13F-HR filed by ROMAN BUTLER FULLERTON & CO
ROMAN BUTLER FULLERTON & CO filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-10, with 185 holding rows worth $214,301,000.
- Accession
- 0000733444-21-000012
- Filer
- CIK 733444
- Filed
- 2021-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 185 entries on the cover page, a total value of $214,301,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $214,301,000 with VALUE read as thousands by filing date, 13F file number 028-19019. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Microsoft Corp | 594918104 | COM | 36,852 | $11,324,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 60,884 | $8,923,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 18,055 | $6,472,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,476 | $5,087,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 22,196 | $4,932,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 117,152 | $4,569,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 28,482 | $4,054,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 25,156 | $4,030,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,383 | $3,949,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 6,292 | $3,919,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 45,337 | $3,540,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 9,802 | $3,480,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,386 | $3,148,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,183 | $2,878,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 148,174 | $2,821,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 9,044 | $2,755,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 29,455 | $2,700,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 6,307 | $2,616,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 14,883 | $2,547,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 843 | $2,410,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 7,333 | $2,396,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3,000 | $2,365,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 42,479 | $2,314,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 3,506 | $2,219,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 52,263 | $2,160,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 6,892 | $2,127,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 7,217 | $2,105,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,057 | $2,037,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 13,904 | $1,970,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 9,400 | $1,913,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,256 | $1,911,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3,670 | $1,891,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,862 | $1,826,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 11,299 | $1,809,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,705 | $1,783,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 158,598 | $1,764,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 186,192 | $1,681,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 7,406 | $1,642,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 103,577 | $1,641,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,987 | $1,618,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 16,606 | $1,603,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 60,865 | $1,542,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 6,035 | $1,531,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 12,809 | $1,491,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 11,591 | $1,473,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 18,862 | $1,430,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 12,153 | $1,421,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 3,632 | $1,354,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 3,953 | $1,314,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 8,844 | $1,305,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 28,141 | $1,302,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 13,749 | $1,296,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 4,340 | $1,284,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 15,445 | $1,277,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 24,273 | $1,262,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 5,038 | $1,257,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 14,710 | $1,243,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 50,391 | $1,213,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 5,584 | $1,193,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 20,848 | $1,187,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 17,135 | $1,180,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,053 | $1,115,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 18,655 | $1,055,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 22,937 | $1,032,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 39,181 | $1,025,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 19,377 | $1,006,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 10,277 | $984,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 25,044 | $965,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,535 | $964,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,310 | $953,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 3,755 | $947,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 16,746 | $924,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,117 | $891,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,583 | $868,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,042 | $852,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 7,031 | $831,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,320 | $793,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 10,118 | $790,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 17,903 | $767,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 9,664 | $749,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 18,891 | $748,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,646 | $722,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 3,157 | $720,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 46,202 | $719,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,969 | $703,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 12,615 | $698,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,868 | $693,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 12,140 | $683,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 10,822 | $683,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 11,916 | $678,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 12,749 | $672,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 5,199 | $662,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 13,467 | $652,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 9,901 | $634,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 29,148 | $624,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 5,104 | $595,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 4,935 | $593,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 5,214 | $585,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,529 | $583,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 833 | $580,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 12,355 | $556,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 13,867 | $544,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,370 | $523,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 13,527 | $518,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 9,587 | $517,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 8,135 | $517,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 11,880 | $508,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 4,629 | $496,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 6,060 | $493,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 2,399 | $491,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 8,671 | $483,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,048 | $474,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,392 | $474,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,850 | $473,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 8,714 | $469,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 7,384 | $461,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 1,370 | $459,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 7,925 | $451,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,809 | $449,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,115 | $443,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 4,601 | $443,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 24,083 | $432,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 52,365 | $432,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,022 | $411,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,894 | $411,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,851 | $408,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,795 | $405,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,689 | $404,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,454 | $404,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 34,835 | $404,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 942 | $400,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 18,995 | $399,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 5,032 | $396,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 5,131 | $394,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,708 | $379,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,428 | $378,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,225 | $376,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 5,776 | $373,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,375 | $373,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 3,064 | $360,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,208 | $359,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,453 | $349,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,145 | $348,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,268 | $340,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,141 | $339,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,849 | $337,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 785 | $332,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 8,682 | $331,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 727 | $325,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,280 | $316,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 18,320 | $315,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 535 | $314,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 5,020 | $314,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 672 | $310,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 7,762 | $307,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,361 | $307,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,337 | $304,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 865 | $297,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,048 | $283,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,520 | $280,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,519 | $276,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,740 | $269,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 24,422 | $262,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,164 | $261,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 8,142 | $256,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,444 | $255,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,212 | $255,000 | thousands by filing date | |
| IJH | 464287507 | COM | 899 | $247,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,127 | $243,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 724 | $240,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 4,846 | $239,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,805 | $237,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 11,237 | $233,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 265 | $231,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 4,789 | $231,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 26,305 | $228,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 5,050 | $226,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 4,516 | $225,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,581 | $220,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4,383 | $218,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 1,310 | $217,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 939 | $211,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,346 | $208,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,951 | $203,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,764 | $200,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000733444-21-000012 | this filing | 2021-11-10 | acceptance time not in the bulk data set |