13F-HR filed by PIPER SANDLER & CO.
PIPER SANDLER & CO. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 19 holding rows worth $120,375,000.
- Accession
- 0000724683-18-000025
- Filer
- CIK 724683
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 19 entries on the cover page, a total value of $120,375,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $120,375,000 with VALUE read as thousands by filing date, 13F file number 028-15951. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 26,715,000 | $40,316,000 | thousands by filing date | principal |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 7,300,000 | $31,393,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 5,790,000 | $21,854,000 | thousands by filing date | principal |
| CIENA CORP | 171779AJ0 | NOTE 3.750%10/1 | 8,169,000 | $12,655,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 4,132,000 | $6,409,000 | thousands by filing date | principal |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 1,130,000 | $2,092,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 400,000 | $1,837,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 849,000 | $1,729,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 1,000,000 | $1,036,000 | thousands by filing date | principal |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 500,000 | $786,000 | thousands by filing date | principal |
| ASHFORD INC | 044104107 | COM | 2,100 | $159,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 3,719 | $62,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 100 | $15,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 878 | $9,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 277 | $7,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 200 | $6,000 | thousands by filing date | |
| RA MED SYS INC | 74933X104 | COM | 351 | $6,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 71 | $4,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000724683-18-000025 | this filing | 2018-11-14 | acceptance time not in the bulk data set |