13F-HR filed by PIPER SANDLER & CO.
PIPER SANDLER & CO. filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-10, with 21 holding rows worth $93,648,303.
- Accession
- 0000724683-23-000023
- Filer
- CIK 724683
- Filed
- 2023-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 21 entries on the cover page, a total value of $93,648,303 stated on the cover page (in dollars after the unit check, H1), rows summing to $93,648,303 with VALUE read as dollars as filed, 13F file number 028-15951. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 14,488,000 | $30,859,440 | dollars as filed | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 12,311,000 | $11,935,515 | dollars as filed | principal |
| KBR INC | 48242WAB2 | BOND | 4,000,000 | $10,249,222 | dollars as filed | principal |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 9,993,000 | $9,899,366 | dollars as filed | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 6,666,000 | $6,591,207 | dollars as filed | principal |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 4,962,000 | $4,887,074 | dollars as filed | principal |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 78,947 | $3,922,087 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 79,831 | $3,914,114 | dollars as filed | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 3,891,000 | $3,811,507 | dollars as filed | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 3,000,000 | $2,905,500 | dollars as filed | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 2,757,000 | $2,725,295 | dollars as filed | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 1,040,000 | $1,032,710 | dollars as filed | principal |
| COLOMBIER ACQUISITION CORP | 19533H108 | COM | 25,000 | $256,750 | dollars as filed | |
| DA32 LIFE SCNCE TEC ACQSTN C | 23312M106 | CLASS A COM | 25,003 | $256,531 | dollars as filed | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 39,467 | $123,137 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 59,438 | $121,254 | dollars as filed | |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 8,164 | $91,110 | dollars as filed | |
| Cartesian Growth Corp II | G19305120 | Warrant | 402,500 | $63,152 | dollars as filed | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 29,719 | $2,080 | dollars as filed | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 27 | $1,228 | dollars as filed | |
| CNO FINL GROUP INC | 12621E103 | COM | 1 | $24 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000724683-23-000023 | this filing | 2023-08-10 | acceptance time not in the bulk data set |