13F-HR filed by PIPER SANDLER & CO.
PIPER SANDLER & CO. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 10 holding rows worth $105,638,183.
- Accession
- 0000724683-23-000031
- Filer
- CIK 724683
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 10 entries on the cover page, a total value of $105,638,183 stated on the cover page (in dollars after the unit check, H1), rows summing to $105,638,183 with VALUE read as dollars as filed, 13F file number 028-15951. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KBR INC | 48242WAB2 | BOND | 33,398,000 | $76,611,672 | dollars as filed | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 12,311,000 | $12,101,713 | dollars as filed | principal |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 9,993,000 | $9,942,935 | dollars as filed | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 3,700,000 | $3,611,200 | dollars as filed | principal |
| MFA FINL INC | 55272XAA0 | BOND | 3,029,000 | $3,006,283 | dollars as filed | principal |
| OPPFI INC | 68386H103 | COMMON STOCK | 59,438 | $149,784 | dollars as filed | |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 8,164 | $88,824 | dollars as filed | |
| Cartesian Growth Corp II | G19305120 | Warrant | 402,500 | $64,400 | dollars as filed | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 39,467 | $59,990 | dollars as filed | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 29,719 | $1,382 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000724683-23-000031 | this filing | 2023-11-14 | acceptance time not in the bulk data set |