands by filing date | principal |
| LULULEMON ATHLETICA INC | 550021109 | COM | 4,002 | $208,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 3,353 | $208,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 11,427 | $208,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 6,721 | $207,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,255 | $207,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 183,000 | $207,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 195,000 | $206,000 | thousands by filing date | principal |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4,438 | $204,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 211,000 | $203,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096508 | COM | 13,327 | $202,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 1,753 | $202,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 4,220 | $202,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 2,413 | $201,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 5,928 | $201,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 13,688 | $201,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 3,326 | $201,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 214,000 | $201,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 12,177 | $200,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 13,368 | $199,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 212,000 | $199,000 | thousands by filing date | principal |
| KEMET CORP | 488360207 | COM NEW | 16,482 | $198,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 13,223 | $197,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 198,000 | $196,000 | thousands by filing date | principal |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 14,800 | $195,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 181,000 | $193,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550105 | COM | 17,733 | $190,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 12,953 | $189,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 23,239 | $183,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 13,960 | $182,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 192,000 | $180,000 | thousands by filing date | principal |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 18,195 | $178,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 21,242 | $177,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 13,443 | $176,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 16,500 | $175,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 18,973 | $173,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 174,000 | $173,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 153,000 | $172,000 | thousands by filing date | principal |
| XEROX CORP | 984121103 | COM | 22,662 | $166,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 153,000 | $166,000 | thousands by filing date | principal |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 12,212 | $161,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 12,671 | $161,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 198,000 | $160,000 | thousands by filing date | principal |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 151,000 | $156,000 | thousands by filing date | principal |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 13,322 | $147,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 137,000 | $147,000 | thousands by filing date | principal |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 14,358 | $142,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 10,979 | $142,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 142,000 | $135,000 | thousands by filing date | principal |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 12,042 | $134,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 128,000 | $134,000 | thousands by filing date | principal |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 10,601 | $125,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 128,000 | $125,000 | thousands by filing date | principal |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 13,300 | $106,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 12,535 | $105,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 10,679 | $102,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 15,734 | $96,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 16,883 | $87,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 21,500 | $76,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 22,353 | $74,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 13,145 | $71,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 23,000 | $43,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 10,627 | $36,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 10,304 | $22,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 13,000 | $13,000 | thousands by filing date | |
| INSPIRED ENTMT INC | 45782N116 | *W EXP 10/20/202 | 15,000 | $11,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,000 | $1,000 | thousands by filing date | principal |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 27,793 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000750556-17-000101 | superseded | 2017-05-03 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000750556-19-000168 | this filing | 2019-09-03 | acceptance time not in the bulk data set |