13F-HR filed by PIPER SANDLER & CO.
PIPER SANDLER & CO. filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-13, with 34 holding rows worth $96,556,000.
- Accession
- 0000724683-23-000011
- Filer
- CIK 724683
- Filed
- 2023-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 34 entries on the cover page, a total value of $96,556,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $96,556,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-15951. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 19,748,000 | $19,588,000 | thousands, detected and multiplied | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 7,250,000 | $12,098,000 | thousands, detected and multiplied | principal |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 11,164,000 | $10,957,000 | thousands, detected and multiplied | principal |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 9,838,000 | $9,647,000 | thousands, detected and multiplied | principal |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 7,919,000 | $7,737,000 | thousands, detected and multiplied | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 6,639,000 | $6,436,000 | thousands, detected and multiplied | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 6,184,000 | $6,091,000 | thousands, detected and multiplied | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 4,233,000 | $4,228,000 | thousands, detected and multiplied | principal |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 4,095,000 | $4,023,000 | thousands, detected and multiplied | principal |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 3,349,000 | $3,257,000 | thousands, detected and multiplied | principal |
| TERADYNE INC | 880770AG7 | NOTE | 1,352,000 | $2,852,000 | thousands, detected and multiplied | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 350,000 | $2,351,000 | thousands, detected and multiplied | principal |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 1,902,000 | $1,873,000 | thousands, detected and multiplied | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 1,290,000 | $1,246,000 | thousands, detected and multiplied | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,162,000 | $1,139,000 | thousands, detected and multiplied | principal |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 423,000 | $419,000 | thousands, detected and multiplied | principal |
| SLAM CORP | G8210L105 | COM | 25,100 | $254,000 | thousands, detected and multiplied | |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 25,003 | $252,000 | thousands, detected and multiplied | |
| ABG ACQUISITION CORP I | G00496102 | CL A SHS | 25,000 | $252,000 | thousands, detected and multiplied | |
| COLOMBIER ACQUISITION CORP | 19533H108 | COM | 25,000 | $249,000 | thousands, detected and multiplied | |
| DA32 LIFE SCNCE TEC ACQSTN C | 23312M106 | CLASS A COM | 25,003 | $248,000 | thousands, detected and multiplied | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 235,000 | $231,000 | thousands, detected and multiplied | principal |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 8,164 | $206,000 | thousands, detected and multiplied | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 199,000 | $196,000 | thousands, detected and multiplied | principal |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 16,888 | $171,000 | thousands, detected and multiplied | |
| OPPFI INC | 68386H103 | COMMON STOCK | 59,438 | $122,000 | thousands, detected and multiplied | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 100,000 | $99,000 | thousands, detected and multiplied | principal |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 39,467 | $91,000 | thousands, detected and multiplied | |
| Cartesian Growth Corp II | G19305120 | Warrant | 402,500 | $91,000 | thousands, detected and multiplied | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 72,000 | $70,000 | thousands, detected and multiplied | principal |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A104 | SHS CL A | 5,705 | $58,000 | thousands, detected and multiplied | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 13,000 | $13,000 | thousands, detected and multiplied | principal |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 146 | $8,000 | thousands, detected and multiplied | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 29,719 | $3,000 | thousands, detected and multiplied |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000724683-23-000011 | this filing | 2023-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000724683-23-000012 | base | 2023-02-24 | acceptance time not in the bulk data set |