13F-HR filed by PIPER SANDLER & CO.
PIPER SANDLER & CO. filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 39 holding rows worth $123,555,000.
- Accession
- 0000724683-22-000036
- Filer
- CIK 724683
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 40 entries on the cover page, a total value of $123,555,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $123,555,000 with VALUE read as thousands by filing date, 13F file number 028-15951. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 4,883,000 | $31,567,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 7,250,000 | $11,639,000 | thousands by filing date | principal |
| TERADYNE INC | 880770AG7 | NOTE | 4,000,000 | $8,954,000 | thousands by filing date | principal |
| ARBOR REALTY TRUST INC | 038923AP3 | NOTE 4.750%11/0 | 7,745,000 | $7,623,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 7,722,000 | $7,616,000 | thousands by filing date | principal |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 145,319 | $7,286,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 7,233,000 | $7,070,000 | thousands by filing date | principal |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 7,415,000 | $7,067,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 6,626,000 | $6,423,000 | thousands by filing date | principal |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 5,916,000 | $5,842,000 | thousands by filing date | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 5,514,000 | $5,429,000 | thousands by filing date | principal |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 5,289,000 | $5,223,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 3,300,000 | $3,201,000 | thousands by filing date | principal |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 1,888,000 | $1,819,000 | thousands by filing date | principal |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 1,500,000 | $1,471,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 1,290,000 | $1,232,000 | thousands by filing date | principal |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 580,815 | $563,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 500,000 | $491,000 | thousands by filing date | principal |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 25,000 | $251,000 | thousands by filing date | |
| SLAM CORP | G8210L105 | COM | 25,100 | $249,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K104 | CMN | 25,000 | $249,000 | thousands by filing date | |
| ABG ACQUISITION CORP I | G00496102 | CL A SHS | 25,000 | $248,000 | thousands by filing date | |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 25,003 | $247,000 | thousands by filing date | |
| LERER HIPPEAU ACQUISITION CO | 526749106 | CMN | 25,026 | $246,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H108 | COM | 25,000 | $244,000 | thousands by filing date | |
| DA32 LIFE SCNCE TEC ACQSTN C | 23312M106 | CLASS A COM | 25,003 | $243,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 16,888 | $168,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 160,000 | $158,000 | thousands by filing date | principal |
| OPPFI INC | 68386H103 | COMMON STOCK | 59,438 | $137,000 | thousands by filing date | |
| US WELL SERVICES INC | 91274U309 | CL A NEW 2022 | 24,255 | $123,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 39,467 | $107,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 100,000 | $98,000 | thousands by filing date | principal |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 62,000 | $60,000 | thousands by filing date | principal |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A104 | SHS CL A | 5,705 | $57,000 | thousands by filing date | |
| BCLS ACQUISITION CORP | G0904B105 | CMN | 5,603 | $56,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K105 | COMMON STOCK | 5,200 | $51,000 | thousands by filing date | |
| Cartesian Growth Corp II | G19305120 | Warrant | 402,500 | $40,000 | thousands by filing date | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 29,719 | $7,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000724683-22-000036 | this filing | 2022-11-14 | acceptance time not in the bulk data set |