13F-HR filed by PIPER SANDLER & CO.
PIPER SANDLER & CO. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 26 holding rows worth $133,521,000.
- Accession
- 0000724683-20-000079
- Filer
- CIK 724683
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 27 entries on the cover page, a total value of $133,521,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $133,521,000 with VALUE read as thousands by filing date, 13F file number 028-15951. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 6,485,000 | $38,298,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 11,021,000 | $37,664,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 14,706,000 | $14,655,000 | thousands by filing date | principal |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 2,573,000 | $7,944,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 4,569,000 | $5,503,000 | thousands by filing date | principal |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 148,256 | $4,947,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 5,000,000 | $4,852,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 1,400,000 | $4,627,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 1,663,000 | $3,189,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 734,000 | $2,770,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,908,000 | $1,926,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,800,000 | $1,827,000 | thousands by filing date | principal |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 1,790,000 | $1,775,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 1,034,000 | $1,029,000 | thousands by filing date | principal |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 10,000 | $985,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 56,250 | $563,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 5,900 | $223,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 3,759 | $208,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 509,337 | $138,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 10,777 | $122,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 2,000 | $77,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 8,298 | $74,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 1,435 | $52,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 418 | $43,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G106 | ORD SHS | 2,400 | $18,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 300 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000724683-20-000079 | this filing | 2020-11-12 | acceptance time not in the bulk data set |