13F-HR filed by PIPER SANDLER & CO.
PIPER SANDLER & CO. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 14 holding rows worth $51,297,000.
- Accession
- 0000724683-18-000015
- Filer
- CIK 724683
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 14 entries on the cover page, a total value of $51,297,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $51,297,000 with VALUE read as thousands by filing date, 13F file number 028-15951. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LAM RESEARCH CORP | 512807AL2 | NOTE | 6,812,000 | $23,043,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 6,489,000 | $14,265,000 | thousands by filing date | principal |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 2,000,000 | $6,893,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 3,085,082 | $3,865,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 850,000 | $1,564,000 | thousands by filing date | principal |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 6,150 | $1,172,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 5,763 | $172,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 3,209 | $145,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 1,246 | $101,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 6,217 | $61,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 10,132 | $12,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 100 | $2,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 75 | $1,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 181 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000724683-18-000015 | this filing | 2018-05-15 | acceptance time not in the bulk data set |