13F-HR filed by PIPER SANDLER & CO.
PIPER SANDLER & CO. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 23 holding rows worth $115,116,000.
- Accession
- 0000724683-19-000050
- Filer
- CIK 724683
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 23 entries on the cover page, a total value of $115,116,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $115,116,000 with VALUE read as thousands by filing date, 13F file number 028-15951. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 22,120,000 | $61,576,000 | thousands by filing date | principal |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 11,760,000 | $11,783,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 9,062,000 | $9,156,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 6,167,000 | $6,155,000 | thousands by filing date | principal |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 4,686,000 | $4,709,000 | thousands by filing date | principal |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 77,390 | $4,044,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 3,986,000 | $3,960,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 2,915,000 | $2,921,000 | thousands by filing date | principal |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 2,500,000 | $2,435,000 | thousands by filing date | principal |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 2,000,000 | $2,011,000 | thousands by filing date | principal |
| FORTIVE CORP | 34959J207 | PREFERRED | 2,000 | $1,804,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 26,677 | $1,378,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 900 | $1,136,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 509,337 | $1,115,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 10,000 | $619,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 4,659 | $270,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 501 | $16,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 327 | $13,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 353 | $5,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 1,081 | $5,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 727 | $4,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 36 | $1,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000724683-19-000050 | this filing | 2019-11-14 | acceptance time not in the bulk data set |