13F-HR filed by PIPER SANDLER & CO.
PIPER SANDLER & CO. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 19 holding rows worth $73,517,000.
- Accession
- 0000724683-21-000034
- Filer
- CIK 724683
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 30 entries on the cover page, a total value of $73,517,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $73,517,000 with VALUE read as thousands by filing date, 13F file number 028-15951. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TERADYNE INC | 880770AG7 | NOTE | 7,394,000 | $25,214,000 | thousands by filing date | principal |
| NICE SYS INC | 65366HAB9 | BOND | 6,230,000 | $20,310,000 | thousands by filing date | principal |
| RH | 74967XAA1 | BOND | 3,803,000 | $13,070,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 5,443,000 | $5,437,000 | thousands by filing date | principal |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 2,035,000 | $2,036,000 | thousands by filing date | principal |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 1,918,000 | $1,937,000 | thousands by filing date | principal |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 78,935 | $1,609,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,547,000 | $1,564,000 | thousands by filing date | principal |
| RH | 74967XAD5 | CV | 250,000 | $779,000 | thousands by filing date | principal |
| OPPFI INC | 68386H103 | COMMON STOCK | 59,438 | $467,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 509,337 | $372,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 9,721 | $276,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 3,396 | $157,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 3,600 | $140,000 | thousands by filing date | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 2,300 | $51,000 | thousands by filing date | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 29,719 | $46,000 | thousands by filing date | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 2,500 | $37,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 138 | $8,000 | thousands by filing date | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 975 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000724683-21-000034 | this filing | 2021-11-12 | acceptance time not in the bulk data set |