13F-HR filed by Capital Bank & Trust Co
Capital Bank & Trust Co filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-18, with 725 holding rows worth $7,715,173,000.
- Accession
- 0000732812-20-000013
- Filer
- CIK 1714524
- Filed
- 2020-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 725 entries on the cover page, a total value of $7,715,173,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,715,173,000 with VALUE read as thousands by filing date, 13F file number 028-18123. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCAPITAL GROUP COMPANIES INC028-00218
- included managerCAPITAL GROUP INTERNATIONAL INC028-05044
- included managerCAPITAL RESEARCH & MANAGEMENT CO028-00157
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD MALVERN FDS | 922020805 | SHS | 511 | $25,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 521 | $25,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 1,000 | $25,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 139 | $24,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 141 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 253 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 100 | $24,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 493 | $24,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 411 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 350 | $23,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,105 | $22,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 109 | $22,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 87 | $22,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 330 | $21,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 597 | $21,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 546 | $21,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 340 | $21,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 1,947 | $21,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 144 | $20,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 1,400 | $20,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 221 | $19,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 733 | $19,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 125 | $19,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,366 | $19,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 276 | $18,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 550 | $18,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 1,720 | $18,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 200 | $18,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 133 | $17,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 185 | $17,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 104 | $17,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 6,337 | $17,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,000 | $16,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 300 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 656 | $15,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 1,167 | $15,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 3,218 | $15,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 3,875 | $15,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 253 | $14,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 225 | $14,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 18 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 290 | $14,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 247 | $14,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 300 | $14,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 22 | $13,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 258 | $13,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 355 | $13,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 250 | $13,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 150 | $12,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 162 | $12,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 70 | $12,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 151 | $12,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 400 | $12,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 125 | $12,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 134 | $12,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 6,038 | $12,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 135 | $11,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 65 | $11,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 250 | $11,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,130 | $11,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 37 | $11,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 25 | $10,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 152 | $10,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 90 | $10,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 151 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 495 | $10,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 370 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 270 | $10,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 6,977 | $10,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 163 | $9,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 229 | $9,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 70 | $9,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 4,120 | $9,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 50 | $8,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 76 | $8,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 21 | $8,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 51 | $8,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 170 | $8,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 379 | $8,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 353 | $8,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 127 | $8,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 66 | $7,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 134 | $7,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,188 | $7,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 69 | $7,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 43 | $7,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 150 | $7,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 171 | $7,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 94 | $7,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 272 | $7,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 21 | $7,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 380 | $7,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 152 | $6,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 62 | $6,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 57 | $6,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 58 | $6,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 539 | $6,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 272 | $6,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 34 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 385 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 185 | $6,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 400 | $6,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 185 | $6,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 221 | $6,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 250 | $6,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 264 | $6,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 850 | $6,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 100 | $5,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 34 | $5,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 81 | $5,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 68 | $5,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 27 | $5,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 98 | $5,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 157 | $5,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 136 | $5,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 359 | $5,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 929 | $5,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 425 | $5,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 38 | $5,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 568 | $5,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 169 | $5,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 51 | $5,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 335 | $5,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 2,583 | $5,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 75 | $4,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 88 | $4,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 11 | $4,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 13 | $4,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 44 | $4,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 45 | $4,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 95 | $4,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 26 | $4,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 47 | $4,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 29 | $4,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 250 | $4,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 15 | $3,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 37 | $3,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 310 | $3,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 88 | $3,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 27 | $3,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 31 | $3,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 19 | $3,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 276 | $3,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 66 | $3,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 60 | $3,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 26 | $3,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 31 | $3,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 18 | $3,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 100 | $3,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 125 | $3,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 222 | $3,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 30 | $3,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 227 | $3,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 17 | $3,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 680 | $3,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 34 | $3,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 59 | $2,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 6 | $2,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 41 | $2,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 184 | $2,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 8 | $2,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 33 | $2,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 12 | $2,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 19 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 39 | $2,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 51 | $2,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 23 | $2,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 15 | $2,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 11 | $2,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 15 | $2,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 19 | $2,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 8 | $2,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 34 | $2,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 20 | $2,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 240 | $2,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 15 | $2,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 27 | $2,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 165 | $2,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 27 | $2,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 24 | $2,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 20 | $2,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 8 | $2,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 24 | $2,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 180 | $2,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 509 | $2,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 92 | $2,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 100 | $2,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 409 | $2,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 90 | $2,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 50 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 200 | $1,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 20 | $1,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 29 | $1,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 20 | $1,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 12 | $1,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 128 | $1,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 10 | $1,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 900 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 115 | $1,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 46 | $1,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 1,403 | $1,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 54 | $1,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSAIC CO COM | 61945C103 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX CORP CL A COM | 35137L105 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERENCE INC COM | 156727109 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENPRO INC | 29355X107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POST HLDGS INC | 737446104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIVO CORP | 88870P106 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000732812-20-000013 | this filing | 2020-02-18 | acceptance time not in the bulk data set |