13F-HR filed by PIPER SANDLER & CO.
PIPER SANDLER & CO. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 21 holding rows worth $138,855,000.
- Accession
- 0000724683-21-000012
- Filer
- CIK 724683
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 21 entries on the cover page, a total value of $138,855,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $138,855,000 with VALUE read as thousands by filing date, 13F file number 028-15951. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 3,682,000 | $41,496,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 3,783,000 | $14,929,000 | thousands by filing date | principal |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 1,190,000 | $12,695,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 12,550,000 | $12,425,000 | thousands by filing date | principal |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 2,719,000 | $11,168,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 613,000 | $9,108,000 | thousands by filing date | principal |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 108,935 | $5,709,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 148,256 | $5,293,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 5,067,000 | $5,016,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 483,000 | $4,722,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 1,148,000 | $4,720,000 | thousands by filing date | principal |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 3,360,000 | $3,293,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 700,000 | $1,868,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,800,000 | $1,828,000 | thousands by filing date | principal |
| NICE SYS INC | 65366HAB9 | BOND | 500,000 | $1,699,000 | thousands by filing date | principal |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 395,000 | $1,549,000 | thousands by filing date | principal |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 59,437 | $631,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 49,590 | $297,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 509,337 | $209,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 10,777 | $166,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 500 | $34,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000724683-21-000012 | this filing | 2021-02-11 | acceptance time not in the bulk data set |