13F-HR filed by PIPER SANDLER & CO.
PIPER SANDLER & CO. filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-12, with 20 holding rows worth $132,480,900.
- Accession
- 0000724683-24-000012
- Filer
- CIK 724683
- Filed
- 2024-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 20 entries on the cover page, a total value of $132,480,900 stated on the cover page (in dollars after the unit check, H1), rows summing to $132,480,900 with VALUE read as dollars as filed, 13F file number 028-15951. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 4,000,000 | $47,639,600 | dollars as filed | principal |
| NICE SYS INC | 65366HAB9 | BOND | 13,495,000 | $28,656,633 | dollars as filed | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 20,355,000 | $20,273,580 | dollars as filed | principal |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 7,100,000 | $6,894,100 | dollars as filed | principal |
| PENNYMAC CORP | 70932AAD5 | BOND | 5,314,000 | $5,167,865 | dollars as filed | principal |
| MFA FINL INC | 55272XAA0 | BOND | 5,057,000 | $5,031,715 | dollars as filed | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 4,520,000 | $4,458,980 | dollars as filed | principal |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 1,805,000 | $4,405,825 | dollars as filed | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 2,865,000 | $2,836,350 | dollars as filed | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 2,500,000 | $2,301,250 | dollars as filed | principal |
| KAMAN CORP | 483548AF0 | BOND | 2,292,000 | $2,223,240 | dollars as filed | principal |
| 8X8 INC NEW | 282914AB6 | BOND | 1,500,000 | $1,480,526 | dollars as filed | principal |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 48,039 | $382,390 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 59,438 | $304,323 | dollars as filed | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 39,467 | $281,400 | dollars as filed | |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 8,164 | $69,231 | dollars as filed | |
| Cartesian Growth Corp II | G19305120 | Warrant | 402,500 | $52,325 | dollars as filed | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 29,719 | $11,590 | dollars as filed | |
| PHARVARIS NV | N69605108 | COMMON STOCK | 181 | $5,077 | dollars as filed | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 5,000 | $4,900 | dollars as filed | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000724683-24-000012 | this filing | 2024-02-12 | acceptance time not in the bulk data set |