13F-HR filed by RESOURCES MANAGEMENT CORP /CT/ /ADV
RESOURCES MANAGEMENT CORP /CT/ /ADV filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-04, with 507 holding rows worth $448,297,000.
- Accession
- 0000749044-20-000003
- Filer
- CIK 749044
- Filed
- 2020-05-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 509 entries on the cover page, a total value of $448,297,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $448,297,000 with VALUE read as thousands by filing date, 13F file number 028-18952. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTorrington Savings Bank
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Microsoft Corp | 594918104 | COM | 139,754 | $22,041,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 81,420 | $20,704,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 68,693 | $16,529,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 144,975 | $13,052,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 78,099 | $12,914,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 97,311 | $12,760,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 98,650 | $10,852,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 55,652 | $10,391,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 84,614 | $10,162,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 184,263 | $9,972,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 55,440 | $9,051,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 187,116 | $8,946,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 112,971 | $8,233,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 58,276 | $8,066,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 225,657 | $7,365,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 48,239 | $6,856,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 89,384 | $6,810,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 114,767 | $6,809,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 15,154 | $6,667,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 70,050 | $6,654,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 83,768 | $6,070,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 62,090 | $5,857,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 136,742 | $5,797,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 97,138 | $5,414,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 99,600 | $5,386,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 166,432 | $4,852,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,924 | $4,559,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 158,091 | $4,537,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 117,395 | $4,457,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 44,743 | $4,180,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 51,498 | $4,064,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 28,496 | $3,895,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 182,552 | $3,876,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 39,875 | $3,837,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 28,503 | $3,813,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 95,495 | $3,754,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 48,505 | $3,626,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 32,379 | $3,592,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 36,859 | $3,528,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 65,244 | $3,506,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 99,428 | $3,315,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 68,073 | $3,290,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 32,739 | $3,163,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 11,819 | $2,947,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 17,966 | $2,576,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 9,000 | $2,566,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 30,933 | $2,502,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 73,686 | $2,472,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 21,173 | $2,406,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 9,191 | $2,369,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 14,013 | $2,333,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 16,153 | $2,065,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 5,921 | $2,007,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 24,952 | $2,005,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 14,407 | $2,001,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 6,545 | $1,970,000 | thousands by filing date | |
| TORRINGTON WATER CO | 891466104 | COM | 48,453 | $1,829,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 26,993 | $1,826,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 32,224 | $1,723,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 41,365 | $1,679,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 23,128 | $1,670,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 30,198 | $1,667,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 11,744 | $1,656,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 7,388 | $1,498,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 5,727 | $1,480,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 9,050 | $1,458,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 154,190 | $1,448,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 12,223 | $1,418,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,375 | $1,397,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 15,961 | $1,386,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 17,407 | $1,339,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 15,361 | $1,322,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 26,170 | $1,315,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 5,534 | $1,312,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,461 | $1,300,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 28,268 | $1,282,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,941 | $1,269,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 9,124 | $1,207,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 25,135 | $1,198,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 22,119 | $1,075,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 23,614 | $1,045,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 8,537 | $1,038,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 30,152 | $1,037,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 11,855 | $979,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 28,542 | $974,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 10,844 | $969,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 14,456 | $959,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,698 | $938,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 22,200 | $929,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 472 | $920,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 111,185 | $883,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 9,556 | $842,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 3,578 | $822,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 5,390 | $794,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 22,010 | $758,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 7,582 | $753,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 10,260 | $739,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 8,721 | $737,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 7,925 | $678,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,774 | $666,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 11,000 | $647,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 11,878 | $643,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 6,311 | $643,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 57,911 | $640,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 9,500 | $632,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 26,977 | $618,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 5,054 | $613,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 10,607 | $608,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 4,072 | $595,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 11,035 | $588,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 22,025 | $588,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 16,000 | $585,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 10,985 | $580,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 23,300 | $575,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 10,305 | $553,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 10,000 | $552,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 13,063 | $550,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 11,526 | $525,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 6,278 | $519,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 5,745 | $516,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,697 | $514,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,475 | $514,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 5,871 | $511,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 14,500 | $493,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 21,000 | $489,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 15,000 | $486,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 2,807 | $486,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 4,301 | $480,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 7,292 | $468,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 35,180 | $467,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 5,948 | $465,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 18,950 | $462,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 920 | $456,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 387 | $450,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,848 | $446,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 4,275 | $440,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 19,000 | $439,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 14,139 | $436,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 29,000 | $431,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,530 | $429,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 5,130 | $429,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,365 | $428,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 15,600 | $426,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 4,500 | $425,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 13,766 | $424,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 14,900 | $423,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,550 | $418,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 15,940 | $417,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,016 | $412,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 32,707 | $410,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 22,050 | $410,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 13,868 | $405,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 6,250 | $402,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,228 | $396,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 9,679 | $395,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 16,600 | $393,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 4,705 | $392,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 2,015 | $389,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 13,500 | $389,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 10,857 | $372,000 | thousands by filing date | |
| OXFORD LANE CAP COR PFD SER 2027 PRF | 691543607 | Preferred Share | 20,600 | $370,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,061 | $369,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 6,590 | $368,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,845 | $356,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 7,649 | $355,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,812 | $355,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 6,230 | $342,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 24,675 | $338,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 10,086 | $329,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 9,632 | $328,000 | thousands by filing date | |
| MONROE CAP CORP NT 09/30/2023 PFD PROSPECT | 610335200 | Equity-Linked Security | 16,200 | $321,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 6,097 | $318,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 3,379 | $311,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 16,400 | $307,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,349 | $304,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 19,915 | $297,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,019 | $289,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,200 | $285,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 9,494 | $279,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,171 | $277,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 6,400 | $277,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,840 | $274,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 25,000 | $273,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,962 | $272,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 11,385 | $272,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 100 | $272,000 | thousands by filing date | |
| PRIORITY INCOME FUND INC | 74274w301 | CV PFD | 12,000 | $266,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 10,447 | $259,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 6,840 | $258,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,227 | $257,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,594 | $246,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 32,900 | $244,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 33,100 | $242,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 13,000 | $233,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 29,750 | $230,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,501 | $227,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,770 | $224,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,430 | $222,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 9,300 | $215,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 5,000 | $213,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 752 | $207,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 850 | $196,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,800 | $196,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 2,555 | $193,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 700 | $191,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,127 | $186,000 | thousands by filing date | |
| VESTAS WIND SYSTEMS AS | 925458101 | COM | 6,842 | $185,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 2,655 | $183,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 686 | $180,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 8,573 | $178,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,777 | $168,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,400 | $167,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 7,500 | $164,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,150 | $160,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,850 | $160,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 840 | $159,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,255 | $153,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 30,775 | $149,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 15,205 | $140,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 779 | $138,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,543 | $137,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 2,065 | $134,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,270 | $134,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 5,000 | $134,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 34,150 | $130,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,560 | $129,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 3,766 | $124,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 2,000 | $119,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 6,000 | $117,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 3,535 | $113,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,143 | $112,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,196 | $112,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,355 | $110,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 956 | $109,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,225 | $109,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 7,795 | $109,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,575 | $106,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 674 | $102,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 11,840 | $102,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 2,300 | $101,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 1,910 | $100,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 750 | $98,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,200 | $97,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 960 | $96,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 1,440 | $94,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 490 | $89,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 479 | $88,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 4,500 | $88,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 3,500 | $88,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,900 | $86,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,025 | $80,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 711 | $80,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 760 | $79,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 978 | $78,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 355 | $75,000 | thousands by filing date | |
| Deutsche Bk Tst 6.55%Perp Cl 5 | 25153x208 | PFD | 3,000 | $75,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 160 | $74,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 835 | $74,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 550 | $74,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 707 | $72,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 700 | $72,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 875 | $71,000 | thousands by filing date | |
| VTI | 922908769 | COM | 551 | $71,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 466 | $67,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 833 | $67,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,220 | $66,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 2,720 | $66,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 775 | $66,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 5,100 | $65,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 1,375 | $64,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 2,856 | $62,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 665 | $62,000 | thousands by filing date | |
| PRIORITY INCOME FUND INC 6.375 PFD SER A | 74274W103 | Preferred Share | 2,800 | $61,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,677 | $60,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,725 | $59,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 643 | $57,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 759 | $57,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 266 | $56,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 1,800 | $56,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 410 | $55,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 550 | $55,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 1,126 | $54,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 1,744 | $54,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,587 | $53,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 7,785 | $53,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 400 | $52,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 286 | $51,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 300 | $50,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,100 | $49,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 475 | $49,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 845 | $49,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,237 | $48,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 720 | $46,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 550 | $46,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 580 | $44,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 600 | $44,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 822 | $43,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 731 | $43,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 950 | $43,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 750 | $41,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,110 | $41,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,500 | $40,000 | thousands by filing date | |
| BANCORP SOUTH | 05971J201 | Preferred Stock | 1,800 | $38,000 | thousands by filing date | |
| OFS CAP CORP 6.5 CALLABLE PREFERRED SHARES | 67103B407 | Equity-Linked Security | 2,000 | $36,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 445 | $35,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 367 | $35,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,461 | $35,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,000 | $33,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 330 | $31,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 835 | $30,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 589 | $30,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 192 | $29,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 200 | $29,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 495 | $29,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 200 | $28,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 483 | $28,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 477 | $27,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 205 | $27,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 85 | $27,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 200 | $27,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 265 | $26,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 200 | $26,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 700 | $26,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 159 | $25,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 400 | $25,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 210 | $25,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 125 | $25,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 10,635 | $25,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 851 | $24,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 150 | $24,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 185 | $24,000 | thousands by filing date | |
| IJH | 464287507 | COM | 158 | $23,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 747 | $23,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,710 | $23,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 150 | $23,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 655 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 201 | $22,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 500 | $22,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 475 | $22,000 | thousands by filing date | |
| PRIORITY INCOME 6.375 12/31/24 21 | 74274W830 | Preferred Share | 1,000 | $22,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 530 | $21,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 550 | $21,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,200 | $21,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 400 | $20,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 4,096 | $20,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,430 | $20,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,000 | $20,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 500 | $19,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,150 | $19,000 | thousands by filing date | |
| THE CONNECTICUT LIGHT & POWER CO | 207597782 | Preferred Share | 362 | $19,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 300 | $18,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,225 | $18,000 | thousands by filing date | |
| B Riley Financial, Inc., 6.50per, due 09/30/26 | 05580M801 | Preferred | 1,000 | $18,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 240 | $17,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,094 | $17,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 532 | $16,000 | thousands by filing date | |
| CONSUMERS ENERGY CO | 210518304 | Preferred Share | 150 | $16,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 300 | $15,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 100 | $15,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 235 | $15,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 3,650 | $15,000 | thousands by filing date | |
| Wells Fargo Co Pfd Non-Cumlative Class A | 94988U714 | Pfd Stk | 600 | $15,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,800 | $14,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,360 | $14,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 190 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 290 | $14,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 150 | $13,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 145 | $13,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 350 | $13,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 200 | $13,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 600 | $13,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 150 | $12,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 300 | $12,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 509 | $12,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 100 | $12,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,200 | $12,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 750 | $12,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 120 | $11,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 40 | $11,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 130 | $11,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 30 | $11,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 350 | $11,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 15 | $10,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 150 | $10,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 375 | $10,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 98 | $9,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 117 | $9,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 110 | $9,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 200 | $9,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 200 | $9,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 360 | $9,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 246 | $9,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 260 | $9,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 300 | $9,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 19 | $8,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 75 | $8,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 95 | $8,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 300 | $8,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 592 | $8,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 57 | $8,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 50 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 100 | $8,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 102 | $8,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,550 | $8,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 105 | $8,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 200 | $8,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 490 | $8,000 | thousands by filing date | |
| SCE TRUST IV 5.375 PFD | 78409G206 | PFD | 400 | $7,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 19 | $6,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 150 | $6,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 45 | $6,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 600 | $6,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 200 | $6,000 | thousands by filing date | |
| HELLENIC TELECOM ORG | 423325307 | Common Stock | 1,000 | $6,000 | thousands by filing date | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 250 | $6,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 86 | $5,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 425 | $5,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 325 | $5,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 50 | $5,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 176 | $5,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 22 | $5,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 20 | $4,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 106 | $4,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 19 | $4,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 27 | $4,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 80 | $4,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 40 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 50 | $4,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 1,000 | $4,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 800 | $4,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 234 | $4,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 501 | $4,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 194 | $4,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 200 | $4,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 5 | $4,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 25 | $3,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 65 | $3,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 55 | $3,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 73 | $3,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 103 | $3,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 80 | $3,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 384 | $3,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 100 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 100 | $3,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 50 | $3,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 325 | $3,000 | thousands by filing date | |
| JPMorgan Chase preferred | 48127X542 | PFD | 100 | $3,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 55 | $2,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 127 | $2,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 5 | $2,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 60 | $2,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 50 | $2,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 31 | $2,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 46 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 30 | $2,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 145 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 110 | $2,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 241 | $2,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 250 | $2,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 275 | $2,000 | thousands by filing date | |
| HITACHI LTD | 433578507 | COM | 40 | $2,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 100 | $2,000 | thousands by filing date | |
| STERLING BANCORP | 85917A209 | Preferred Share | 100 | $2,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 5 | $1,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 15 | $1,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 360 | $1,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 225 | $1,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 62 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 161 | $1,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 20 | $1,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 20 | $1,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 85 | $1,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 75 | $1,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 30 | $1,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 75 | $1,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 50 | $1,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 100 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 113 | $1,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 42 | $1,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 99 | $1,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 50 | $1,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 3,600 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERENCE INC COM | 156727109 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERADATA CORP DEL | 88076W103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY R R & SONS CO | 257867200 | COM | 266 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITAL GROWTH SYSTEMS INC | 14019A107 | Ordinary Share | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000749044-20-000003 | this filing | 2020-05-04 | acceptance time not in the bulk data set |