13F-HR filed by PIPER SANDLER & CO.
PIPER SANDLER & CO. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 14 holding rows worth $115,248,000.
- Accession
- 0000724683-18-000008
- Filer
- CIK 724683
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 14 entries on the cover page, a total value of $115,248,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $115,248,000 with VALUE read as thousands by filing date, 13F file number 028-15951. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 16,299,000 | $25,068,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 4,480,000 | $24,561,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 38,263 | $22,432,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 7,066,000 | $21,508,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J108 | SHS | 58,900 | $9,635,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 576,701 | $6,863,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 835,000 | $2,574,000 | thousands by filing date | principal |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 57,884 | $1,807,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 500,000 | $745,000 | thousands by filing date | principal |
| Adobe Systems Inc | 98979H103 | COM | 38,927 | $20,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 1,700 | $16,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 800 | $7,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 77 | $6,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 2,523 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000724683-18-000008 | this filing | 2018-02-14 | acceptance time not in the bulk data set |