13F-HR filed by PIPER SANDLER & CO.
PIPER SANDLER & CO. filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-11, with 30 holding rows worth $146,060,790.
- Accession
- 0000724683-23-000017
- Filer
- CIK 724683
- Filed
- 2023-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 30 entries on the cover page, a total value of $146,060,790 stated on the cover page (in dollars after the unit check, H1), rows summing to $146,060,790 with VALUE read as dollars as filed, 13F file number 028-15951. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 17,335,000 | $16,771,613 | dollars as filed | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 16,754,000 | $16,754,000 | dollars as filed | principal |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 10,000,000 | $14,957,024 | dollars as filed | principal |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 14,689,000 | $14,689,000 | dollars as filed | principal |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 13,246,000 | $13,113,540 | dollars as filed | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 10,000,000 | $9,975,000 | dollars as filed | principal |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 9,993,000 | $9,680,719 | dollars as filed | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 8,982,000 | $8,682,226 | dollars as filed | principal |
| TERADYNE INC | 880770AG7 | NOTE | 2,300,000 | $7,146,790 | dollars as filed | principal |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 6,695,000 | $6,694,063 | dollars as filed | principal |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 4,962,000 | $4,882,244 | dollars as filed | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 5,003,000 | $4,865,418 | dollars as filed | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 4,757,000 | $4,639,330 | dollars as filed | principal |
| NICE SYS INC | 65366HAB9 | BOND | 1,535,000 | $3,699,350 | dollars as filed | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 3,000,000 | $2,842,500 | dollars as filed | principal |
| HOPE BANCORP INC | 43940T109 | COM | 288,800 | $2,836,016 | dollars as filed | put |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,162,000 | $1,160,345 | dollars as filed | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 1,040,000 | $1,013,938 | dollars as filed | principal |
| BECTON DICKINSON & CO | 075887406 | CONV | 5,510 | $273,957 | dollars as filed | |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 25,003 | $256,281 | dollars as filed | |
| COLOMBIER ACQUISITION CORP | 19533H108 | COM | 25,000 | $253,250 | dollars as filed | |
| DA32 LIFE SCNCE TEC ACQSTN C | 23312M106 | CLASS A COM | 25,003 | $253,030 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 59,438 | $121,848 | dollars as filed | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 39,467 | $116,033 | dollars as filed | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 110,000 | $109,440 | dollars as filed | principal |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 8,164 | $103,438 | dollars as filed | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 73,000 | $72,290 | dollars as filed | principal |
| Cartesian Growth Corp II | G19305120 | Warrant | 402,500 | $64,440 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 2,222 | $31,019 | dollars as filed | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 29,719 | $2,648 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000724683-23-000017 | this filing | 2023-05-11 | acceptance time not in the bulk data set |