13F-HR/A filed by SUNTRUST BANKS INC
SUNTRUST BANKS INC filed this 13F-HR/A for the quarter ended 2013-09-30, filed 2013-11-04, with 1,826 holding rows worth $25,676,963,000.
- Accession
- 0000750556-13-000177
- Filer
- CIK 750556
- Filed
- 2013-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, amendment of type restatement, 5,529 entries on the cover page, a total value of $25,676,963,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $25,676,963,000 with VALUE read as thousands by filing date, 13F file number 028-04696. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRidgeWorth Capital Management, Inc. 028-11308
- included managerGenSpring Family Offices, LLC 028-11399
- included managerSunTrust Bank 028-11489
- included managerSunTrust Investment Services 028-11494
- included managerCeredex Value Advisors, LLC
- included managerCertium Asset Management, LLC
- included managerSilvant Capital Management, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 5,217 | $290,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 6,258 | $290,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 8,265 | $289,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 7,162 | $288,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 7,755 | $287,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 2,201 | $287,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 15,886 | $285,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 8,580 | $284,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 4,793 | $284,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 243,508 | $284,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 13,706 | $283,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 7,466 | $283,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 9,775 | $282,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 5,847 | $281,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 24,743 | $281,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 7,338 | $279,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 10,823 | $279,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 67,171 | $279,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 2,373 | $278,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 6,076 | $278,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 5,468 | $277,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 13,332 | $277,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 7,421 | $276,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 4,223 | $275,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 8,305 | $274,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 3,566 | $272,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 260,000 | $270,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 11,685 | $269,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 14,201 | $269,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,280 | $268,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 9,438 | $268,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 17,274 | $268,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 18,863 | $266,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 13,849 | $266,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 4,730 | $265,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 4,093 | $265,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 20,295 | $264,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 1,611 | $264,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 30,184 | $264,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 9,218 | $264,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,789 | $263,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 15,800 | $263,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 12,128 | $262,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 26,387 | $262,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 38,449 | $262,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 11,278 | $262,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 3,933 | $261,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 11,919 | $261,000 | thousands by filing date | |
| SHFL ENTMT INC | 78423R105 | COM | 11,423 | $261,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 8,625 | $261,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 11,309 | $260,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 7,014 | $260,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 9,000 | $260,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 5,544 | $259,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 13,506 | $258,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 10,435 | $256,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 5,222 | $255,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 17,557 | $255,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 11,133 | $254,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 235,000 | $254,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 6,066 | $253,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 3,250 | $252,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,059 | $252,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4,894 | $252,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 4,231 | $250,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 2,352 | $250,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 22,296 | $249,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,022 | $249,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 5,004 | $249,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 10,589 | $248,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 6,487 | $248,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 6,245 | $247,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 16,679 | $247,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 14,368 | $246,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 9,388 | $245,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 22,500 | $245,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 4,732 | $244,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 4,338 | $243,000 | thousands by filing date | |
| CHEMED CORP NEW 1.875 | 16359RAC7 | NOTE | 233,000 | $243,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 5,216 | $242,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 6,578 | $242,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 21,559 | $241,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 5,748 | $240,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 5,655 | $240,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 8,338 | $240,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 9,254 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 6,475 | $238,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 10,433 | $238,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 4,617 | $238,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 2,832 | $237,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 33,192 | $237,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 5,244 | $236,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 7,590 | $236,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 12,739 | $236,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 35,029 | $235,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 31,648 | $235,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 3,936 | $235,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 6,936 | $233,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 10,004 | $233,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 5,422 | $233,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 8,183 | $233,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 8,627 | $232,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 3,484 | $232,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 7,012 | $231,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 4,998 | $231,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 18,639 | $231,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 12,004 | $231,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 3,047 | $230,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 6,057 | $230,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 5,418 | $230,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 4,588 | $230,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,201 | $228,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 1,933 | $228,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 16,114 | $227,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 8,622 | $227,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 3,880 | $227,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 12,274 | $225,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 199,000 | $225,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 6,052 | $224,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 5,767 | $224,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 3,776 | $224,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 5,666 | $223,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 3,991 | $223,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 203,000 | $223,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 162,000 | $223,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 5,204 | $222,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,120 | $222,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 8,694 | $222,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 3,687 | $222,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 3,773 | $221,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 7,042 | $221,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 3,675 | $219,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 5,606 | $219,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 185,000 | $219,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 170,000 | $218,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 10,000 | $218,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 21,461 | $217,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 10,285 | $217,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 10,428 | $217,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 14,908 | $217,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 4,651 | $216,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 3,390 | $215,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 2,860 | $215,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 4,685 | $215,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 9,336 | $214,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 16,253 | $213,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 5,809 | $213,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 4,578 | $213,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,041 | $212,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 16,877 | $212,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 3,958 | $212,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 7,133 | $212,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 7,434 | $211,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 3,517 | $211,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 9,157 | $211,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 2,468 | $211,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 4,906 | $211,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 10,394 | $211,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 4,624 | $210,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,570 | $210,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 7,857 | $210,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 13,034 | $210,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 2,771 | $209,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 14,261 | $208,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 5,819 | $207,000 | thousands by filing date | |
| WASHINGTON POST CO | 939640108 | CL B | 340 | $206,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 2,855 | $205,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 3,602 | $205,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 11,420 | $203,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 13,511 | $203,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 2,675 | $203,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 16,360 | $202,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 1,600 | $202,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 21,974 | $202,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 3,931 | $201,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 10,826 | $201,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 19,627 | $200,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 10,464 | $200,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 11,000 | $198,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 12,584 | $193,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 21,345 | $193,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 170,000 | $193,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 18,894 | $192,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 46,932 | $192,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 12,275 | $191,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 28,967 | $189,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 185,000 | $187,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 45,000 | $186,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 160,000 | $180,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 14,801 | $179,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 16,752 | $178,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 11,091 | $178,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 13,941 | $177,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 16,733 | $174,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 15,600 | $172,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 28,151 | $170,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 11,300 | $168,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 52,252 | $163,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 19,249 | $163,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 12,800 | $163,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 17,127 | $160,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 69,797 | $159,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 23,697 | $156,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 17,998 | $154,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 15,770 | $153,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 19,866 | $151,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 14,649 | $150,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 14,890 | $148,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 11,365 | $148,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 11,085 | $146,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 11,849 | $146,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 10,090 | $145,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 17,876 | $145,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 16,120 | $142,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 14,420 | $140,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 19,106 | $138,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 15,075 | $136,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 26,985 | $135,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 15,081 | $135,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 14,955 | $135,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 56,140 | $135,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 32,101 | $134,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 10,927 | $134,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 15,540 | $134,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 11,311 | $132,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 54,125 | $132,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 46,259 | $132,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 110,000 | $129,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 14,950 | $121,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 12,384 | $120,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 14,120 | $118,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 17,229 | $117,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 10,025 | $117,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 17,469 | $115,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 108,000 | $111,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 10,112 | $111,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 25,004 | $110,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 17,029 | $109,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 10,387 | $108,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 103,000 | $104,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 13,153 | $102,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 111,000 | $101,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 97,000 | $100,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 12,720 | $100,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 18,890 | $99,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 12,944 | $99,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 14,636 | $98,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 17,374 | $97,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 100,000 | $91,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 15,035 | $90,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956AB8 | NOTE 2.000% 8/0 | 90,000 | $90,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 14,718 | $90,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 15,435 | $90,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 12,466 | $88,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 98,000 | $88,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 11,751 | $87,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 80,000 | $87,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 93,000 | $87,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 19,769 | $87,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 93,000 | $84,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 11,350 | $79,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 20,879 | $79,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 12,520 | $77,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 73,000 | $77,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 73,000 | $76,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300AD0 | NOTE 0.875%11/1 | 76,000 | $75,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 11,637 | $75,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 74,000 | $75,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 74,000 | $74,000 | thousands by filing date | |
| INTERMUNE INC | 45884XAE3 | NOTE 2.500% 9/1 | 83,000 | $74,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 10,063 | $73,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 12,755 | $72,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 70,000 | $70,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 68,000 | $70,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 30,596 | $69,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 65,000 | $66,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 10,628 | $65,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 67,000 | $64,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 18,535 | $62,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 10,214 | $62,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 10,860 | $61,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 12,426 | $60,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 11,401 | $59,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 59,000 | $59,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 10,220 | $58,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 56,000 | $58,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 58,828 | $56,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 14,082 | $52,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP4 | NOTE 7.000% 3/1 | 42,000 | $50,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 18,105 | $49,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 12,000 | $49,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 11,285 | $48,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 19,556 | $46,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 42,000 | $46,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 14,000 | $45,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 15,686 | $44,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 11,710 | $43,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 13,347 | $41,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 13,527 | $39,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 38,000 | $39,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 19,341 | $38,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 11,245 | $37,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 11,618 | $36,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 30,000 | $35,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632QAB9 | NOTE | 34,000 | $34,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 32,000 | $33,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 29,000 | $31,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 15,667 | $30,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 17,209 | $29,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 13,919 | $27,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 14,480 | $27,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 10,240 | $27,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 10,232 | $26,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 24,000 | $24,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AC0 | NOTE 5.000% 6/1 | 23,000 | $23,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 22,000 | $23,000 | thousands by filing date | |
| SEACOAST BKG CORP FL | 811707306 | COMMON STOCK | 10,639 | $21,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 34,247 | $19,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 10,145 | $19,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 15,806 | $18,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 13,026 | $18,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 13,887 | $17,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 15,000 | $16,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 10,004 | $16,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 11,917 | $15,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 10,639 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000750556-13-000176 | superseded | 2013-10-31 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000750556-13-000177 | this filing | 2013-11-04 | acceptance time not in the bulk data set |