13F-HR filed by RESOURCES MANAGEMENT CORP /CT/ /ADV
RESOURCES MANAGEMENT CORP /CT/ /ADV filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 507 holding rows worth $661,476,000.
- Accession
- 0000749044-21-000002
- Filer
- CIK 749044
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 509 entries on the cover page, a total value of $661,476,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $661,476,000 with VALUE read as thousands by filing date, 13F file number 028-18952. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTorrington Savings Bank
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 300,212 | $36,671,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 133,329 | $31,435,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMorgan Chase & Co | 46625H100 | COM | 146,573 | $22,313,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NextEra Energy,Inc. | 65339F101 | COM | 266,483 | $20,149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| McDonalds Corporation | 580135101 | COM | 77,901 | $17,461,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Home Depot, Inc | 437076102 | COM | 54,166 | $16,534,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Johnson & Johnson | 478160104 | COM | 95,111 | $15,632,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Accenture Plc Class A | G1151C101 | COM | 54,536 | $15,066,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPHENOL CORP NEW | 032095101 | COM | 220,188 | $14,526,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Procter & Gamble Co | 742718109 | COM | 96,719 | $13,099,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Danaher Corporation | 235851102 | COM | 58,040 | $13,064,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK INC CL A COM | 09247X101 | COM | 16,133 | $12,164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PepsiCo,Inc. | 713448108 | COM | 84,222 | $11,913,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TJX Companies Inc | 872540109 | COM | 179,326 | $11,862,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 48,144 | $10,665,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intel Corp | 458140100 | COM | 166,063 | $10,628,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AbbVie,Inc. | 00287Y109 | COM | 90,915 | $9,839,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVS Health Corporation | 126650100 | COM | 120,510 | $9,066,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,362 | $8,997,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| United Parcel Service,Inc. Class B | 911312106 | COM | 48,213 | $8,196,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FISERV INC | 337738108 | COM | 67,795 | $8,070,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| V F CORP COM | 918204108 | Stock | 99,010 | $7,913,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 120,821 | $7,879,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pfizer Inc. | 717081103 | COM | 211,040 | $7,646,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 187,923 | $7,271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 64,679 | $6,778,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walt Disney Co | 254687106 | COM | 35,805 | $6,607,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Materials ETF | 92204A801 | SHS | 38,164 | $6,600,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Honeywell Technologies | 438516106 | COM | 29,568 | $6,418,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Abbott Laboratories | 002824100 | COM | 50,411 | $6,041,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 34,362 | $6,027,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bristol-Myers Squibb Company | 110122108 | COM | 92,857 | $5,862,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Automatic Data Processing,Inc. | 053015103 | COM | 27,099 | $5,107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAYTHEON CO | 755111507 | COM NEW | 61,764 | $4,773,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Costco Wholesale Corporation | 22160K105 | COM | 13,533 | $4,770,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cisco Systems,Inc. | 17275R102 | COM | 89,135 | $4,609,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UnitedHealth Group Inc | 91324P102 | COM | 11,689 | $4,349,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| International Business Machines Corporation | 459200101 | COM | 32,222 | $4,294,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 18,533 | $4,226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Oracle Corporation | 68389X105 | COM | 57,774 | $4,054,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Broadcom Inc. | 11135F101 | COM | 8,550 | $3,964,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Verizon Communications Inc | 92343V104 | COM | 67,673 | $3,935,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Stryker Corporation | 863667101 | COM | 15,762 | $3,839,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Qualcomm Incorporated | 747525103 | COM | 27,750 | $3,679,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXXON MOBIL CORP | 30231G102 | COM | 64,624 | $3,608,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walmart Inc. | 931142103 | COM | 26,471 | $3,596,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPY | 78462F103 | SHS | 8,931 | $3,540,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 71,995 | $3,536,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 6,315 | $3,203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AT&T Inc | 00206R102 | COM | 99,967 | $3,026,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 20,190 | $2,844,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Duke Energy Corporation | 26441C204 | COM | 29,446 | $2,842,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,591 | $2,825,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lowes Companies,Inc. | 548661107 | COM | 14,431 | $2,744,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Gilead Sciences,Inc. | 375558103 | COM | 40,196 | $2,598,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lockheed Martin Corporation | 539830109 | COM | 7,017 | $2,593,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Prologis,Inc. | 74340W103 | COM | 24,111 | $2,556,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Caterpillar Inc. | 149123101 | COM | 10,895 | $2,526,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Wells Fargo & Company | 949746101 | COM | 63,949 | $2,498,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 13,990 | $2,477,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 53,212 | $2,400,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 766 | $2,370,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VWO | 922042858 | SHS | 45,360 | $2,361,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Union Pacific Corporation | 907818108 | COM | 10,678 | $2,354,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 14,063 | $2,328,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Netflix, Inc | 64110L106 | COM | 4,430 | $2,311,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACKAGING CORP AMER COM | 695156109 | Stock | 17,009 | $2,287,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERSON ELEC CO COM | 291011104 | Stock | 25,060 | $2,261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 24,870 | $2,216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Starbucks Corporation | 855244109 | COM | 20,150 | $2,202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 5,503 | $2,189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESMED INC COM | 761152107 | Stock | 10,624 | $2,061,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 28,503 | $2,041,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTIVE CORP COM | 34959J108 | Stock | 28,732 | $2,030,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Comcast Corp | 20030N101 | COM | 37,407 | $2,024,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amgen Inc. | 031162100 | COM | 8,057 | $2,005,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 14,228 | $1,978,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORRINGTON WATER CO | 891466104 | COM | 48,942 | $1,958,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Visa Inc | 92826C839 | COM | 9,002 | $1,906,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 10,257 | $1,882,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 28,100 | $1,758,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Salesforce.com, Inc | 79466L302 | COM | 7,995 | $1,694,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAM RESEARCH CORP | 512807108 | COM | 2,801 | $1,667,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 21,430 | $1,626,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 10,385 | $1,588,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE INC | 09260D107 | COM | 20,137 | $1,501,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 8,177 | $1,492,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDEX CORP COM | 31428X106 | Stock | 5,203 | $1,478,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 19,207 | $1,459,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 115,070 | $1,452,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| T-Mobile US,Inc. | 872590104 | COM | 11,389 | $1,427,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 7,755 | $1,408,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 9,882 | $1,390,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Merck & Co.,Inc. | 58933Y105 | COM | 17,775 | $1,370,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,824 | $1,357,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVERY DENNISON CORP COM | 053611109 | Stock | 7,376 | $1,355,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NVIDIA Corp | 67066G104 | COM | 2,535 | $1,354,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 24,769 | $1,321,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMETEK INC COM | 031100100 | Stock | 10,260 | $1,311,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Citigroup Inc. | 172967424 | COM | 18,007 | $1,310,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 99,343 | $1,304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LULULEMON ATHLETICA INC | 550021109 | COM | 4,207 | $1,290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITRON INC COM | 465741106 | Stock | 14,375 | $1,274,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XPO INC COM | 983793100 | Stock | 10,075 | $1,242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QORVO INC COM | 74736K101 | Stock | 6,541 | $1,195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNICOM GROUP INC COM | 681919106 | Stock | 16,084 | $1,193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 4,367 | $1,173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Berkshire Hathaway Inc | 084670702 | COM | 4,573 | $1,168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USBANCORPDEL | 902973304 | COM NEW | 20,945 | $1,158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Coca-Cola Company | 191216100 | COM | 21,631 | $1,140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 14,331 | $1,130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 4,478 | $1,097,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 29,000 | $1,086,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIKE,Inc. Class B | 654106103 | COM | 8,132 | $1,081,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEBSTER FINL CORP | 947890109 | COM | 19,592 | $1,080,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAG INDUSTRIAL INC | 85254J102 | COM | 31,901 | $1,072,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U.S. BANCORP | 902973866 | Preferred Share | 1,150 | $1,064,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3,277 | $1,055,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BECTON DICKINSON & CO | 075887109 | COM | 4,322 | $1,051,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOW HLDGS INC COM | 260557103 | Stock | 16,202 | $1,036,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 6,857 | $1,031,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Boston Scientific Corporation | 101137107 | COM | 25,534 | $987,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CSX Corporation | 126408103 | COM | 10,147 | $978,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 52,135 | $933,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STR CORP COM | 857477103 | Stock | 11,020 | $926,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 9,886 | $903,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 5,210 | $901,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chubb Limited | H1467J104 | COM | 5,697 | $900,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARNES GROUP INC | 067806109 | COM | 18,100 | $897,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANULIFE FINL CORP | 56501R106 | COM | 41,633 | $895,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 9,390 | $879,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Waste Management, Inc. | 94106L109 | COM | 6,762 | $872,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 20,528 | $867,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,861 | $849,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| American Express Company | 025816109 | COM | 5,973 | $845,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 19,615 | $834,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 14,500 | $828,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4,109 | $827,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 16,000 | $826,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 14,139 | $825,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 1,255 | $818,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHILLIPS 66 COM | 718546104 | Stock | 10,005 | $816,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,646 | $813,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 19,975 | $799,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PPG INDS INC COM | 693506107 | Stock | 5,265 | $791,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 380 | $786,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPLUNK INC | 848637104 | COM | 5,761 | $781,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK HAWAII CORP | 062540109 | COM | 8,700 | $779,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGGETT & PLATT INC | 524660107 | COM | 17,025 | $777,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Southern Company | 842587107 | COM | 12,280 | $763,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINDE PLC | G5494J103 | SHS | 2,657 | $744,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 19,000 | $733,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Medtronic Plc | G5960L103 | COM | 6,100 | $721,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANKUNITED INC | 06652K103 | COM | 16,400 | $721,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRUSTMARK CORP | 898402102 | COM | 21,000 | $707,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,200 | $694,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 14,900 | $678,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XYLEM INC COM | 98419M100 | Stock | 6,345 | $667,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROGERS CORP COM | 775133101 | Stock | 3,500 | $659,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MasterCard, Inc | 57636Q104 | COM | 1,794 | $639,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 8,250 | $633,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 13,500 | $622,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 7,500 | $613,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 19,109 | $607,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NBT BANCORP INC COM | 628778102 | Stock | 15,000 | $599,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESBANCO INC | 950810101 | COM | 16,600 | $599,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MILLS INC COM | 370334104 | Stock | 9,725 | $596,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 6,618 | $578,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Boeing Company | 097023105 | COM | 2,265 | $577,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROSS STORES INC COM | 778296103 | Stock | 4,660 | $559,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,475 | $556,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BERKLEY W R CORP COM | 084423102 | Stock | 7,097 | $535,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,484 | $532,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 3M CO COM | 88579Y101 | Stock | 2,735 | $527,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PPL CORP COM | 69351T106 | Stock | 18,255 | $526,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 6,250 | $526,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| S & T BANCORP INC COM | 783859101 | Stock | 15,600 | $523,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ConocoPhillips | 20825C104 | COM | 9,516 | $504,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 7,215 | $494,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 5,276 | $491,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 6,224 | $486,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 34,525 | $482,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 15,989 | $482,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 1ST FINL BANCORP | 320209109 | COM | 19,915 | $478,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OXFORD LANE CAP COR PFD SER 2027 PRF | 691543607 | Preferred Share | 19,400 | $473,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALLEY NATL BANCORP | 919794107 | COM | 34,300 | $471,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VESTAS WIND SYSTEMS AS | 925458101 | COM | 6,812 | $467,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 5,000 | $447,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 8,940 | $439,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UMPQUA HOLDINGS | 904214103 | COM | 25,000 | $439,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 4,895 | $424,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Altria Group Inc | 02209S103 | COM | 8,178 | $418,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 8,480 | $417,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Philip Morris International Inc. | 718172109 | COM | 4,661 | $414,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288687 | COM | 10,690 | $410,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 5,292 | $409,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intuitive Surgical,Inc. | 46120E602 | COM | 550 | $406,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONAGRA FOODS INC | 205887102 | COM | 10,794 | $406,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,655 | $406,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 9,300 | $405,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFLAC INC COM | 001055102 | Stock | 7,845 | $402,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 16,450 | $401,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,570 | $400,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NESTLE SA ADR | 641069406 | COM | 3,575 | $399,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWELL BRANDS INC COM | 651229106 | Stock | 14,390 | $385,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,052 | $383,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACWEST BANCORP DEL | 695263103 | COM | 10,000 | $382,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BCE INC COM NEW | 05534B760 | Stock | 8,195 | $370,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOETIS INC CL A | 98978V103 | Stock | 2,317 | $365,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SNAP ON INC COM | 833034101 | Stock | 1,545 | $356,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,133 | $350,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 5,700 | $348,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ILLUMINA INC | 452327109 | COM | 900 | $346,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,671 | $339,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,680 | $337,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSTATE CORP COM | 020002101 | Stock | 2,830 | $325,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intuit Inc. | 461202103 | COM | 825 | $316,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIORITY INCOME FUND INC | 74274w301 | CV PFD | 12,000 | $305,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 4,421 | $294,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Real Estate | 922908553 | SHS | 3,161 | $290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE COOPER COMPANIES | 216648402 | COM NEW | 754 | $290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 7,500 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,232 | $282,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 586 | $279,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,636 | $269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 7,673 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBRE GROUP INC CL A | 12504L109 | Stock | 3,290 | $260,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,265 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 499 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WOODWARD INC COM | 980745103 | Stock | 2,000 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,570 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,980 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHERWIN WILLIAMS CO | 824348106 | COM | 298 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,800 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 144 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EOG RES INC COM | 26875P101 | Stock | 2,820 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSI SYSTEMS INC | 671044105 | COM | 2,105 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,045 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,358 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 11,435 | $195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell 2000 ETF | 464287655 | SHS | 856 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,110 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,800 | $182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,575 | $182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 4,550 | $182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Tesla Motors, Inc | 88160R101 | COM | 270 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,505 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 720 | $173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,046 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTERN CO | 276317104 | COM | 6,000 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,280 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cigna Corporation | 125523100 | COM | 645 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENNOX INTL INC COM | 526107107 | Stock | 490 | $153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,358 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,125 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORO CO | 891092108 | COM | 1,435 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CDK GLOBAL INC | 12508E101 | COM | 2,707 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONEOK INC NEW | 682680103 | COM | 2,856 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,640 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eaton Corp. Plc | G29183103 | COM | 1,025 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INGREDION INC COM | 457187102 | Stock | 1,565 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IJH | 464287507 | COM | 518 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAYPALHLDGSINC | 70450Y103 | STOK | 541 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLIBURTON CO COM | 406216101 | Stock | 6,100 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VGT | 92204A702 | SHS | 355 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VARIAN MED SYS INC | 92220P105 | COM | 700 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN CHEM CO COM | 277432100 | Stock | 1,100 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNDER ARMOUR INC | 904311107 | CL A | 5,375 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VONTIER CORPORATION | 928881101 | COM | 3,457 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUMMINS INC COM | 231021106 | Stock | 402 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| B RILEY FINL INC PFD | 05580M868 | Preferreds | 4,000 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 775 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 2,590 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,185 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAXTER INTL INC | 071813109 | COM | 1,200 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVVITY INC | 714046109 | COM | 759 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEMPRA COM | 816851109 | Stock | 711 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FASTENAL CO COM | 311900104 | Stock | 1,800 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WABTEC COM | 929740108 | Stock | 1,103 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Morgan Stanley | 617446448 | COM | 1,109 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,014 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Value ETF | 922908744 | SHS | 643 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,195 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 613 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOODYS CORP COM | 615369105 | Stock | 266 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCKESSON CORP COM | 58155Q103 | Stock | 400 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VTI | 922908769 | COM | 372 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 327 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Deere & Company | 244199105 | COM | 200 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eli Lilly and Company | 532457108 | COM | 400 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOVER CORP COM | 260003108 | Stock | 550 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 950 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 332 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DTE ENERGY CO COM | 233331107 | Stock | 517 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 300 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVANGRID INC | 05351W103 | COM | 1,367 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RPM INTL INC COM | 749685103 | Stock | 731 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXIMUS INC | 577933104 | COM | 757 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORD MTR CO COM | 345370860 | Stock | 5,350 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 665 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SALISBURY BANCORP INC | 795226109 | COM | 1,479 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,237 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLOCK INC CL A | 852234103 | Stock | 260 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STONECO LTD | G85158106 | COM CL A | 940 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,000 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWMONT CORP | 651639106 | COM | 888 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAVITA INC COM | 23918K108 | Stock | 500 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENCORA INC COM | 03073E105 | Stock | 445 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 478 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZSCALERINC | 98980G102 | STOK | 300 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 495 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCORP SOUTH | 05971J201 | Preferred Stock | 1,925 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVER FINL SVCS | 254709108 | COM | 529 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 500 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELON CORP COM | 30161N101 | Stock | 1,110 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 185 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 893 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 192 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMERCE BANCSHARES INC | 200525103 | COM | 618 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 200 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 125 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIANNATLRYCOF | 136375102 | STOK | 400 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,575 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI UTIL TR | 36240A101 | COM | 6,575 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,000 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIORITY INCOME FUND INC 6.375 PFD SER A | 74274W103 | Preferred Share | 1,800 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMEREN CORP COM | 023608102 | Stock | 525 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLASSIAN CORP | G06242104 | CL A | 200 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Growth | 922908736 | COM | 159 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDISON INTL COM | 281020107 | Stock | 700 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL PMTS INC | 37940X102 | COM | 200 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 265 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 210 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 800 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIATRIS INC COM | 92556V106 | Stock | 2,814 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 315 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 150 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WATSCO INC COM | 942622200 | Stock | 150 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 325 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Advanced Micro Devices,Inc. | 007903107 | COM | 480 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH A O CORP COM | 831865209 | Stock | 550 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| B Riley Financial, Inc., 6.50per, due 09/30/26 | 05580M801 | Preferred | 1,400 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 100 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 600 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 220 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 195 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSPERITY INC | 45778Q107 | COM | 350 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARISTA NETWORKS INC | 040413106 | COM | 95 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 5,001 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 646 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METLIFE INC COM | 59156R108 | Stock | 425 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWTEK BUSINESS SERVICES 5.5 percent DUE 2/1/2026 | 652526708 | Preferred | 1,000 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED RENTALS INC COM | 911363109 | Stock | 75 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Duke Energy Corp Dep 5.75 | 26441C501 | Preferred | 900 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIORITY INCOME 6.375 12/31/24 21 | 74274W830 | Preferred Share | 1,000 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 240 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MKS INC. COM | 55306N104 | Stock | 130 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 100 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 600 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGET CORP COM | 87612E106 | Stock | 112 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UGI CORP NEW COM | 902681105 | Stock | 500 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 700 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELADOC HEALTH INC | 87918A105 | COM | 118 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERPUBLIC GROUP COS | 460690100 | COM | 705 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,430 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 490 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REALTY INCOME CORP FXD RT SR NTS 3.000 percent 01/15/27 B/E DTD 10/12/16 CLB | 756109AS3 | COUPON BEARING BOND | 20,000 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 200 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE CONNECTICUT LIGHT & POWER CO | 207597782 | Preferred Share | 362 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Analog Devices,Inc. | 032654105 | COM | 120 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 513 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLUG PWR INC | 72919P202 | COM NEW | 540 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEAR CORP COM NEW | 521865204 | Stock | 100 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALL CORP | 058498106 | COM | 200 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FASTLY INC | 31188V100 | CL A | 250 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSUMERS ENERGY CO | 210518304 | Preferred Share | 150 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 357 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 100 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PINNACLE WEST CAP CORP | 723484101 | COM | 200 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVANOS MED INC | 05350V106 | COM | 375 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VEREIT INC | 92339V308 | COM | 419 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 2,550 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 400 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCE TRUST IV 5.375 PFD | 78409G206 | PFD | 600 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 40 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTODESK INC COM | 052769106 | Stock | 50 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THOR INDS INC | 885160101 | COM | 103 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Adobe Inc | 00724F101 | COM | 28 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 100 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 1,000 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 900 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST REPUBLIC BANK | 33616C787 | PFD | 525 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 132 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 200 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 200 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STERLING BANCORP | 85917A209 | Preferred Share | 450 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWMARKET CORP COM | 651587107 | Stock | 30 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECOLAB INC COM | 278865100 | Stock | 50 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 127 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANAPLAN INC | 03272L108 | COM | 200 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,340 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UMICORE SA | b95505168 | COM | 200 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIEMENS GAMESA RENEWABLE ENERG | 82621P101 | COM | 1,380 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| C3 AI INC | 12468P104 | CL A | 150 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 325 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOGEN INC COM | 09062X103 | Stock | 35 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 176 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACK HILLS CORP COM | 092113109 | Stock | 150 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MODERNA INC | 60770K107 | COM | 75 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 50 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 258 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLY FINL INC | 361860208 | COM | 400 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schlumberger Limited | 806857108 | COM | 330 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED EDISON INC | 209115104 | COM | 117 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIVE9 INC | 338307101 | COM | 56 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 150 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTINET INC COM | 34959E109 | Stock | 50 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 200 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 407 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 200 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Uber Technologies | 90353T100 | COM | 150 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROCS INC COM | 227046109 | Stock | 100 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 100 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 300 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cyber Security ETF | 26924G201 | Common | 150 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFINEON TECHNOLOGIES-ADR | 45662N103 | COMMON STOCKS | 200 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HELLENIC TELECOM ORG | 423325307 | Common Stock | 1,000 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARGO BLOCKCHAIN PL ORDF | g053a3104 | COM | 2,500 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Energy ETF | 92204A306 | SHS | 103 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALCOA CORP COM | 013872106 | Stock | 225 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGNA INTL INC COM | 559222401 | Stock | 80 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 400 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 175 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANDWIDTH INC | 05988J103 | COM CL A | 54 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 195 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 800 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZUORA INC | 98983V106 | COMMON STOCK | 500 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO QQQ TR | 46090E103 | COM | 19 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALCON AG ORD SHS | H01301128 | Stock | 80 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| M & T BK CORP COM | 55261F104 | Stock | 40 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OXFORD LANE CAP CORP | 691543102 | COM | 1,000 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHAMPIONX CORPORATION | 15872M104 | COM | 275 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 50 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46432F834 | COM | 65 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 37 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 73 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 201 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 94 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEYCORP COM | 493267108 | Stock | 272 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 50 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SNAP INC | 83304A106 | CL A | 100 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 100 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LHC GROUP | 50187A107 | COM | 25 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 200 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Koninklijke Ahold Nv | 500467501 | Equity | 176 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTIVE CORP | 34959J207 | PREFERRED | 5 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 60 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 125 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 89 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 400 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIMULATIONS PLUS INC | 829214105 | COM | 66 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KONTOOR BRANDS INC | 50050N103 | COM | 77 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUELCELL ENERGY INC | 35952H601 | COM | 300 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERNER CORP | 156782104 | COM | 50 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HITACHI LTD | 433578507 | COM | 40 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 100 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 300 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 5 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 10 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERENCE INC COM | 156727109 | Stock | 30 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 45 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOOT LOCKER INC | 344849104 | COM | 50 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JUNIPER NETWORKS INC | 48203R104 | COM | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 241 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 300 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN GENESIS ACQUISITION | 66516T104 | COMMON STOCK | 200 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YIELD10 BIOSCIENCE INC | 98585K862 | COM | 250 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMorgan Chase preferred | 48127X542 | PFD | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Communication Services ETF | 92204A884 | SHS | 15 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 5 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROMEO POWER INC | 776153108 | COM | 300 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 162 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 52 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 250 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 150 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| American Tower Corporation | 03027X100 | COM | 5 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 62 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLD NATL BANCORP IND | 680033107 | COM | 57 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 75 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 30 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 175 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 50 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ECHOSTAR CORP | 278768106 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CHICOS FAS INC | 168615102 | COM | 139 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000749044-21-000002 | this filing | 2021-05-13 | acceptance time not in the bulk data set |